0000950142-23-001663.txt : 20230609
0000950142-23-001663.hdr.sgml : 20230609
20230609213916
ACCESSION NUMBER: 0000950142-23-001663
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230608
FILED AS OF DATE: 20230609
DATE AS OF CHANGE: 20230609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Timperman Jurgen
CENTRAL INDEX KEY: 0001808090
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39220
FILM NUMBER: 231006962
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRIER GLOBAL Corp
CENTRAL INDEX KEY: 0001783180
STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585]
IRS NUMBER: 834051582
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
BUSINESS PHONE: 5613652000
MAIL ADDRESS:
STREET 1: 13995 PASTEUR BOULEVARD
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33418
FORMER COMPANY:
FORMER CONFORMED NAME: Carrier Global Corp
DATE OF NAME CHANGE: 20190722
4
1
es220368452_4-timperman.xml
OWNERSHIP DOCUMENT
X0407
4
2023-06-08
0
0001783180
CARRIER GLOBAL Corp
CARR
0001808090
Timperman Jurgen
13995 PASTEUR BOULEVARD
PALM BEACH GARDENS
FL
33418
0
1
0
0
President, Fire & Security
0
Common Stock
2023-06-08
4
M
0
260000
20.9500
A
260000
D
Common Stock
2023-06-08
4
D
0
121044
45.0066
D
138956
D
Common Stock
2023-06-08
4
S
0
138956
45.0066
D
0
D
Common Stock
2023-06-08
4
S
0
74419
45.0066
D
39747
I
By Family Trust
Stock Appreciation Right
20.950
2023-06-08
4
M
0
260000
0
D
2022-06-14
2029-06-13
Common Stock
260000
136014
D
The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares
underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's
stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.
The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $45.00 to $45.165 per share. The reporting person has provided to the issuer and
undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
/s/ Erin O'Neal as Attorney-in-Fact
2023-06-09