X0306 4 2021-04-30 0001783180 CARRIER GLOBAL Corp CARR 0001189930 FARACI JOHN V 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 1 Executive Chairman Common Stock 2021-04-30 4 M 0 46625.0000 0.0000 A 46625.0000 D Common Stock 2021-04-30 4 F 0 16065.0000 43.5800 D 30560.0000 D Restricted Stock Unit RSU 2021-04-30 4 M 0 46625.0000 43.5800 D 2023-05-14 Common Stock 46625.0000 0.0000 D Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. The reporting person was granted these RSUs on May 14, 2020 The Compensation Committee of the Board of Directors of the Issuer waived the 3-year minimum vesting requirement with respect to the RSUs pursuant to the Letter Agreement, dated April 19, 2021, between the Issuer and the Reporting Person filed as exhibit 10.3 to the Issuer's Quarterly Report on Form 10-Q filed with the SEC on April 29, 2021. As a result, the RSUs vested on April 30, 2021. /s/ William Langston as Attorney-in-Fact 2021-05-04