The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Aerojet Rocketdyne Holdings Inc | Convertible Bond | 007800AB1 | 23,906 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| Alibaba Group Holding Ltd | COM | 01609W102 | 2,586 | 445 | SH | Call | SOLE | 445 | 0 | 0 | |
| Alphabet Inc | COM | 02079K107 | 1,322 | 900 | SH | SOLE | 900 | 0 | 0 | ||
| Altair Engineering Inc | Convertible Bond | 021369AA1 | 6,107 | 5,500,000 | PRN | SOLE | 5,500,000 | 0 | 0 | ||
| AMPLIFY ENERGY CORP | COM | 03212B103 | 0 | 211 | SH | SOLE | 211 | 0 | 0 | ||
| Aspirational Consumer Lifestyle Corp | COM | G05436129 | 500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| Becton Dickinson and Co | COM | 075887109 | 3,536 | 15,200 | SH | SOLE | 15,200 | 0 | 0 | ||
| Booking Holdings Inc | COM | 09857L108 | 350 | 40 | SH | Call | SOLE | 40 | 0 | 0 | |
| Booking Holdings Inc | COM | 09857L108 | 2,309 | 1,350 | SH | SOLE | 1,350 | 0 | 0 | ||
| Chegg Inc | Convertible Bond | 163092AD1 | 25,656 | 16,900,000 | PRN | SOLE | 16,900,000 | 0 | 0 | ||
| Cinemark Holdings Inc | COM | 17243V102 | 218 | 21,891 | SH | SOLE | 21,891 | 0 | 0 | ||
| Cohn Robbins Holdings Corp | COM | G23726121 | 335 | 33,261 | SH | SOLE | 33,261 | 0 | 0 | ||
| Cornerstone Building Brands Inc | COM | 21925D109 | 1,939 | 243,015 | SH | SOLE | 243,015 | 0 | 0 | ||
| Danaher Corp | COM | 235851300 | 16,247 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| Dell Technologies Inc | COM | 24703L202 | 1,353 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| DISH Network Corp | COM | 25470M109 | 580 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| DocuSign Inc | Convertible Bond | 256163AB2 | 49,938 | 16,500,000 | PRN | SOLE | 16,500,000 | 0 | 0 | ||
| Etsy Inc | COM | 29786A106 | 1 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
| Etsy Inc | Convertible Bond | 29786AAJ5 | 2,983 | 1,893,000 | PRN | SOLE | 1,893,000 | 0 | 0 | ||
| Extra Space Storage Inc | COM | 30225T102 | 27 | 200 | SH | Call | SOLE | 200 | 0 | 0 | |
| Facebook Inc | COM | 30303M102 | 1,309 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| FTI Consulting Inc | Convertible Bond | 302941AP4 | 10,493 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
| Gaming and Leisure Properties Inc | COM | 36467J108 | 1,987 | 53,806 | SH | SOLE | 53,806 | 0 | 0 | ||
| GFL Environmental Inc | COM | 36168Q120 | 5,334 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| GO Acquisition Corp | COM | 362019200 | 756 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| Guidewire Software Inc | Convertible Bond | 40171VAA8 | 9,218 | 8,070,000 | PRN | SOLE | 8,070,000 | 0 | 0 | ||
| IH Merger Sub LLC | Convertible Bond | 19625XAB8 | 18,549 | 14,349,000 | PRN | SOLE | 14,349,000 | 0 | 0 | ||
| Illumina Inc | COM | 452327109 | 56 | 115 | SH | Call | SOLE | 115 | 0 | 0 | |
| Ionis Pharmaceuticals Inc | COM | 462222100 | 195 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
| iQIYI Inc | COM | 46267X108 | 570 | 9,500 | SH | Put | SOLE | 9,500 | 0 | 0 | |
| iQIYI Inc | Convertible Bond | 46267XAD0 | 5,074 | 5,325,000 | PRN | SOLE | 5,325,000 | 0 | 0 | ||
| J2 Global Inc | COM | 48123V102 | 90 | 1,250 | SH | Put | SOLE | 1,250 | 0 | 0 | |
| J2 Global Inc | Convertible Bond | 48123VAC6 | 11,413 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| Kismet Acquisition One Corp | COM | G52753129 | 319 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| Liberty Broadband Corp | COM | 530307305 | 3,390 | 23,730 | SH | SOLE | 23,730 | 0 | 0 | ||
| Liberty Media Corp-Liberty SiriusXM | COM | 531229409 | 1,641 | 49,500 | SH | SOLE | 49,500 | 0 | 0 | ||
| Lionheart Acquisition Corp II | COM | 53625R203 | 747 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| Live Nation Entertainment Inc | Convertible Bond | 538034AQ2 | 3,326 | 3,010,000 | PRN | SOLE | 3,010,000 | 0 | 0 | ||
| Lumentum Holdings Inc | Convertible Bond | 55024UAB5 | 18,089 | 12,932,000 | PRN | SOLE | 12,932,000 | 0 | 0 | ||
| MDC Holdings Inc | COM | 552676108 | 353 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
| NavSight Holdings Inc | COM | 639358209 | 251 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| Neurocrine Biosciences Inc | Convertible Bond | 64125CAD1 | 17,262 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
| NextEra Energy Inc | COM | 65339F739 | 7,136 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| NextEra Energy Inc | COM | 65339F770 | 8,883 | 189,755 | SH | SOLE | 189,755 | 0 | 0 | ||
| NextEra Energy Partners LP | COM | 65341B106 | 5 | 31 | SH | Put | SOLE | 31 | 0 | 0 | |
| NIO Inc | COM | 62914V106 | 294 | 12,406 | SH | Put | SOLE | 12,406 | 0 | 0 | |
| NIO Inc | COM | 62914V106 | 2,202 | 103,800 | SH | SOLE | 103,800 | 0 | 0 | ||
| NIO Inc | Convertible Bond | 62914VAB2 | 6,495 | 2,730,000 | PRN | SOLE | 2,730,000 | 0 | 0 | ||
| NuVasive Inc | Convertible Bond | 670704AG0 | 5,794 | 5,620,000 | PRN | SOLE | 5,620,000 | 0 | 0 | ||
| ON Semiconductor Corp | COM | 682189105 | 36 | 1,607 | SH | Put | SOLE | 1,607 | 0 | 0 | |
| Outfront Media Inc | COM | 69007J106 | 367 | 25,278 | SH | SOLE | 25,278 | 0 | 0 | ||
| Palo Alto Networks Inc | Convertible Bond | 697435AD7 | 3,390 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
| Pan American Silver Corp | COM | 697900108 | 2,138 | 66,506 | SH | SOLE | 66,506 | 0 | 0 | ||
| PG&E Corp | COM | 69331C140 | 12,267 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| Pinduoduo Inc | COM | 722304102 | 10 | 250 | SH | Put | SOLE | 250 | 0 | 0 | |
| Pinduoduo Inc | Convertible Bond | 722304AB8 | 5,428 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
| Proofpoint Inc | Convertible Bond | 743424AF0 | 7,567 | 7,568,000 | PRN | SOLE | 7,568,000 | 0 | 0 | ||
| PulteGroup Inc | COM | 745867101 | 740 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
| Pure Storage Inc | Convertible Bond | 74624MAB8 | 966 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
| Qurate Retail Inc | COM | 74915M100 | 1,220 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
| Royal Caribbean Cruises Ltd | COM | V7780T103 | 1 | 10 | SH | Put | SOLE | 10 | 0 | 0 | |
| Senseonics Holdings Inc | Convertible Bond | 81727UAA3 | 1,153 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| ServiceNow Inc | Convertible Bond | 81762PAC6 | 17,353 | 4,835,000 | PRN | SOLE | 4,835,000 | 0 | 0 | ||
| Southern Co/The | COM | 842587602 | 2,329 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| Splunk Inc | Convertible Bond | 848637AC8 | 6,964 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| Square Inc | Convertible Bond | 852234AD5 | 32,386 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| Synaptics Inc | COM | 87157D109 | 130 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
| Synaptics Inc | Convertible Bond | 87157DAD1 | 18,416 | 14,829,000 | PRN | SOLE | 14,829,000 | 0 | 0 | ||
| Tesla Inc | COM | 88160R101 | 62 | 2,920 | SH | Put | SOLE | 2,920 | 0 | 0 | |
| Tesla Inc | Convertible Bond | 88160RAC5 | 104,084 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
| Viavi Solutions Inc | Convertible Bond | 925550AE5 | 5,852 | 5,250,000 | PRN | SOLE | 5,250,000 | 0 | 0 | ||
| VICI Properties Inc | COM | 925652109 | 3,004 | 128,562 | SH | SOLE | 128,562 | 0 | 0 | ||
| WillScot Mobile Mini Holdings Corp | COM | 971378104 | 2,260 | 135,500 | SH | SOLE | 135,500 | 0 | 0 | ||
| Wix.com Ltd | Convertible Bond | 92940WAB5 | 15,984 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
| World Wrestling Entertainment Inc | COM | 98156Q108 | 40 | 1,010 | SH | SOLE | 1,010 | 0 | 0 | ||
| Zynga Inc | Convertible Bond | 98986TAB4 | 28,511 | 22,500,000 | PRN | SOLE | 22,500,000 | 0 | 0 | ||