0001783879-24-000283.txt : 20241002 0001783879-24-000283.hdr.sgml : 20241002 20241002183428 ACCESSION NUMBER: 0001783879-24-000283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241001 FILED AS OF DATE: 20241002 DATE AS OF CHANGE: 20241002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warnick Jason CENTRAL INDEX KEY: 0001871212 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 241349266 MAIL ADDRESS: STREET 1: C/O ROBINHOOD MARKETS INC CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wk-form4_1727908462.xml FORM 4 X0508 4 2024-10-01 0 0001783879 Robinhood Markets, Inc. HOOD 0001871212 Warnick Jason C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 0 1 0 0 Chief Financial Officer 0 Class A Common Stock 2024-10-01 4 M 0 60483 A 1211557 D Class A Common Stock 2024-10-01 4 F 0 24525 23.42 D 1187032 D Restricted Stock Units 2024-10-01 4 M 0 20161 0 D 2027-12-09 Class A Common Stock 20161 20162 D Restricted Stock Units 2024-10-01 4 M 0 40322 0 D 2027-12-09 Class A Common Stock 40322 40323 D Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 60,483 RSUs and does not represent a sale by the Reporting Person. On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the Robinhood 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs vested on April 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. /s/ Brandon Webb, attorney-in-fact for Jason Warnick 2024-10-02