0001783879-21-000012.txt : 20210803 0001783879-21-000012.hdr.sgml : 20210803 20210803170122 ACCESSION NUMBER: 0001783879-21-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210730 FILED AS OF DATE: 20210803 DATE AS OF CHANGE: 20210803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howard Gretchen CENTRAL INDEX KEY: 0001867437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 211140766 MAIL ADDRESS: STREET 1: 707 MENLO AVENUE STREET 2: SUITE 110 CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW STREET CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW STREET CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wf-form4_162802440862001.xml FORM 4 X0306 4 2021-07-30 0 0001783879 Robinhood Markets, Inc. HOOD 0001867437 Howard Gretchen C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 0 1 0 0 Chief Operating Officer Common Stock 2021-07-30 4 S 0 193000 34.3231 D 219300 D Common Stock 2021-08-02 4 J 0 219300 D 0 D Class A Common Stock 2021-08-02 4 J 0 219300 A 219300 D Common Stock 2021-08-02 4 J 0 172064 D 0 I By Family Trust Class A Common Stock 2021-08-02 4 J 0 172064 A 172064 I By Family Trust This transaction was executed in multiple trades during the day at prices ranging from $33.29 to $35.30. The weighted-average price is reported above. The reporting person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. /s/ Christina Lai, attorney-in-fact for Gretchen Howard 2021-08-03