0000017843-11-000004.txt : 20110801 0000017843-11-000004.hdr.sgml : 20110801 20110801202553 ACCESSION NUMBER: 0000017843-11-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110728 FILED AS OF DATE: 20110801 DATE AS OF CHANGE: 20110801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEE JAMES D CENTRAL INDEX KEY: 0001137979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05828 FILM NUMBER: 111001741 MAIL ADDRESS: STREET 1: TWO PITCAIRN PLACE, SUITE 200 STREET 2: 165 TOWNSHIP LINE ROAD CITY: JENKINTOWN STATE: PA ZIP: 19046 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARPENTER TECHNOLOGY CORP CENTRAL INDEX KEY: 0000017843 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 230458500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2 MERIDIAN BOULEVARD CITY: WYOMISSING STATE: PA ZIP: 19612 BUSINESS PHONE: 6102082000 MAIL ADDRESS: STREET 1: PO BOX 14662 CITY: READING STATE: PA ZIP: 19612-4662 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-07-28 0000017843 CARPENTER TECHNOLOGY CORP CRS 0001137979 DEE JAMES D CARPENTER TECHNOLOGY CORPORATION PO BOX 14662 READING PA 19612 0 1 0 0 VP, Gen Counsel & Secretary Common Stock 2011-07-28 4 A 0 3992 0 A 3992 D Employee Stock Option (Right to Buy) 56.52 2011-07-28 4 A 0 1048 0 A 2012-07-28 2021-07-28 Common Stock 1048 1048 D Employee Stock Option (Right to Buy) 56.52 2011-07-28 4 A 0 1048 0 A 2013-07-28 2021-07-28 Common Stock 1048 1048 D Employee Stock Option (Right to Buy) 56.52 2011-07-28 4 A 0 1048 0 A 2014-07-28 2021-07-28 Common Stock 1048 1048 D The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees. James D. Dee 2011-08-01