0001841794-23-000002.txt : 20230217 0001841794-23-000002.hdr.sgml : 20230217 20230217204326 ACCESSION NUMBER: 0001841794-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mat Ishbia CENTRAL INDEX KEY: 0001841794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39189 FILM NUMBER: 23644968 MAIL ADDRESS: STREET 1: C/OUWM HOLDINGS CORPORATION STREET 2: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UWM Holdings Corp CENTRAL INDEX KEY: 0001783398 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 842124167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 BUSINESS PHONE: 800-981-8898 MAIL ADDRESS: STREET 1: 585 SOUTH BLVD E CITY: PONTIAC STATE: MI ZIP: 48341 FORMER COMPANY: FORMER CONFORMED NAME: Gores Holdings IV, Inc. DATE OF NAME CHANGE: 20190723 4 1 wf-form4_167668459043020.xml FORM 4 X0306 4 2023-02-15 0 0001783398 UWM Holdings Corp UWMC 0001841794 Mat Ishbia C/O UWM HOLDINGS CORPORATION 585 SOUTH BLVD E PONTIAC MI 48341 1 1 1 0 President and CEO Restricted Stock Units 2023-02-15 4 A 0 267037 0 A Class A Common Stock 267037.0 267037 D Class D Common Stock 2021-01-21 Class A Common Stock 1502069787.0 1502069787 I See Footnote Class B Common Units of UWM Holdings, LLC 2021-01-21 Class A Common Stock 1502069787.0 1502069787 I See Footnote The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis. These RSUs vest on March 2, 2024. Shares of Class D Common Stock of the Issuer ("Class D Stock") have 10 votes per share but no economic rights (including rights to dividends and distributions upon liquidation) and are issued in an equal amount to the number of Class B common units ("Class B Common Units") of UWM Holdings, LLC ("UWM LLC") held. Each stapled unit (consisting of one share of Class D Stock and one Class B Common Unit) is convertible and/or exchangeable for one share of Class A Common Stock of the Issuer. The securities are held directly by SFS Holding Corp. ("SFS"), of which the Reporting Person is the sole director and Chief Executive Officer. The Reporting Person disclaims beneficial ownership of the securities owned by SFS, except to the extent of his pecuniary interest therein. /s/ Anthony Valentine, as Attorney-in-Fact for Mat Ishbia 2023-02-17