Authorized Signatory

0001783139-22-000001.txt : 20220215 0001783139-22-000001.hdr.sgml : 20220215 20220215094605 ACCESSION NUMBER: 0001783139-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220215 DATE AS OF CHANGE: 20220215 EFFECTIVENESS DATE: 20220215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: III Capital Management CENTRAL INDEX KEY: 0001783139 IRS NUMBER: 880302775 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19553 FILM NUMBER: 22637299 BUSINESS ADDRESS: STREET 1: 777 YAMATO ROAD STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 561-544-4400 MAIL ADDRESS: STREET 1: 777 YAMATO ROAD STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001783139 XXXXXXXX 12-31-2021 12-31-2021 III Capital Management

777 YAMATO ROAD SUITE 300 BOCA RATON FL 33431

13F HOLDINGS REPORT 028-19553 N Scott Wyler Authorized Signatory 561-544-4400 Scott Wyler Boca Raton FL 02-14-2022 0 160 1363928 false INFORMATION TABLE 2 13FDEC2021udt.xml 7 ACQUISITION CORPORATION UNIT 11/05/2026 G80694121 251 25000 SH SOLE 25000 0 0 ACROPOLIS INFRASTRUCTURE ACQ UNIT 99/99/9999 005029202 2686 269475 SH SOLE 269475 0 0 AETHERIUM ACQUISITION CORP UNIT 12/21/2026 00809J200 1500 150000 SH SOLE 150000 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 05/01/25 00971TAJ0 13215 10062000 PRN SOLE 10062000 0 0 ALGONQUIN PWR UTILS CORP UNIT 99/99/9999 015857873 12919 274510 SH SOLE 274510 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2 289 SH Call SOLE 289 0 0 ALPHABET INC CAP STK CL C 02079K107 4349 1503 SH SOLE 1503 0 0 ALTAIR ENGR INC NOTE 0.250% 06/01/24 021369AA1 19745 11584000 PRN SOLE 11584000 0 0 ALTICE USA INC CL A 02156K103 832 51473 SH SOLE 51473 0 0 ALTIMAR ACQUISITION CORP III UNIT 99/99/9999 G0370U124 250 25394 SH SOLE 25394 0 0 AMERICAN AIRLINES GROUP INC NOTE 6.500% 07/01/25 02376RAF9 7389 5328000 PRN SOLE 5328000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 217 18700 SH Put SOLE 18700 0 0 AMERICAN EAGLE OUTFITTERS IN NOTE 3.750% 04/15/25 02553EAB2 22756 7500000 PRN SOLE 7500000 0 0 ANTHEMIS DIGITAL ACQUISITION UNIT 10/18/2026 G03959122 253 25000 SH SOLE 25000 0 0 ANZU SPECIAL ACQUISITIN CORP *W EXP 12/31/27 03737A119 8 10300 SH SOLE 10300 0 0 AP ACQUISITION CORP UNIT 99/99/9999 G04058122 709 70000 SH SOLE 70000 0 0 APX ACQUISITION CORP I UNIT 12/07/2026 G0440J117 503 50000 SH SOLE 50000 0 0 ARCH RESOURCES INC NOTE 5.250% 11/15/25 039389AB7 39574 15000000 PRN SOLE 15000000 0 0 AROGO CAPITAL ACQUISITION CO UNIT 99/99/9999 042644203 250 25000 SH SOLE 25000 0 0 ARRAY TECHNOLOGIES INC COM SHS 04271T100 1051 67000 SH SOLE 67000 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 06/01/22 049164BH8 12867 10000000 PRN SOLE 10000000 0 0 AVISTA PUB ACQUISITION CORP UNIT 04/06/2026 G07247110 1516 150000 SH SOLE 150000 0 0 BATH & BODY WORKS INC COM 070830104 311 4459 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0 0 PALO ALTO NETWORKS INC NOTE 0.750% 07/01/23 697435AD7 153508 73118000 PRN SOLE 73118000 0 0 PAN AMERN SILVER CORP COM 697900108 1409 56442 SH SOLE 56442 0 0 PEGASYSTEMS INC NOTE 0.750% 03/01/25 705573AB9 12423 11675000 PRN SOLE 11675000 0 0 PERCEPTION CAPITAL CORP II UNIT 10/25/2026 G7007D128 1007 99254 SH SOLE 99254 0 0 PINDUODUO INC SPONSORED ADS 722304102 0 13 SH Put SOLE 13 0 0 PONTEM CORPORATION SHS CL A G71707106 529 54000 SH SOLE 54000 0 0 PORTAGE FINTECH ACQUISITN CO UNIT 07/08/2026 G7185D122 686 69000 SH SOLE 69000 0 0 PROOF ACQUISITION CORP I UNIT 99/99/9999 74349W203 500 50000 SH SOLE 50000 0 0 PULTE GROUP INC COM 745867101 1056 18476 SH SOLE 18476 0 0 RAMBUS INC DEL NOTE 1.375% 02/01/23 750917AG1 7858 5000000 PRN SOLE 5000000 0 0 RAPID7 INC NOTE 2.250% 05/01/25 753422AD6 26363 13105000 PRN SOLE 13105000 0 0 RBC BEARINGS INC 5% CNV PFD SR A 75524B203 14658 140000 SH SOLE 140000 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 1969 25615 SH SOLE 25615 0 0 SABRE CORP COM 78573M104 113 3600 SH Put SOLE 3600 0 0 SABRE GLBL INC NOTE 4.000% 04/15/25 78573NAE2 35000 25500000 PRN SOLE 25500000 0 0 SHYFT GROUP INC COM 825698103 1400 28500 SH SOLE 28500 0 0 SILVER SPIKE ACQUISITN CORP UNIT 02/26/2026 G8201H121 124 12494 SH SOLE 12494 0 0 SKYDECK ACQUISITION CORP UNIT 05/13/2026 G82220107 273 27585 SH SOLE 27585 0 0 SOFTWARE ACQUISITN GRP INC I UNIT 03/01/2028 83407J202 3535 350000 SH SOLE 350000 0 0 SOUTHWEST AIRLS CO COM 844741108 856 20000 SH SOLE 20000 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 4 859 SH Put SOLE 859 0 0 SUNRUN INC COM 86771W105 348 981 SH Put SOLE 981 0 0 SUNRUN INC COM 86771W105 651 19000 SH SOLE 19000 0 0 SUPERNOVA PARTN ACQ CO III L UNIT 99/99/9999 G8T90F110 123 12494 SH SOLE 12494 0 0 TALON 1 ACQUISITION CORP UNIT 11/02/2026 G86656124 504 50000 SH SOLE 50000 0 0 TB SA ACQUISITION CORP UNIT 03/25/2028 G8657L113 247 24987 SH SOLE 24987 0 0 THRIVE ACQUISITION CORPORATI UNIT 10/31/2028 G7158C127 151 15000 SH SOLE 15000 0 0 TKB CRITICAL TECHNOLOGIES 1 UNIT 10/20/2026 G88935104 101 10000 SH SOLE 10000 0 0 UNITI GROUP INC COM 91325V108 55 1000 SH Put SOLE 1000 0 0 UPHEALTH INC COM 91532B101 148 550 SH Put SOLE 550 0 0 UPHEALTH INC COM 91532B101 291 130000 SH SOLE 130000 0 0 UTA ACQUISITION CORPORATION UNIT 12/01/2026 G9473A125 1008 100000 SH SOLE 100000 0 0 VAIL RESORTS INC COM 91879Q109 12 100 SH Call SOLE 100 0 0 VECTOR ACQUISITION CORP II CL A SHS G9460A104 61 6247 SH SOLE 6247 0 0 VICI PPTYS INC COM 925652109 276 9176 SH SOLE 9176 0 0 VICTORIAS SECRET AND CO COMMON STOCK 926400102 82 1486 SH SOLE 1486 0 0 VMG CONSUMER ACQUISITION COR UNIT 11/08/2026 91842V201 507 50000 SH SOLE 50000 0 0 WILLIAMS ROWLAND ACQUISITION UNIT 99/99/9999 96951B201 1263 125000 SH SOLE 125000 0 0 WINNEBAGO INDS INC NOTE 1.500% 04/01/25 974637AB6 15194 11290000 PRN SOLE 11290000 0 0 WIX COM LTD NOTE 0.000% 07/01/23 92940WAB5 3850 3000000 PRN SOLE 3000000 0 0 WORKDAY INC NOTE 0.250% 10/01/22 98138HAF8 124921 67000000 PRN SOLE 67000000 0 0 WORKIVA INC NOTE 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