0001783879-21-000031.txt : 20210903 0001783879-21-000031.hdr.sgml : 20210903 20210903214656 ACCESSION NUMBER: 0001783879-21-000031 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210728 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warnick Jason CENTRAL INDEX KEY: 0001871212 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 211238102 MAIL ADDRESS: STREET 1: C/O ROBINHOOD MARKETS INC CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW STREET CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW STREET CITY: MENLO PARK STATE: CA ZIP: 94025 4/A 1 wf-form4a_163071999945530.xml FORM 4/A X0306 4/A 2021-07-28 2021-07-30 0 0001783879 Robinhood Markets, Inc. HOOD 0001871212 Warnick Jason C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 0 1 0 0 Chief Financial Officer Common Stock 2021-07-28 4 F 0 318107 38 D 436585 D Shares of Common Stock were automatically reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting of 754,692 RSUs and does not represent a sale by the Reporting Person. This filing amends a prior form and does not represent any new transaction. On July 30, 2021, the Reporting Person filed a Form 4 (the "Original Form") which incorrectly stated that 260,407 shares had been withheld to satisfy tax withholding obligations; the actual number of shares withheld was 318,107 as shown in the amended line item above. The total number of shares of Common Stock beneficially owned following all of the transactions reported on the Original Form should have been 311,585 rather than 369,285. This amendment shall also serve to correct the corresponding amounts that were carried forward to the Form 4 subsequently filed by the Reporting Person on August 3, 2021. /s/ Christina Lai, attorney-in-fact for Jason Warnick 2021-09-03