0001104659-22-098624.txt : 20220908 0001104659-22-098624.hdr.sgml : 20220908 20220908212300 ACCESSION NUMBER: 0001104659-22-098624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220906 FILED AS OF DATE: 20220908 DATE AS OF CHANGE: 20220908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brault Carol CENTRAL INDEX KEY: 0001888434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41055 FILM NUMBER: 221234895 MAIL ADDRESS: STREET 1: C/O WINC, INC. STREET 2: 1751 BERKELEY ST, STUDIO 3 CITY: SANTA MONICA STATE: CA ZIP: 90404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Winc, Inc. CENTRAL INDEX KEY: 0001782627 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 452988960 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1751 BERKELEY ST, STUDIO 3 CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: (800) 297-1760 MAIL ADDRESS: STREET 1: 1751 BERKELEY ST, STUDIO 3 CITY: SANTA MONICA STATE: CA ZIP: 90404 4 1 tm2225440-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-09-06 0 0001782627 Winc, Inc. WBEV 0001888434 Brault Carol 1751 BERKELEY ST., STUDIO 3 SANTA MONICA CA 90404 0 1 0 0 Chief Financial Officer Common Stock 2022-09-06 4 A 0 45000 0 A 174180 D Common Stock 37463 I See footnote Represents an award of restricted stock units (RSUs), which will vest with respect to 25% of the RSUs on September 6, 2023, and the remaining 75% of the RSUs will vest in 12 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting. Represents securities held of record by The Brault Living Trust. The Reporting Person may be deemed to beneficially own shares held by The Brault Living Trust by virtue of her control over the The Brault Living Trust. /s/ Carol Brault 2022-09-08