0001783879-24-000198.txt : 20240627 0001783879-24-000198.hdr.sgml : 20240627 20240627185030 ACCESSION NUMBER: 0001783879-24-000198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240625 FILED AS OF DATE: 20240627 DATE AS OF CHANGE: 20240627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frei Frances X CENTRAL INDEX KEY: 0001477837 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 241080822 MAIL ADDRESS: STREET 1: ADVANCE AUTO PARTS, INC. STREET 2: 5008 AIRPORT RD CITY: ROANOKE STATE: VA ZIP: 24012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wk-form4_1719528624.xml FORM 4 X0508 4 2024-06-25 1 0001783879 Robinhood Markets, Inc. HOOD 0001477837 Frei Frances X C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 1 0 0 0 0 Class A Common Stock 2024-06-25 4 M 0 7234 A 89587 D Class A Common Stock 2024-06-25 4 M 0 853 A 90440 D Restricted Stock Units 2024-06-25 4 M 0 5625 0 D Class A Common Stock 5625 0 D Restricted Stock Units 2024-06-25 4 M 0 1609 0 D Class A Common Stock 1609 0 D Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. On June 25, 2024, the Reporting Person was automatically granted 853 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the June 25, 2024 closing price of $22.14 per share of Class A Common Stock, and these shares were fully vested upon grant. On June 20, 2023, the Reporting Person was granted 22,500 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2023, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment vested on the day before Robinhood's 2024 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On November 15, 2021 the Reporting Person was granted 6,435 RSUs under Robinhood's 2021 Plan. One-twelfth (1/12) of these RSUs vested on March 1, 2022, with the remainder scheduled to vest in eleven (11) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. In connection with the end of the Reporting Person's term as a director of Robinhood, all shares remaining unvested as of June 25, 2024 became fully vested on the same day, as approved by Robinhood's Board of Directors. /s/ Brandon Webb, attorney-in-fact for Frances Frei 2024-06-27