0001782739-23-000005.txt : 20230928 0001782739-23-000005.hdr.sgml : 20230928 20230928080954 ACCESSION NUMBER: 0001782739-23-000005 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: DAWN,CASTRO,DENISE, FILED AS OF DATE: 20230927 DATE AS OF CHANGE: 20230928 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Willdan Financial Services CENTRAL INDEX KEY: 0001782739 IRS NUMBER: 330302345 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-05549 FILM NUMBER: 231286215 BUSINESS ADDRESS: STREET 1: 27368 VIA INDUSTRIA, SUITE 200 CITY: TEMECULA STATE: CA ZIP: 92590 BUSINESS PHONE: (951) 587-3500 MAIL ADDRESS: STREET 1: 27368 VIA INDUSTRIA, SUITE 200 CITY: TEMECULA STATE: CA ZIP: 92590 MA-I/A 1 primary_doc.xml MA-I/A 0001782739 XXXXXXXX Mark Risco 9515873500 mrisco@willdan.com rsmith@willdan.com dawn.castro@willdan.com N 0001782739-23-000004 N Castro Denise Dawn N 1 0001782739 Willdan Financial Services 04-09-2022 N 867-02474 LOCATED 04-09-2022 1440 East Missouri Avenue, suite C170 Phoenix AZ 85014 SUPERVISED 04-09-2022 27368 Via Industria Suite 200 Temecula CA 92590 Dawn Denise Wagenschutz Dawn Denise Fraedrich 04-2022 Willdan Financial Services Temecula CA 92590 Y N Principal Consultant 06-2018 04-2022 Piper Sandler & Co Phoenix AZ 85013 Y Y Senior Investment Banking Assistant 11-2016 06-2018 Stifel Nicolaus & Company Phoenix AZ 85016 Y Y Public Finance Assistant 07-2016 11-2016 RBC Talent Net Phoenix AZ 85016 Y Y Administrative Assistant (Temporary) 09-2014 07-2016 Homemaker Avondale AZ 85392 N N Homemaker 02-2000 09-2014 RBC Capital Markets LLC Phoenix AZ 85016 Y Y Senior Administrative Assistant N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-27-2023 Mark Risco Chief Compliance Officer