0001841794-25-000021.txt : 20250701 0001841794-25-000021.hdr.sgml : 20250701 20250701184839 ACCESSION NUMBER: 0001841794-25-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20250627 FILED AS OF DATE: 20250701 DATE AS OF CHANGE: 20250701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mat Ishbia CENTRAL INDEX KEY: 0001841794 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39189 FILM NUMBER: 251097873 MAIL ADDRESS: STREET 1: C/OUWM HOLDINGS CORPORATION STREET 2: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SFS HOLDING CORP CENTRAL INDEX KEY: 0001842002 ORGANIZATION NAME: STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39189 FILM NUMBER: 251097872 BUSINESS ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 BUSINESS PHONE: 248-833-4392 MAIL ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWM Holdings Corp CENTRAL INDEX KEY: 0001783398 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] ORGANIZATION NAME: 02 Finance EIN: 842124167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 BUSINESS PHONE: 800-981-8898 MAIL ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 FORMER COMPANY: FORMER CONFORMED NAME: Gores Holdings IV, Inc. DATE OF NAME CHANGE: 20190723 4 1 wk-form4_1751410112.xml FORM 4 X0508 4 2025-06-27 0 0001783398 UWM Holdings Corp UWMC 0001841794 Mat Ishbia C/O UWM HOLDINGS CORPORATION 585 SOUTH BLVD E PONTIAC MI 48341 1 1 1 0 President and CEO 0001842002 SFS HOLDING CORP C/O UWM HOLDINGS CORPORATION 585 SOUTH BLVD E PONTIAC MI 48341 0 0 1 0 0 Class A Common Stock 2025-06-27 4 S 0 400036 4.12 D 1299712 I See Footnote Class A Common Stock 2025-06-30 4 S 0 400036 4.13 D 899676 I See Footnote Class A Common Stock 2025-07-01 4 S 0 400036 4.23 D 499640 I See Footnote Class A Common Stock 2025-07-01 4 C 0 4200000 A 4699640 I See Footnote Class A Common Stock 279989 D UWM Paired Interests 2025-07-01 4 C 0 4200000 0 D 2021-01-21 Class A Common Stock 4200000 1389082620 I See Footnote Restricted Stock Units Class A Common Stock 180737 180737 D Sold pursuant to the 10b5-1 Plan adopted by SFS Corp on March 17, 2025. Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.10 to $4.19 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. These securities are held directly by SFS Corp, a 10% holder of the Issuer, and indirectly by Mat Ishbia. Mat Ishbia is the Chief Executive Officer and sole director of SFS Corp and serves as the investment advisor to the trust that owns the voting securities of SFS Corp, and therefore exercises all voting and dispositive power of the securities held by SFS Corp. In addition, trusts for the benefit of Mat Ishbia and his immediate family are shareholders of SFS Corp. By virtue of its relationship with Mat Ishbia, a director and the CEO of the Issuer, SFS Corp may be deemed to be a director by deputization. Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.07 to $4.16 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. Represents the weighted average price of shares sold. The price of the shares sold ranged from $4.08 to $4.30 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each price. Each UWM Paired Interest consists of one share of non-economic voting Class D Common Stock of UWM Holdings Corporation (the "Issuer") ("Class D Stock") and one Class B common units of UWM Holdings, LLC ("UWM LLC") ("Class B Common Units"), a subsidiary of the Issuer. Each UWM Paired Interest is convertible for one share of Class A Common Stock of the Issuer (i) at any time at the option of the holder or (ii) automatically upon transfer to a third person. These shares of Class A Common Stock were acquired by SFS Holding Corp. ("SFS Corp") upon the conversion of an equal number of UWM Paired Interests. These shares are held directly by Mat Ishbia and SFS Corp. has no interests in these shares. The conversion rights related to the UWM Paired Interests do not expire. These Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis. These RSUs vest on March 1, 2026. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan. /s/ Mat Ishbia 2025-07-01 /s/ Mat Ishbia, CEO, for SFS Holding Corp. 2025-07-01