Regulatory Consultant

0001085146-19-003026.txt : 20191115 0001085146-19-003026.hdr.sgml : 20191115 20191115090340 ACCESSION NUMBER: 0001085146-19-003026 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191115 DATE AS OF CHANGE: 20191115 EFFECTIVENESS DATE: 20191115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clear Creek Financial Management, LLC CENTRAL INDEX KEY: 0001784235 IRS NUMBER: 465392613 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19580 FILM NUMBER: 191222603 BUSINESS ADDRESS: STREET 1: 9361 BAYSHORE DRIVE NW CITY: SILVERDALE STATE: WA ZIP: 98383 BUSINESS PHONE: 360-308-8239 MAIL ADDRESS: STREET 1: 9361 BAYSHORE DRIVE NW CITY: SILVERDALE STATE: WA ZIP: 98383 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001784235 XXXXXXXX 09-30-2019 09-30-2019 false Clear Creek Financial Management, LLC

9361 BAYSHORE DRIVE NW SILVERDALE WA 98383

13F HOLDINGS REPORT 028-19580 N Ashley Smith-Roos Regulatory Consultant 310-275-7300 /s/Ashley Smith-Roos Beverly Hills CA 11-14-2019 0 135 206477 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 227 2689 SH SOLE 0 0 2689 ABERDEEN ASIA PACIFIC INCOM COM 003009107 203 47480 SH SOLE 0 0 47480 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 172 17278 SH SOLE 0 0 17278 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 443 2451 SH SOLE 0 0 2451 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 471 39093 SH SOLE 0 0 39093 ALPHABET INC CAP STK CL A 02079K305 214 166 SH SOLE 0 0 166 ALPHABET INC CAP STK CL C 02079K107 396 304 SH SOLE 0 0 304 ALPS ETF TR RIVRFRNT STR INC 00162Q783 1345 54129 SH SOLE 0 0 54129 ALTRIA GROUP INC COM 02209S103 569 12169 SH SOLE 0 0 12169 AMAZON COM INC COM 023135106 1344 758 SH SOLE 0 0 758 APOLLO TACTICAL INCOME FD IN COM 037638103 390 26108 SH SOLE 0 0 26108 APPLE INC COM 037833100 1461 5553 SH SOLE 0 0 5553 AT&T INC COM 00206R102 263 6636 SH SOLE 0 0 6636 BED BATH & BEYOND INC COM 075896100 317 23297 SH SOLE 0 0 23297 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 592 2713 SH SOLE 0 0 2713 BLACKBERRY LTD COM 09228F103 277 50258 SH SOLE 0 0 50258 BLACKROCK MULTI-SECTOR INC T COM 09258A107 1083 62658 SH SOLE 0 0 62658 BOEING CO COM 097023105 580 1599 SH SOLE 0 0 1599 BP PLC SPONSORED ADR 055622104 241 6056 SH SOLE 0 0 6056 CABOT OIL & GAS CORP COM 127097103 234 12350 SH SOLE 0 0 12350 CELGENE CORP COM 151020104 208 1897 SH SOLE 0 0 1897 CHEVRON CORP NEW COM 166764100 367 3004 SH SOLE 0 0 3004 COCA COLA CO COM 191216100 258 4929 SH SOLE 0 0 4929 COSTCO WHSL CORP NEW COM 22160K105 745 2436 SH SOLE 0 0 2436 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 311 5529 SH SOLE 0 0 5529 DISNEY WALT CO COM DISNEY 254687106 1036 6965 SH SOLE 0 0 6965 EATON VANCE LTD DUR INCOME F COM 27828H105 169 13159 SH SOLE 0 0 13159 ETF SER SOLUTIONS ACQUIRERS FD 26922A263 2434 92915 SH SOLE 0 0 92915 EXXON MOBIL CORP COM 30231G102 1277 18563 SH SOLE 0 0 18563 FACEBOOK INC CL A 30303M102 459 2380 SH SOLE 0 0 2380 FEDEX CORP COM 31428X106 294 1882 SH SOLE 0 0 1882 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 239 4311 SH SOLE 0 0 4311 FIRST TR EXCHANGE TRADED FD BUYWRIT INCM ETF 33738R308 266 11809 SH SOLE 0 0 11809 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 458 7680 SH SOLE 0 0 7680 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 488 3693 SH SOLE 0 0 3693 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 3012 99280 SH SOLE 0 0 99280 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 5798 96345 SH SOLE 0 0 96345 FIRST TR EXCHANGE TRADED FD FIRST TR TA HIYL 33738D408 855 17773 SH SOLE 0 0 17773 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 10639 205016 SH SOLE 0 0 205016 FIRST TR EXCHANGE TRADED FD FT STRG INCM ETF 33739Q309 647 12789 SH SOLE 0 0 12789 FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV 33738R506 588 17060 SH SOLE 0 0 17060 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 493 10458 SH SOLE 0 0 10458 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 1609 80441 SH SOLE 0 0 80441 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1060 30057 SH SOLE 0 0 30057 FRANKLIN LTD DURATION INC TR COM 35472T101 264 28515 SH SOLE 0 0 28515 FS KKR CAPITAL CORP COM 302635107 207 34813 SH SOLE 0 0 34813 GENERAL ELECTRIC CO COM 369604103 298 26282 SH SOLE 0 0 26282 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 299 13992 SH SOLE 0 0 13992 IDACORP INC COM 451107106 616 5906 SH SOLE 0 0 5906 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 214 10104 SH SOLE 0 0 10104 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 233 2416 SH SOLE 0 0 2416 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 362 2967 SH SOLE 0 0 2967 INVESCO EXCHNG TRADED FD TR INTL BUYBACK 46138E644 563 16983 SH SOLE 0 0 16983 INVESCO QQQ TR UNIT SER 1 46090E103 620 3092 SH SOLE 0 0 3092 INVESCO SR INCOME TR COM 46131H107 50 12125 SH SOLE 0 0 12125 ISHARES INC US INTL HGH YLD 464286178 357 7393 SH SOLE 0 0 7393 ISHARES TR AGGRES ALLOC ETF 464289859 723 12747 SH SOLE 0 0 12747 ISHARES TR CORE INTL AGGR 46435G672 1556 28214 SH SOLE 0 0 28214 ISHARES TR CORE S&P MCP ETF 464287507 594 2965 SH SOLE 0 0 2965 ISHARES TR CORE S&P SCP ETF 464287804 1163 14331 SH SOLE 0 0 14331 ISHARES TR CORE S&P500 ETF 464287200 4728 15226 SH SOLE 0 0 15226 ISHARES TR CORE US AGGBD ET 464287226 256 2279 SH SOLE 0 0 2279 ISHARES TR EAFE GRWTH ETF 464288885 5674 67276 SH SOLE 0 0 67276 ISHARES TR EAFE VALUE ETF 464288877 5540 111744 SH SOLE 0 0 111744 ISHARES TR IBOXX INV CP ETF 464287242 264 2099 SH SOLE 0 0 2099 ISHARES TR JPMORGAN USD EMG 464288281 287 2581 SH SOLE 0 0 2581 ISHARES TR MODERT ALLOC ETF 464289875 260 6624 SH SOLE 0 0 6624 ISHARES TR MSCI EAFE ETF 464287465 212 3094 SH SOLE 0 0 3094 ISHARES TR MSCI EMG MKT ETF 464287234 470 10992 SH SOLE 0 0 10992 ISHARES TR RUS 1000 GRW ETF 464287614 944 5609 SH SOLE 0 0 5609 ISHARES TR RUS 1000 VAL ETF 464287598 391 2957 SH SOLE 0 0 2957 ISHARES TR RUS MID CAP ETF 464287499 757 13172 SH SOLE 0 0 13172 ISHARES TR US TREAS BD ETF 46429B267 1269 48659 SH SOLE 0 0 48659 ISHARES TR USA MOMENTUM FCT 46432F396 3959 32557 SH SOLE 0 0 32557 JOHNSON & JOHNSON COM 478160104 369 2799 SH SOLE 0 0 2799 JOHNSON CTLS INTL PLC SHS G51502105 231 5483 SH SOLE 0 0 5483 JP MORGAN EXCHANGE TRADED FD DIV RTN INT EQ 46641Q209 233 4162 SH SOLE 0 0 4162 JP MORGAN EXCHANGE TRADED FD GLOBAL BD OPRT 46641Q852 8917 175716 SH SOLE 0 0 175716 JPMORGAN CHASE & CO COM 46625H100 343 2662 SH SOLE 0 0 2662 LAM RESEARCH CORP COM 512807108 275 1009 SH SOLE 0 0 1009 MALLINCKRODT PUB LTD CO SHS G5785G107 85 30100 SH SOLE 0 0 30100 MASTERCARD INC CL A 57636Q104 223 796 SH SOLE 0 0 796 MICRON TECHNOLOGY INC COM 595112103 784 16866 SH SOLE 0 0 16866 MICROSOFT CORP COM 594918104 1600 10876 SH SOLE 0 0 10876 NABRIVA THERAPEUTICS PLC SHS G63637105 108 53000 SH SOLE 0 0 53000 NEUBERGER BERMAN MUNI FD INC COM 64124P101 235 15293 SH SOLE 0 0 15293 NUVEEN AMT FREE MUN CR INC F COM 67071L106 420 25994 SH SOLE 0 0 25994 NVIDIA CORP COM 67066G104 505 2426 SH SOLE 0 0 2426 PACIFIC ETHANOL INC COM 69423U305 7 14831 SH SOLE 0 0 14831 PEPSICO INC COM 713448108 264 1958 SH SOLE 0 0 1958 PFIZER INC COM 717081103 691 19029 SH SOLE 0 0 19029 PIMCO ETF TR ACTIVE BD ETF 72201R775 303 2809 SH SOLE 0 0 2809 PIMCO INCOME STRATEGY FUND I COM 72201J104 239 23090 SH SOLE 0 0 23090 PROCTER & GAMBLE CO COM 742718109 267 2207 SH SOLE 0 0 2207 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 99 18419 SH SOLE 0 0 18419 ROKU INC COM CL A 77543R102 293 2060 SH SOLE 0 0 2060 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 336 4654 SH SOLE 0 0 4654 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 484 4029 SH SOLE 0 0 4029 SENIOR HSG PPTYS TR SH BEN INT 81721M109 131 16952 SH SOLE 0 0 16952 SOUTHERN CO COM 842587107 247 3998 SH SOLE 0 0 3998 SPDR GOLD TRUST GOLD SHS 78463V107 330 2383 SH SOLE 0 0 2383 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463X434 271 4105 SH SOLE 0 0 4105 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 6906 225141 SH SOLE 0 0 225141 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1213 33918 SH SOLE 0 0 33918 SPDR S&P 500 ETF TR TR UNIT 78462F103 686 2216 SH SOLE 0 0 2216 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 654 12108 SH SOLE 0 0 12108 SPDR SERIES TRUST HLTH CR EQUIP 78464A581 310 3834 SH SOLE 0 0 3834 SPDR SERIES TRUST PORTFLI INTRMDIT 78464A672 242 7795 SH SOLE 0 0 7795 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 20558 700535 SH SOLE 0 0 700535 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 30442 839438 SH SOLE 0 0 839438 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 12171 348516 SH SOLE 0 0 348516 SPDR SERIES TRUST PORTFOLIO SH TSR 78468R101 4693 156726 SH SOLE 0 0 156726 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 5908 147796 SH SOLE 0 0 147796 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 5276 135814 SH SOLE 0 0 135814 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 284 8417 SH SOLE 0 0 8417 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 259 4231 SH SOLE 0 0 4231 SPDR SERIES TRUST S&P DIVID ETF 78464A763 295 2793 SH SOLE 0 0 2793 SPDR SERIES TRUST S&P REGL BKG 78464A698 419 7444 SH SOLE 0 0 7444 SPDR SERIES TRUST SSGA US SMAL ETF 78468R887 4366 44618 SH SOLE 0 0 44618 SSGA ACTIVE ETF TR MFS SYS VAL EQ 78467V871 3680 52586 SH SOLE 0 0 52586 TAILORED BRANDS INC COM 87403A107 542 106621 SH SOLE 0 0 106621 TJX COS INC NEW COM 872540109 203 3513 SH SOLE 0 0 3513 TOLL BROTHERS INC COM 889478103 218 5465 SH SOLE 0 0 5465 TREVENA INC COM 89532E109 57 86500 SH SOLE 0 0 86500 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 436 14829 SH SOLE 0 0 14829 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 975 7318 SH SOLE 0 0 7318 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 444 5301 SH SOLE 0 0 5301 VANGUARD INDEX FDS GROWTH ETF 922908736 204 1179 SH SOLE 0 0 1179 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1153 4061 SH SOLE 0 0 4061 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 237 5493 SH SOLE 0 0 5493 VERIZON COMMUNICATIONS INC COM 92343V104 269 4581 SH SOLE 0 0 4581 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 640 77433 SH SOLE 0 0 77433 WESTERN ASSET MUN HI INCM FD COM 95766N103 86 11367 SH SOLE 0 0 11367 WISDOMTREE TR EUROPE SMCP DV 97717W869 422 7029 SH SOLE 0 0 7029 WISDOMTREE TR US SMALLCAP FUND 97717W562 6277 167880 SH SOLE 0 0 167880