0001628280-21-015059.txt : 20210730 0001628280-21-015059.hdr.sgml : 20210730 20210730162420 ACCESSION NUMBER: 0001628280-21-015059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210728 FILED AS OF DATE: 20210730 DATE AS OF CHANGE: 20210730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chennapragada Aparna CENTRAL INDEX KEY: 0001733103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 211132881 MAIL ADDRESS: STREET 1: 1680 CAPITAL ONE DRIVE CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW STREET CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW STREET CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 wf-form4_162767664646837.xml FORM 4 X0306 4 2021-07-28 0 0001783879 Robinhood Markets, Inc. HOOD 0001733103 Chennapragada Aparna C/O ROBINHOOD MARKETS, INC. 85 WILLOW ROAD MENLO PARK CA 94025 0 1 0 0 Chief Product Officer Common Stock 2021-07-28 4 M 0 120967 A 120967 D Common Stock 2021-07-28 4 F 0 59976 38 D 60991 D Common Stock 2021-07-29 4 S 0 12199 40 D 48792 D Restricted Stock Units 2021-07-28 4 M 0 120967 0 D 2028-05-06 Common Stock 120967.0 1814517 D Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). Represents shares received upon vesting of restricted stock units ("RSUs") in connection with the IPO Liquidity Event (as defined below). RSUs convert into Common Stock on a one-for-one basis upon vesting and settlement. Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting of 120,967 RSUs and does not represent a sale by the Reporting Person. On May 6, 2021, the Reporting Person was granted 1,935,484 RSUs under Robinhood's 2020 Equity Incentive Plan. Subject to accelerated vesting in certain circumstances, one-sixteenth (1/16) of these RSUs was scheduled to vest on July 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to (a) the Reporting Person's continued service with Robinhood through the applicable vesting date and (b) the occurrence of a liquidity event, which was satisfied upon the effectiveness of Robinhood's IPO registration statement on Form S-1. /s/ Christina Lai, attorney-in-fact for Aparna Chennapragada 2021-07-30