0001783879-24-000321.txt : 20241203 0001783879-24-000321.hdr.sgml : 20241203 20241203184420 ACCESSION NUMBER: 0001783879-24-000321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241201 FILED AS OF DATE: 20241203 DATE AS OF CHANGE: 20241203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quirk Steven M. CENTRAL INDEX KEY: 0001659211 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 241524181 MAIL ADDRESS: STREET 1: C/O ROBINHOOD MARKETS INC. STREET 2: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wk-form4_1733269454.xml FORM 4 X0508 4 2024-12-01 0 0001783879 Robinhood Markets, Inc. HOOD 0001659211 Quirk Steven M. C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 0 1 0 0 Chief Brokerage Officer 0 Class A Common Stock 2024-12-01 4 M 0 44832 A 415027 D Class A Common Stock 2024-12-01 4 S 0 19861 37.54 D 395166 D Restricted Stock Units 2024-12-01 4 M 0 27995 0 D Class A Common Stock 27995 251961 D Restricted Stock Units 2024-12-01 4 M 0 16837 0 D Class A Common Stock 16837 218886 D Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 44,832 RSUs and does not represent a sale by the Reporting Person. On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. /s/ Brandon Webb, attorney-in-fact for Steven M. Quirk 2024-12-03