0001783879-22-000077.txt : 20220404 0001783879-22-000077.hdr.sgml : 20220404 20220404200706 ACCESSION NUMBER: 0001783879-22-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220404 DATE AS OF CHANGE: 20220404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frei Frances X CENTRAL INDEX KEY: 0001477837 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 22804790 MAIL ADDRESS: STREET 1: ADVANCE AUTO PARTS, INC. STREET 2: 5008 AIRPORT RD CITY: ROANOKE STATE: VA ZIP: 24012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW STREET CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW STREET CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wf-form4_164911721118962.xml FORM 4 X0306 4 2022-03-31 0 0001783879 Robinhood Markets, Inc. HOOD 0001477837 Frei Frances X C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 1 0 0 0 Class A Common Stock 2022-03-31 4 A 0 1267 A 12340 D Class A Common Stock 2022-04-01 4 M 0 1440 A 13780 D Restricted Stock Units 2022-04-01 4 M 0 1440 0 D Class A Common Stock 1440.0 1457 D On March 31, 2022, the Reporting Person was automatically granted 1,267 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the March 31, 2022 closing price of $13.51 per share of Class A Common Stock, and these shares were fully vested upon grant. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. On November 15, 2021, the Reporting Person was granted 3,649 RSUs under the 2021 Plan. Of that amount, 752 RSUs vested on January 1, 2022, 1,440 RSUs vested on April 1, 2022, and 1,457 RSUs are scheduled to vest on July 1, 2022 (or, if earlier, the day before Robinhood's next annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. /s/ Brandon Webb, attorney-in-fact for Frances Frei 2022-04-04