0001225208-23-007791.txt : 20230731
0001225208-23-007791.hdr.sgml : 20230731
20230731191753
ACCESSION NUMBER: 0001225208-23-007791
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230731
FILED AS OF DATE: 20230731
DATE AS OF CHANGE: 20230731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crockett Kyle
CENTRAL INDEX KEY: 0001807898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39220
FILM NUMBER: 231129046
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRIER GLOBAL Corp
CENTRAL INDEX KEY: 0001783180
STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
IRS NUMBER: 834051582
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
BUSINESS PHONE: 5613652000
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
FORMER COMPANY:
FORMER CONFORMED NAME: Carrier Global Corp
DATE OF NAME CHANGE: 20190722
4
1
doc4.xml
X0508
4
2023-07-31
0001783180
CARRIER GLOBAL Corp
CARR
0001807898
Crockett Kyle
13995 PASTEUR BOULEVARD
PALM BEACH GARDENS
FL
33418
1
Vice President, Controller
0
Common Stock
2023-07-31
4
M
0
12000.0000
25.5800
A
12042.0000
D
Common Stock
2023-07-31
4
D
0
5183.0000
59.2200
D
6859.0000
D
Common Stock
2023-07-31
4
S
0
6817.0000
59.2152
D
42.0000
D
Stock Appreciation Right
25.5800
2023-07-31
4
M
0
12000.0000
0.0000
D
2023-02-04
2030-02-03
Common Stock
12000.0000
35258.0000
D
The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.2101 to $59.2250 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
/s/ Erin O'Neal as Attorney-in-Fact
2023-07-31