0001783139-23-000003.txt : 20230216
0001783139-23-000003.hdr.sgml : 20230216
20230216151332
ACCESSION NUMBER: 0001783139-23-000003
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230216
DATE AS OF CHANGE: 20230216
EFFECTIVENESS DATE: 20230216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: III Capital Management
CENTRAL INDEX KEY: 0001783139
IRS NUMBER: 880302775
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19553
FILM NUMBER: 23638244
BUSINESS ADDRESS:
STREET 1: 777 YAMATO ROAD
STREET 2: SUITE 300
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: 561-544-4400
MAIL ADDRESS:
STREET 1: 777 YAMATO ROAD
STREET 2: SUITE 300
CITY: BOCA RATON
STATE: FL
ZIP: 33431
13F-HR/A
1
primary_doc.xml
X0202
13F-HR/A
LIVE
false
false
false
0001783139
XXXXXXXX
12-31-2022
12-31-2022
true
1
RESTATEMENT
III Capital Management
777 YAMATO ROAD
SUITE 300
BOCA RATON
FL
33431
13F HOLDINGS REPORT
028-19553
000113539
N
Scott Wyler
Authorized Signatory
561-544-4400
Scott Wyler
Boca Raton
FL
02-16-2023
0
128
820193000
false
INFORMATION TABLE
2
13FDec2022.xml
2U INC
NOTE 2.250% 05/01/25
90214JAB7
1627000
2500000
PRN
SOLE
2500000
0
0
ACADEMY SPORTS & OUTDOORS IN
COM
00402L107
405000
7725
SH
SOLE
7725
0
0
ACROPOLIS INFRASTRUCTURE ACQ
UNIT 99/99/9999
005029202
2686000
269475
SH
SOLE
269475
0
0
AETHERIUM ACQUISITION CORP
UNIT 12/21/2026
00809J200
1518000
150000
SH
SOLE
150000
0
0
AIMFINITY INVESTMENT CORP I
UNIT 02/01/2029
G0135E100
1007000
100000
SH
SOLE
100000
0
0
AIRBNB INC
COM CL A
009066101
641000
7500
SH
SOLE
7500
0
0
AKAMAI TECHNOLOGIES INC
NOTE 0.375% 09/01/27
00971TAL5
10824000
11160000
PRN
SOLE
11160000
0
0
ALGONQUIN PWR UTILS CORP
UNIT 06/15/2024
015857873
8374000
353591
SH
SOLE
353591
0
0
ALPHABET INC
CAP STK CL C
02079K107
3444000
38825
SH
SOLE
38825
0
0
AMYRIS INC
COM NEW
03236M950
1925000
500000
SH
Put
SOLE
500000
0
0
AMYRIS INC
NOTE 1.500% 11/15/26
03236MAJ0
4757000
15000000
PRN
SOLE
15000000
0
0
ANZU SPECIAL ACQUISITIN CORP
*W EXP 12/31/27
03737A119
0
10300
SH
SOLE
10300
0
0
ARES CAPITAL CORP
COM
04010L903
135000
155000
SH
Call
SOLE
155000
0
0
ATI INC
NOTE 3.500% 06/15/25
01741RAK8
15481000
7675000
PRN
SOLE
7675000
0
0
BANYAN ACQUISITION CORPORATI
UNIT 09/30/2028
06690B206
499000
45000
SH
SOLE
45000
0
0
BATH & BODY WORKS INC
COM
070830104
272000
6460
SH
SOLE
6460
0
0
BEYOND MEAT INC
COM
08862E109
567000
46100
SH
SOLE
46100
0
0
BEYOND MEAT INC
COM
08862E959
9410000
223600
SH
Put
SOLE
223600
0
0
BEYOND MEAT INC
NOTE 0.000% 03/15/27
08862EAB5
9117000
34588000
PRN
SOLE
34588000
0
0
BIGBEAR AI HLDGS INC
*W EXP 12/31/28
08975B117
3000
98996
SH
SOLE
98996
0
0
BILANDER ACQUISITION CORP
UNIT 05/19/2026
09001T205
533000
53895
SH
SOLE
53895
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G901
103000
30000
SH
Call
SOLE
30000
0
0
BLACKLINE INC
NOTE 0.125% 08/01/24
09239BAB5
13702000
12297000
PRN
SOLE
12297000
0
0
BLEUACACIA LTD
UNIT 10/30/2026
G11728121
2036000
200000
SH
SOLE
200000
0
0
BOOKING HOLDINGS INC
COM
09857L108
4131000
2050
SH
SOLE
2050
0
0
BOOKING HOLDINGS INC
COM
09857L908
222000
1500
SH
Call
SOLE
1500
0
0
BOYD GAMING CORP
COM
103304101
3026000
55500
SH
SOLE
55500
0
0
BURTECH ACQUISITION CORP
UNIT 12/10/2026
123013203
1527000
150000
SH
SOLE
150000
0
0
CACTUS ACQUISITION CORP 1 LT
UNIT 08/17/2028
G1745A116
505000
49990
SH
SOLE
49990
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
1793000
43116
SH
SOLE
43116
0
0
CARTICA ACQUISITION CORP
UNIT 04/30/2028
G1995D125
1030000
100000
SH
SOLE
100000
0
0
CNX RES CORP
NOTE 2.250% 05/01/26
12653CAG3
12790000
8693000
PRN
SOLE
8693000
0
0
CORSAIR PARTNERING CORP
UNIT 99/99/9999
G2540H124
806000
81628
SH
SOLE
81628
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
3060000
93149
SH
SOLE
93149
0
0
DENALI CAPITAL ACQUISITN COR
UNIT 03/28/2027
G6256B122
460000
45000
SH
SOLE
45000
0
0
DEXCOM INC
NOTE 0.750% 12/01/23
252131AH0
12252000
4442000
PRN
SOLE
4442000
0
0
DISH NETWORK CORPORATION
CL A
25470M959
691000
925000
SH
Put
SOLE
925000
0
0
DISH NETWORK CORPORATION
NOTE 0.000% 12/15/25
25470MAF6
27682000
43000000
PRN
SOLE
43000000
0
0
DROPBOX INC
NOTE 0.000% 03/01/28
26210CAD6
13465000
15036000
PRN
SOLE
15036000
0
0
DYNAVAX TECHNOLOGIES CORP
NOTE 2.500% 05/15/26
268158AD4
16703000
13238000
PRN
SOLE
13238000
0
0
EFFECTOR THERAPEUTICS INC
*W EXP 12/31/27
28202V116
4000
41795
SH
SOLE
41795
0
0
ELLIOTT OPPORTUNITY II CORP
UNIT 99/99/9999
G30092129
1617000
160305
SH
SOLE
160305
0
0
ENVISTA HOLDINGS CORPORATION
NOTE 2.375% 06/01/25
29415FAB0
49902000
29576000
PRN
SOLE
29576000
0
0
EVEREST CONSOLIDATOR ACQ COR
UNIT 99/99/9999
29978K201
510000
50000
SH
SOLE
50000
0
0
FTI CONSULTING INC
NOTE 2.000% 08/15/23
302941AP4
41881000
26495000
PRN
SOLE
26495000
0
0
FUTURETECH II ACQUISITION CO
UNIT 12/23/2022
36119D202
820000
80000
SH
SOLE
80000
0
0
GENESIS UNICORN CAPITAL CORP
UNIT 06/30/2026
37187C209
671000
66400
SH
SOLE
66400
0
0
GOPRO INC
CL A
38268T103
414000
83135
SH
SOLE
83135
0
0
GRANITE CONSTR INC
NOTE 2.750% 11/01/24
387328AB3
35458000
29000000
PRN
SOLE
29000000
0
0
GROUPON INC
NOTE 1.125% 03/15/26
399473AF4
3839000
6500000
PRN
SOLE
6500000
0
0
GSR II METEORA ACQUISITN COR
UNIT 02/24/2027
36263W204
829000
81799
SH
SOLE
81799
0
0
HNR ACQUISITION CORP
*W EXP 07/29/28
40472A128
9000
100000
SH
SOLE
100000
0
0
HNR ACQUISITION CORP
COM
40472A102
1023000
100000
SH
SOLE
100000
0
0
INFINITE ACQUISITION CORP
UNIT 99/99/9999
G48028115
1020000
100000
SH
SOLE
100000
0
0
INNOVIVA INC
NOTE 2.500% 08/15/25
45781MAB7
6660000
6500000
PRN
SOLE
6500000
0
0
INSIGHT ENTERPRISES INC
NOTE 0.750% 02/15/25
45765UAB9
35081000
23321000
PRN
SOLE
23321000
0
0
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138E950
175000
1000000
SH
Put
SOLE
1000000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E953
88000
25000
SH
Put
SOLE
25000
0
0
INVESTCORP INDIA ACQUISTN CO
UNIT 06/01/2028
G49219119
257000
25000
SH
SOLE
25000
0
0
INVITATION HOMES INC
COM
46187W107
666000
22500
SH
SOLE
22500
0
0
INVITATION HOMES INC
COM
46187W957
51000
50000
SH
Put
SOLE
50000
0
0
JACKSON ACQUISITION CO
UNIT 99/99/9999
46653C205
507000
50000
SH
SOLE
50000
0
0
JAWS HURRICANE ACQUISITN COR
UNIT 06/08/2026
47201B202
635000
63316
SH
SOLE
63316
0
0
JAWS JUGGERNAUT ACQUISITN CO
UNIT 06/17/2026
G50735128
546000
54355
SH
SOLE
54355
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 08/15/24
472145AD3
2635000
2670000
PRN
SOLE
2670000
0
0
LAMF GLOBAL VENTURES CORP I
UNIT 11/05/2026
G5338L116
768000
75000
SH
SOLE
75000
0
0
LF CAPITAL ACQUISITION CORP
UNIT 05/15/2028
50202D201
510000
50000
SH
SOLE
50000
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
4658000
118500
SH
SOLE
118500
0
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.500% 03/15/23
538034AQ2
56659000
53059000
PRN
SOLE
53059000
0
0
LUCID GROUP INC
COM
549498953
1510000
600000
SH
Put
SOLE
600000
0
0
LUMENTUM HLDGS INC
NOTE 0.250% 03/15/24
55024UAB5
15831000
15000000
PRN
SOLE
15000000
0
0
M/I HOMES INC
COM
55305B101
2597000
56250
SH
SOLE
56250
0
0
MARATHON DIGITAL HOLDINGS IN
NOTE 1.000% 12/01/26
565788AB2
1653000
7000000
PRN
SOLE
7000000
0
0
MARRIOTT VACATIONS WORLDWIDE
COM
57164Y107
1430000
10625
SH
SOLE
10625
0
0
MICROSTRATEGY INC
NOTE 0.750% 12/15/25
594972AC5
4798000
10158000
PRN
SOLE
10158000
0
0
MIDDLEBY CORP
NOTE 1.000% 09/01/25
596278AB7
1765000
1500000
PRN
SOLE
1500000
0
0
NRG ENERGY INC
NOTE 2.750% 06/01/48
629377CG5
3971000
4000000
PRN
SOLE
4000000
0
0
NUBIA BRAND INTERNATIONAL CO
UNIT 11/16/2026
67022R202
1076000
100000
SH
SOLE
100000
0
0
OMNILIT ACQUISITION CORP
UNIT 11/08/2026
68218C207
933000
93697
SH
SOLE
93697
0
0
OPY ACQUISITION CORP I
UNIT 09/22/2026
671005205
1000000
100000
SH
SOLE
100000
0
0
PALO ALTO NETWORKS INC
NOTE 0.750% 07/01/23
697435AD7
18086000
11438000
PRN
SOLE
11438000
0
0
PANDORA MEDIA INC
NOTE 1.750% 12/01/23
698354AD9
10257000
10000000
PRN
SOLE
10000000
0
0
PERFICIENT INC
NOTE 0.125% 11/15/26
71375UAF8
2188000
2829000
PRN
SOLE
2829000
0
0
PONO CAP TWO INC
UNIT 07/31/2027
73245B206
588000
55787
SH
SOLE
55787
0
0
PORTAGE FINTECH ACQUISITN CO
UNIT 07/08/2026
G7185D122
693000
69000
SH
SOLE
69000
0
0
PROGRESS SOFTWARE CORP
NOTE 1.000% 04/15/26
743312AB6
3590000
3500000
PRN
SOLE
3500000
0
0
PROOF ACQUISITION CORP I
UNIT 99/99/9999
74349W203
508000
50000
SH
SOLE
50000
0
0
PULTE GROUP INC
COM
745867101
539000
11845
SH
SOLE
11845
0
0
PURE STORAGE INC
NOTE 0.125% 04/15/23
74624MAB8
9739000
8999000
PRN
SOLE
8999000
0
0
RAPID7 INC
NOTE 2.250% 05/01/25
753422AD6
8170000
8500000
PRN
SOLE
8500000
0
0
RBC BEARINGS INC
5% CNV PFD SR A
75524B203
11865000
115000
SH
SOLE
115000
0
0
REDFIN CORP
NOTE 0.000% 10/15/25
75737FAC2
11871000
20087000
PRN
SOLE
20087000
0
0
ROYAL CARIBBEAN GROUP
COM
V7780T103
1273000
25769
SH
SOLE
25769
0
0
SABRE CORP
COM
78573M104
197000
32000
SH
SOLE
32000
0
0
SABRE CORP
COM
78573M954
14000
200000
SH
Put
SOLE
200000
0
0
SHUAA PARTNERS ACQUISTN CORP
UNIT 02/24/2027
G81173125
1023000
100000
SH
SOLE
100000
0
0
SHYFT GROUP INC
COM
825698103
3435000
138210
SH
SOLE
138210
0
0
SILICON LABORATORIES INC
NOTE 0.625% 06/15/25
826919AD4
25124000
20016000
PRN
SOLE
20016000
0
0
SKYDECK ACQUISITION CORP
UNIT 05/13/2026
G82220107
277000
27585
SH
SOLE
27585
0
0
SMILEDIRECTCLUB INC
CL A COM
83192H106
16000
47500
SH
SOLE
47500
0
0
SMILEDIRECTCLUB INC
CL A COM
83192H956
74000
47500
SH
Put
SOLE
47500
0
0
SNAP INC
NOTE 0.000% 05/01/27
83304AAF3
2805000
4000000
PRN
SOLE
4000000
0
0
SNAP INC
NOTE 0.250% 05/01/25
83304AAD8
24772000
27529000
PRN
SOLE
27529000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F953
193000
200000
SH
Put
SOLE
200000
0
0
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
40736000
996000
SH
SOLE
996000
0
0
THE REALREAL INC
NOTE 1.000% 03/01/28
88339PAD3
1100000
3000000
PRN
SOLE
3000000
0
0
THE REALREAL INC
NOTE 3.000% 06/15/25
88339PAB7
1214000
2000000
PRN
SOLE
2000000
0
0
TOLL BROTHERS INC
COM
889478103
624000
12500
SH
SOLE
12500
0
0
TRAVERE THERAPEUTICS INC
NOTE 2.250% 03/01/29
89422GAA5
3825000
4193000
PRN
SOLE
4193000
0
0
UNDER ARMOUR INC
NOTE 1.500% 06/01/24
904311AC1
13325000
11854000
PRN
SOLE
11854000
0
0
UNITI GROUP INC
COM
91325V958
1353000
820000
SH
Put
SOLE
820000
0
0
UPHEALTH INC
*W EXP 07/01/24
91532B119
0
25000
SH
SOLE
25000
0
0
UTA ACQUISITION CORPORATION
UNIT 12/01/2026
G9473A125
1012000
100000
SH
SOLE
100000
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
13044000
168300
SH
SOLE
168300
0
0
VARONIS SYS INC
NOTE 1.250% 08/15/25
922280AB8
15343000
14575000
PRN
SOLE
14575000
0
0
VERADIGM INC
NOTE 0.875% 01/01/27
01988PAF5
39790000
27871000
PRN
SOLE
27871000
0
0
VIAVI SOLUTIONS INC
NOTE 1.750% 06/01/23
925550AE5
2001000
2000000
PRN
SOLE
2000000
0
0
VICI PPTYS INC
COM
925652109
486000
15000
SH
SOLE
15000
0
0
VICTORIAS SECRET AND CO
COMMON STOCK
926400102
66000
1858
SH
SOLE
1858
0
0
VISCOGLIOSI BROS ACQUISTN CO
UNIT 03/18/2027
92838K209
504000
50000
SH
SOLE
50000
0
0
VMG CONSUMER ACQUISITION COR
UNIT 11/08/2026
91842V201
508000
50000
SH
SOLE
50000
0
0
WESTERN DIGITAL CORP.
COM
958102105
161000
5125
SH
SOLE
5125
0
0
WILLIAMS ROWLAND ACQUISITION
*W EXP 12/11/26
96951B110
2000
48767
SH
SOLE
48767
0
0
WILLIAMS ROWLAND ACQUISITION
COM
96951B102
978000
97535
SH
SOLE
97535
0
0
WILLIAMS ROWLAND ACQUISITION
UNIT 99/99/9999
96951B201
124000
12465
SH
SOLE
12465
0
0
WINNEBAGO INDS INC
NOTE 1.500% 04/01/25
974637AB6
19016000
18061000
PRN
SOLE
18061000
0
0
WORKIVA INC
NOTE 1.125% 08/15/26
98139AAB1
34803000
28150000
PRN
SOLE
28150000
0
0
ZILLOW GROUP INC
NOTE 0.750% 09/01/24
98954MAE1
19215000
18500000
PRN
SOLE
18500000
0
0