0000950142-23-002117.txt : 20230731
0000950142-23-002117.hdr.sgml : 20230731
20230731213832
ACCESSION NUMBER: 0000950142-23-002117
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230731
FILED AS OF DATE: 20230731
DATE AS OF CHANGE: 20230731
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Timperman Jurgen
CENTRAL INDEX KEY: 0001808090
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39220
FILM NUMBER: 231129330
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRIER GLOBAL Corp
CENTRAL INDEX KEY: 0001783180
STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
IRS NUMBER: 834051582
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
BUSINESS PHONE: 5613652000
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
FORMER COMPANY:
FORMER CONFORMED NAME: Carrier Global Corp
DATE OF NAME CHANGE: 20190722
4
1
es230387377_4-timperman.xml
OWNERSHIP DOCUMENT
X0508
4
2023-07-31
0
0001783180
CARRIER GLOBAL Corp
CARR
0001808090
Timperman Jurgen
13995 PASTEUR BOULEVARD
PALM BEACH GARDENS
FL
33418
0
1
0
0
President, Fire & Security
0
Common Stock
2023-07-31
4
M
0
136014
20.95
A
136014
D
Common Stock
2023-07-31
4
D
0
12417
59.05
D
123597
D
Common Stock
2023-07-31
4
D
0
12402
59.12
D
111195
D
Common Stock
2023-07-31
4
D
0
23384
59.14
D
87811
D
Common Stock
2023-07-31
4
S
0
87811
59.1403
D
0
D
Common Stock
2023-07-31
4
M
0
134597
25.58
A
134597
D
Common Stock
2023-07-31
4
D
0
29138
59.34
D
105459
D
Common Stock
2023-07-31
4
D
0
14211
59.40
D
91248
D
Common Stock
2023-07-31
4
D
0
14609
59.53
D
76639
D
Common Stock
2023-07-31
4
S
0
76639
59.3770
D
0
D
Common Stock
2023-07-31
4
S
0
33000
59.2000
D
6747
I
By Family Trust
Stock Appreciation Right
20.95
2023-07-31
4
M
0
136014
0
D
2022-06-14
2029-06-13
Common Stock
136014
0
D
Stock Appreciation Right
25.58
2023-07-31
4
M
0
134597
0
D
2023-02-04
2033-02-03
Common Stock
134597
0
D
The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.070 to $59.225 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $59.31 to $59.52 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
/s/ Erin O'Neal as Attorney-in-Fact
2023-07-31