0001104659-22-098624.txt : 20220908
0001104659-22-098624.hdr.sgml : 20220908
20220908212300
ACCESSION NUMBER: 0001104659-22-098624
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220906
FILED AS OF DATE: 20220908
DATE AS OF CHANGE: 20220908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brault Carol
CENTRAL INDEX KEY: 0001888434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41055
FILM NUMBER: 221234895
MAIL ADDRESS:
STREET 1: C/O WINC, INC.
STREET 2: 1751 BERKELEY ST, STUDIO 3
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Winc, Inc.
CENTRAL INDEX KEY: 0001782627
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900]
IRS NUMBER: 452988960
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1751 BERKELEY ST, STUDIO 3
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: (800) 297-1760
MAIL ADDRESS:
STREET 1: 1751 BERKELEY ST, STUDIO 3
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
4
1
tm2225440-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-09-06
0
0001782627
Winc, Inc.
WBEV
0001888434
Brault Carol
1751 BERKELEY ST., STUDIO 3
SANTA MONICA
CA
90404
0
1
0
0
Chief Financial Officer
Common Stock
2022-09-06
4
A
0
45000
0
A
174180
D
Common Stock
37463
I
See footnote
Represents an award of restricted stock units (RSUs), which will vest with respect to 25% of the RSUs on September 6, 2023, and the remaining 75% of the RSUs will vest in 12 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting.
Represents securities held of record by The Brault Living Trust. The Reporting Person may be deemed to beneficially own shares held by The Brault Living Trust by virtue of her control over the The Brault Living Trust.
/s/ Carol Brault
2022-09-08