ABS-15G 1 tv525227_abs15g.htm ABS-15G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549    

 

 

FORM ABS-15G
ASSET-BACKED SECURITIZER
REPORT PURSUANT TO SECTION 15G OF
THE SECURITIES EXCHANGE ACT OF 1934

 

 

Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:

 

¨  Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period _________________  to _______________

 

Date of Report (Date of earliest event reported)______________________

 

Commission File Number of securitizer:____________________

 

Central Index Key Number of securitizer: __________________

 

 

Name and telephone number, including area code, of the person to
contact in connection with this filing.

 

Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1) ¨

 

Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i) ¨

 

Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii) ¨

 

x Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2)

 

Central Index Key Number of depositor: 0001784217

 

Hana SBL Loan Trust 2019-1

(Exact name of issuing entity as specified in its charter)

 

Central Index Key Number of issuing entity (if applicable): _____ Not applicable________

Central Index Key Number of underwriter (if applicable): ______Not applicable______

 

Suyong Kim, Chief Financial Officer, (213) 977-7259

Name and telephone number, including area code, of the person to
contact in connection with this filing

 

 

 

 

PART 1: REPRESENTATION AND WARRANTY INFORMATION

 

Item 1.01 Initial Filing of Rule 15Ga-1 Representations and Warranties Disclosure

 

Not Applicable

 

Item 1.02 Periodic Filing of Rule 15Ga-1 Representations and Warranties Disclosure

 

Not Applicable

 

Item 1.03 Notice of Termination of Duty to File Reports under Rule 15Ga-1

 

Not Applicable

 

 

 

 

PART II: FINDINGS AND CONCLUSIONS OF THIRD-PARTY DUE DILIGENCE REPORTS

 

Item 2.01 Findings and Conclusions of a Third Party Due Diligence Report Obtained by the Issuer

 

Attached, as Exhibit 99.1 hereto is the Report of Independent Accountants on Applying Agreed-Upon Procedures, dated July 12, 2019, obtained by the depositor with respect to certain agreed-upon procedures performed by Ernst & Young, LLP.

 

Item 2.02 Findings and Conclusions of a Third-Party Due Diligence Report Obtained by the Underwriter

 

Not Applicable

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date: August 21, 2019

HANA ABS 2019-1, LLC

(Depositor)

 

 

By: _____/s/ Suyong Kim_____

Name:   Suyong Kim

Title:     Chief Financial Officer

 

 

 

 

 

EXHIBIT INDEX

 

99.1       Report of Independent Accountants on Applying Agreed-Upon Procedures, dated July 12, 2019

 

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