0000950170-24-134301.txt : 20241206 0000950170-24-134301.hdr.sgml : 20241206 20241206202618 ACCESSION NUMBER: 0000950170-24-134301 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241204 FILED AS OF DATE: 20241206 DATE AS OF CHANGE: 20241206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malka Meyer CENTRAL INDEX KEY: 0001571355 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 241533614 MAIL ADDRESS: STREET 1: 364 UNIVERSITY AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 ownership.xml 4 X0508 4 2024-12-04 0001783879 Robinhood Markets, Inc. HOOD 0001571355 Malka Meyer C/O RIBBIT CAPITAL 364 UNIVERSITY AVE. PALO ALTO CA 94301 true false false false true Class A Common Stock 2024-12-04 4 S false 1535681 40.1102 D 4974238 I By Funds Class A Common Stock 2024-12-05 4 S false 1064879 40.5488 D 3909359 I By Funds Class A Common Stock 2024-12-05 4 S false 495774 41.2164 D 3413585 I By Funds Class A Common Stock 2024-12-05 4 S false 115980 42.57 D 3297605 I By Funds Class A Common Stock 20069 D Class A Common Stock 5232936 I By Trust Class A Common Stock 102183 I By LLC These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Bullfrog Capital, L.P. ("Bullfrog") on May 10, 2024. Represents 1,535,681 shares sold by Bullfrog, for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"). Following the reported transaction, (i) 33,471 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 5,757 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 4,905,207 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 3,231 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 2,114 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N")and (viii) 21,571 shares are held directly by Ribbit Management Company, LLC ("Ribbit Management"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. The reported amounts reflect 1,545,984 shares received by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and 21,571 shares received by Ribbit Management in prior distributions-in-kind made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Represents 1,064,879 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,840,328 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Represents 495,774 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,344,554 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Represents 115,980 shares sold by Bullfrog, for itself and as nominee for Bullfrog FF. Following the reported transaction, (i) 33,471 shares are held directly by Fund II for itself and as nominee for FF II, (ii) 5,757 shares are held directly by Fund III for itself and as nominee for FF III, (iii) 3,228,574 shares are held directly by Bullfrog, for itself and as nominee for Bullfrog FF, (iv) 2,880 shares are held directly by RH, (v) 3,231 shares are held directly by RH-D, (vi) 2,114 shares are held directly by RH-E, (vii) 7 shares are held directly by RH-N and (viii) 21,571 shares are held directly by Ribbit Management. The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Represents shares held by the Malka Trust, of which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. Shares held by Tibbir Holdings LLC, of which the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. /s/ Meyer Malka 2024-12-06