0001225208-21-002275.txt : 20210211 0001225208-21-002275.hdr.sgml : 20210211 20210211210636 ACCESSION NUMBER: 0001225208-21-002275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210210 FILED AS OF DATE: 20210211 DATE AS OF CHANGE: 20210211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crockett Kyle CENTRAL INDEX KEY: 0001807898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 21622153 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carrier Global Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 8607287845 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 4 1 doc4.xml X0306 4 2021-02-10 0001783180 Carrier Global Corp CARR 0001807898 Crockett Kyle 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 Vice President, Controller Common Stock 2021-02-10 4 M 0 16.0000 0.0000 A 3594.0000 D Common Stock 2021-02-10 4 F 0 4.0000 37.1900 D 3590.0000 D Restricted Stock Unit RSU 2021-02-10 4 A 0 16.0000 0.0000 A Common Stock 16.0000 16.0000 D Restricted Stock Unit RSU 2021-02-10 4 M 0 16.0000 0.0000 D Common Stock 16.0000 0.0000 D Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock. The reporting person was granted RSUs on February 3, 2020. And on February 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021. /s/ Ariel R. David as Attorney-in-Fact 2021-02-11