0001567619-21-000097.txt : 20210104 0001567619-21-000097.hdr.sgml : 20210104 20210104185221 ACCESSION NUMBER: 0001567619-21-000097 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210101 FILED AS OF DATE: 20210104 DATE AS OF CHANGE: 20210104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSEN JOSHUA NATHANIEL CENTRAL INDEX KEY: 0001800085 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56075 FILM NUMBER: 21503313 MAIL ADDRESS: STREET 1: 5060 N. 40TH STREET, SUITE 120 CITY: PHOENIX STATE: AZ ZIP: 85018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 4Front Ventures Corp. CENTRAL INDEX KEY: 0001783875 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2900-550 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 0A3 BUSINESS PHONE: (602) 682-7037 MAIL ADDRESS: STREET 1: 2900-550 BURRARD STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 0A3 3 1 doc1.xml FORM 3 X0206 3 2021-01-01 0 0001783875 4Front Ventures Corp. FFNTF 0001800085 ROSEN JOSHUA NATHANIEL C/O 4FRONT VENTURES CORP. 5060 N. 40TH STREET, SUITE 120 PHOENIX AZ 85018 1 0 0 0 Class A Subordinate Voting Shares 23221920 I The Rosen Family Living Trust Class A Subordinate Voting Shares 239000 I KEA Capital LLC Class A Subordinate Voting Shares 205280 D Stock Option 0.79 2024-08-22 Class A Subordinate Voting Shares 2000000 D Stock Option 0.08 2019-07-31 2024-09-16 Class A Subordinate Voting Shares 327600 D Stock Option 0.87 2025-12-02 Class A Subordinate Voting Shares 2000000 D Class C Multiple Voting Shares Class A Subordinate Voting Shares 309418 D The option was granted on August 22, 2019 and vests as follows: one-third on August 22, 2020, one-third on August 22, 2021, and one-third on August 22, 2022. Converted from Canadian exercise price of C$1.00 using an exchange rate of C$1.2732 = US$1.00. Converted from Canadian exercise price of C$0.10 using an exchange rate of C$1.2732 = US$1.00. The option was granted on December 2, 2020 and vests as follows: one-half on June 2, 2021, and one-half on December 2, 2021. Converted from Canadian exercise price of C$1.11 using an exchange rate of C$1.2732 = US$1.00. Each share of Class C Multiple Voting Stock is convertible into one share of Class A Subordinate Voting Stock in accordance with the terms of the Class C Multiple Voting Stock. It is not currently convertible. /s/ Leigh Ann Clifford, attorney-in-fact for Joshua Nathaniel Rosen 2021-01-04