0001783879-24-000101.txt : 20240402
0001783879-24-000101.hdr.sgml : 20240402
20240402184504
ACCESSION NUMBER: 0001783879-24-000101
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240401
FILED AS OF DATE: 20240402
DATE AS OF CHANGE: 20240402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Warnick Jason
CENTRAL INDEX KEY: 0001871212
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40691
FILM NUMBER: 24816273
MAIL ADDRESS:
STREET 1: C/O ROBINHOOD MARKETS INC
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Robinhood Markets, Inc.
CENTRAL INDEX KEY: 0001783879
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 09 Crypto Assets
IRS NUMBER: 464364776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 85 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 844-428-5411
MAIL ADDRESS:
STREET 1: 85 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
wk-form4_1712097890.xml
FORM 4
X0508
4
2024-04-01
0
0001783879
Robinhood Markets, Inc.
HOOD
0001871212
Warnick Jason
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD
MENLO PARK
CA
94025
0
1
0
0
Chief Financial Officer
1
Class A Common Stock
2024-04-01
4
M
0
60483
A
1031980
D
Class A Common Stock
2024-04-01
4
F
0
24573
16.33
D
1007407
D
Class A Common Stock
2024-04-01
4
S
0
5000
19.592
D
1002407
D
Restricted Stock Units
2024-04-01
4
M
0
20161
0
D
2027-12-09
Class A Common Stock
20161
60484
D
Restricted Stock Units
2024-04-01
4
M
0
40322
0
D
2027-12-09
Class A Common Stock
40322
120968
D
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 60,483 RSUs and does not represent a sale by the Reporting Person.
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2022.
This transaction was executed in multiple trades during the day at prices ranging from $19.39 to $20.11. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs vested on April 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
/s/ Brandon Webb, attorney-in-fact for Jason Warnick
2024-04-02