Chief Executive Officer

0001783139-22-000003.txt : 20220516 0001783139-22-000003.hdr.sgml : 20220516 20220516160830 ACCESSION NUMBER: 0001783139-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III Capital Management CENTRAL INDEX KEY: 0001783139 IRS NUMBER: 880302775 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19553 FILM NUMBER: 22928915 BUSINESS ADDRESS: STREET 1: 777 YAMATO ROAD STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 561-544-4400 MAIL ADDRESS: STREET 1: 777 YAMATO ROAD STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001783139 XXXXXXXX 03-31-2022 03-31-2022 III Capital Management

777 YAMATO ROAD SUITE 300 BOCA RATON FL 33431

13F HOLDINGS REPORT 028-19553 N Scott Wyler Chief Executive Officer 5615444400 Scott Wyler Boca Raton FL 05-16-2022 0 150 1146259 false INFORMATION TABLE 2 13FMar2022.xml 7 ACQUISITION CORPORATION UNIT 11/05/2026 G80694121 252 25000 SH SOLE 25000 0 0 ACROPOLIS INFRASTRUCTURE ACQ UNIT 99/99/9999 005029202 2640 269475 SH SOLE 269475 0 0 AETHERIUM ACQUISITION CORP UNIT 12/21/2026 00809J200 1501 150000 SH SOLE 150000 0 0 ALGONQUIN PWR UTILS CORP UNIT 99/99/9999 015857873 13516 274510 SH SOLE 274510 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 0 100 SH Call SOLE 100 0 0 ALPHABET INC CAP STK CL C 02079K107 4477 1603 SH SOLE 1603 0 0 ALTAIR ENGR INC NOTE 0.250% 06/01/24 021369AA1 7382 5084000 PRN SOLE 5084000 0 0 ALTIMAR ACQUISITION CORP III UNIT 99/99/9999 G0370U124 250 25394 SH SOLE 25394 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 71 2500 SH Put SOLE 2500 0 0 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 82 4881 SH SOLE 4881 0 0 AMERICAN ELEC PWR CO INC COM 025537101 5686 57000 SH SOLE 57000 0 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 12/31/27 03737A119 2 10300 SH SOLE 10300 0 0 AP ACQUISITION CORP UNIT 99/99/9999 G04058122 705 70000 SH SOLE 70000 0 0 APX ACQUISITION CORP I UNIT 12/07/2026 G0440J117 500 50000 SH SOLE 50000 0 0 ARCH RESOURCES INC NOTE 5.250% 11/15/25 039389AB7 56982 15000000 PRN SOLE 15000000 0 0 AROGO CAPITAL ACQUISITION CO UNIT 99/99/9999 042644203 251 25000 SH SOLE 25000 0 0 AT&T INC COM 00206R102 1616 68409 SH SOLE 68409 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 06/01/24 049164BJ4 30059 20000000 PRN SOLE 20000000 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 06/01/22 049164BH8 11452 10000000 PRN SOLE 10000000 0 0 BANYAN ACQUISITION CORPORATI UNIT 09/30/2028 06690B206 450 45000 SH SOLE 45000 0 0 BATH & BODY WORKS INC COM 070830104 213 4459 SH SOLE 4459 0 0 BEYOND MEAT INC COM 08862E109 4280 1736 SH Put SOLE 1736 0 0 BEYOND MEAT INC COM 08862E109 2202 45600 SH SOLE 45600 0 0 BEYOND MEAT INC NOTE 0.000% 03/15/27 08862EAB5 8423 14000000 PRN SOLE 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28202V116 16 41795 SH SOLE 41795 0 0 EG ACQUISITION CORP UNIT 99/99/9999 26846A209 270 27597 SH SOLE 27597 0 0 ELLIOTT OPPORTUNITY II CORP UNIT 99/99/9999 G30092129 1580 160305 SH SOLE 160305 0 0 EQT CORP NOTE 1.750% 05/01/26 26884LAK5 29585 12444000 PRN SOLE 12444000 0 0 ESM ACQUISITION CORPORATION UNIT 99/99/9999 G3195H120 185 18740 SH SOLE 18740 0 0 EVEREST CONSOLIDATOR ACQ COR UNIT 99/99/9999 29978K201 501 50000 SH SOLE 50000 0 0 EXPEDIA GROUP INC COM NEW 30212P303 68 200 SH Call SOLE 200 0 0 EXPEDIA GROUP INC COM NEW 30212P303 1369 7000 SH SOLE 7000 0 0 FORD MTR CO DEL NOTE 0.000% 03/15/26 345370CZ1 10663 9000000 PRN SOLE 9000000 0 0 FTAC HERA ACQUISITION CORP UNIT 02/28/2026 G3728Y129 125 12697 SH SOLE 12697 0 0 FTI CONSULTING INC NOTE 2.000% 08/15/23 302941AP4 36185 22770000 PRN SOLE 22770000 0 0 FUTURETECH II ACQUISITION CO UNIT 12/23/2022 36119D202 801 80000 SH SOLE 80000 0 0 GENESIS UNICORN CAPITAL CORP UNIT 06/30/2026 37187C209 664 66400 SH SOLE 66400 0 0 GOGREEN INVESTMENTS CORP UNIT 99/99/9999 G9461B127 1011 100000 SH SOLE 100000 0 0 GOLDEN ARROW MERGER CORP UNIT 07/31/2026 380799205 183 18740 SH SOLE 18740 0 0 GRANITE CONSTR INC NOTE 2.750% 11/01/24 387328AB3 26880 22500000 PRN SOLE 22500000 0 0 GSR II METEORA ACQUISITN COR UNIT 02/24/2027 36263W204 1006 100000 SH SOLE 100000 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 03/15/25 40171VAA8 15729 15000000 PRN SOLE 15000000 0 0 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 775 35000 SH SOLE 35000 0 0 HH&L ACQUISITION CO SHS CL A G39714103 528 54000 SH SOLE 54000 0 0 HNR ACQUISITION CORP UNIT 99/99/9999 40472A201 1004 100000 SH SOLE 100000 0 0 HOVNANIAN ENTERPRISES INC CL A NEW 442487401 295 5000 SH SOLE 5000 0 0 ICONIC SPORTS ACQUISITION CO UNIT 99/99/9999 G4712C123 558 55481 SH SOLE 55481 0 0 ILLUMINA INC COM 452327109 93 130 SH Call SOLE 130 0 0 ILLUMINA INC COM 452327109 2375 6800 SH SOLE 6800 0 0 INFINITE ACQUISITION CORP UNIT 99/99/9999 G48028115 1003 100000 SH SOLE 100000 0 0 INNOVIVA INC NOTE 2.500% 08/15/25 45781MAB7 5206 4000000 PRN SOLE 4000000 0 0 INSIGHT ENTERPRISES INC NOTE 0.750% 02/15/25 45765UAB9 53251 33000000 PRN SOLE 33000000 0 0 INVESTCORP EUROPE ACQUISITIO UNIT 12/15/2026 G4923T121 505 50000 SH SOLE 50000 0 0 INVITATION HOMES INC COM 46187W107 42 500 SH Put SOLE 500 0 0 JACKSON ACQUISITION CO UNIT 99/99/9999 46653C205 500 50000 SH SOLE 50000 0 0 JAWS HURRICANE ACQUISITN COR UNIT 06/08/2026 47201B202 631 63316 SH SOLE 63316 0 0 JAWS JUGGERNAUT ACQUISITN CO UNIT 06/17/2026 G50735128 537 54355 SH SOLE 54355 0 0 KISMET ACQUISITION THREE COR UNIT 99/99/9999 G5276C128 132 13519 SH SOLE 13519 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 97 15000 SH Call SOLE 15000 0 0 LAMF GLOBAL VENTURES CORP I UNIT 11/05/2026 G5338L116 750 75000 SH SOLE 75000 0 0 LF CAPITAL ACQUISITION CORP UNIT 05/15/2028 50202D201 504 50000 SH SOLE 50000 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 3016 66000 SH SOLE 66000 0 0 LIFE TIME GROUP HOLDINGS INC COMMON STOCK 53190C102 610 42000 SH SOLE 42000 0 0 LIONHEART ACQUISITION CORP I *W EXP 02/14/26 53625R112 14 32338 SH SOLE 32338 0 0 LIONHEART III CORP UNIT 11/03/2026 536262207 1004 100000 SH SOLE 100000 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 03/15/23 538034AQ2 18126 10259000 PRN SOLE 10259000 0 0 M/I HOMES INC COM 55305B101 709 16000 SH SOLE 16000 0 0 MANDIANT INC NOTE 0.875% 06/01/24 31816QAF8 16133 14610000 PRN SOLE 14610000 0 0 MERITOR INC NOTE 3.250% 10/15/37 59001KAF7 23116 21000000 PRN SOLE 21000000 0 0 MESA LABS INC NOTE 1.375% 08/15/25 59064RAA7 10725 10000000 PRN SOLE 10000000 0 0 MICROSTRATEGY INC NOTE 0.750% 12/15/25 594972AC5 7944 5679000 PRN SOLE 5679000 0 0 MIDDLEBY CORP NOTE 1.000% 09/01/25 596278AB7 20658 15000000 PRN SOLE 15000000 0 0 MONGODB INC NOTE 0.250% 01/15/26 60937PAD8 42250 19500000 PRN SOLE 19500000 0 0 NATIONAL VISION HLDGS INC NOTE 2.500% 05/15/25 63845RAB3 8973 5827000 PRN SOLE 5827000 0 0 NOBLE ROCK ACQUISITION CORP UNIT 01/31/2028 G6546R127 107 10920 SH SOLE 10920 0 0 NUBIA BRAND INTERNATIONAL CO UNIT 11/16/2026 67022R202 999 100000 SH SOLE 100000 0 0 OMNICELL COM NOTE 0.250% 09/15/25 68213NAD1 33418 23600000 PRN SOLE 23600000 0 0 OMNILIT ACQUISITION CORP UNIT 11/08/2026 68218C207 1055 105000 SH SOLE 105000 0 0 OPY ACQUISITION CORP I UNIT 09/22/2026 671005205 996 100000 SH SOLE 100000 0 0 PACIRA BIOSCIENCES INC COM 695127100 476 6243 SH SOLE 6243 0 0 PAN AMERN SILVER CORP COM 697900108 1540 56442 SH SOLE 56442 0 0 PERCEPTION CAPITAL CORP II UNIT 10/25/2026 G7007D128 993 99254 SH SOLE 99254 0 0 PONTEM CORPORATION SHS CL A G71707106 529 54000 SH SOLE 54000 0 0 PORTAGE FINTECH ACQUISITN CO UNIT 07/08/2026 G7185D122 685 69000 SH SOLE 69000 0 0 PROOF ACQUISITION CORP I UNIT 99/99/9999 74349W203 501 50000 SH SOLE 50000 0 0 PULTE GROUP INC COM 745867101 313 7476 SH SOLE 7476 0 0 Q2 HLDGS INC NOTE 0.125% 11/15/25 74736LAF6 6074 7000000 PRN SOLE 7000000 0 0 RAPID7 INC NOTE 2.250% 05/01/25 753422AD6 28527 15005000 PRN SOLE 15005000 0 0 RBC BEARINGS INC 5% CNV PFD SR A 75524B203 11466 115000 SH SOLE 115000 0 0 REDFIN CORP NOTE 0.000% 10/15/25 75737FAC2 3720 5000000 PRN SOLE 5000000 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 2062 24615 SH SOLE 24615 0 0 SABRE CORP COM 78573M104 9 3000 SH Put SOLE 3000 0 0 SABRE GLBL INC NOTE 4.000% 04/15/25 78573NAE2 29182 17717000 PRN SOLE 17717000 0 0 SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 09/15/24 78781PAB1 41972 22605000 PRN SOLE 22605000 0 0 SHAKE SHACK INC NOTE 0.000% 03/01/28 819047AB7 2430 3000000 PRN SOLE 3000000 0 0 SHUAA PARTNERS ACQUISTN CORP UNIT 02/24/2027 G81173125 1002 100000 SH SOLE 100000 0 0 SHYFT GROUP INC COM 825698103 1679 46500 SH SOLE 46500 0 0 SILICON LABORATORIES INC NOTE 0.625% 06/15/25 826919AD4 15854 11500000 PRN SOLE 11500000 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 870 20000 SH SOLE 20000 0 0 SKYDECK ACQUISITION CORP UNIT 05/13/2026 G82220107 271 27585 SH SOLE 27585 0 0 SOFTWARE ACQUISITN GRP INC I UNIT 03/01/2028 83407J202 3535 350000 SH SOLE 350000 0 0 SOLAREDGE TECHNOLOGIES INC NOTE 0.000% 09/15/25 83417MAD6 30476 22300000 PRN SOLE 22300000 0 0 T-MOBILE US INC COM 872590104 906 7063 SH SOLE 7063 0 0 TALON 1 ACQUISITION CORP UNIT 11/02/2026 G86656124 507 50000 SH SOLE 50000 0 0 TB SA ACQUISITION CORP UNIT 03/25/2028 G8657L113 244 24987 SH SOLE 24987 0 0 THRIVE ACQUISITION CORPORATI UNIT 10/31/2028 G7158C127 151 15000 SH SOLE 15000 0 0 UBER TECHNOLOGIES INC COM 90353T100 820 23000 SH SOLE 23000 0 0 UNITI GROUP INC COM 91325V108 45 1000 SH Put SOLE 1000 0 0 UPHEALTH INC *W EXP 07/01/24 91532B119 4 25000 SH SOLE 25000 0 0 UTA ACQUISITION CORPORATION UNIT 12/01/2026 G9473A125 1001 100000 SH SOLE 100000 0 0 VAIL RESORTS INC COM 91879Q109 1 50 SH Call SOLE 50 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 03/01/24 925550AB1 3255 2500000 PRN SOLE 2500000 0 0 VICI PPTYS INC COM 925652109 261 9176 SH SOLE 9176 0 0 VICTORIAS SECRET AND CO COMMON STOCK 926400102 76 1486 SH SOLE 1486 0 0 VMG CONSUMER ACQUISITION COR UNIT 11/08/2026 91842V201 502 50000 SH SOLE 50000 0 0 WILLIAMS ROWLAND ACQUISITION UNIT 99/99/9999 96951B201 1108 110000 SH SOLE 110000 0 0 WINNEBAGO INDS INC NOTE 1.500% 04/01/25 974637AB6 16372 14960000 PRN SOLE 14960000 0 0 WIX COM LTD NOTE 0.000% 07/01/23 92940WAB5 13579 13000000 PRN SOLE 13000000 0 0 WORKDAY INC NOTE 0.250% 10/01/22 98138HAF8 114886 70225000 PRN SOLE 70225000 0 0 WORKIVA INC NOTE 1.125% 08/15/26 98139AAB1 44311 27414000 PRN SOLE 27414000 0 0 WORLD QUANTUM GROWTH ACQUISI UNIT 99/99/9999 G5596W119 1005 100000 SH SOLE 100000 0 0 ZENDESK INC NOTE 0.625% 06/15/25 98936JAD3 10743 8500000 PRN SOLE 8500000 0 0 ZSCALER INC NOTE 0.125% 07/01/25 98980GAB8 21323 12500000 PRN SOLE 12500000 0 0 ZYNGA INC NOTE 0.250% 06/01/24 98986TAB4 6099 5000000 PRN SOLE 5000000 0 0