0001783879-23-000057.txt : 20230303 0001783879-23-000057.hdr.sgml : 20230303 20230303185009 ACCESSION NUMBER: 0001783879-23-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howard Gretchen CENTRAL INDEX KEY: 0001867437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 23706737 MAIL ADDRESS: STREET 1: 707 MENLO AVENUE STREET 2: SUITE 110 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wf-form4_167788738779290.xml FORM 4 X0306 4 2023-03-01 0 0001783879 Robinhood Markets, Inc. HOOD 0001867437 Howard Gretchen C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 0 1 0 0 Chief Operating Officer Class A Common Stock 2023-03-01 4 M 0 54494 A 673729 D Class A Common Stock 2023-03-01 4 F 0 19804 9.73 D 653925 D Class A Common Stock 168064 I By Family Trust Restricted Stock Units 2023-03-01 4 M 0 30381 0 D 2027-01-12 Class A Common Stock 30381.0 91145 D Restricted Stock Units 2023-03-01 4 M 0 24113 0 D Class A Common Stock 24113.0 289352 D Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement. Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 54,494 RSUs and does not represent a sale by the Reporting Person. On January 13, 2020, the Reporting Person was granted 486,102 RSUs under Robinhood's Amended and Restated 2013 Stock Plan. One-fourth (1/4) of these RSUs vested on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. /s/ Christina Lai, attorney-in-fact for Gretchen Howard 2023-03-03