0001104659-22-009866.txt : 20220131 0001104659-22-009866.hdr.sgml : 20220131 20220131181330 ACCESSION NUMBER: 0001104659-22-009866 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220127 FILED AS OF DATE: 20220131 DATE AS OF CHANGE: 20220131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thelen Matthew Jonathan Alan CENTRAL INDEX KEY: 0001888065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41055 FILM NUMBER: 22575932 MAIL ADDRESS: STREET 1: C/O WINC, INC. STREET 2: 1751 BERKELEY ST, STUDIO 3 CITY: SANTA MONICA STATE: CA ZIP: 90404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Winc, Inc. CENTRAL INDEX KEY: 0001782627 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 452988896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5340 ALLA RD., SUITE 105 CITY: LOS ANGELES, STATE: CA ZIP: 90066 BUSINESS PHONE: 408.348.0337 MAIL ADDRESS: STREET 1: 5340 ALLA RD., SUITE 105 CITY: LOS ANGELES, STATE: CA ZIP: 90066 4 1 tm224903-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-01-27 0 0001782627 Winc, Inc. WBEV 0001888065 Thelen Matthew Jonathan Alan 1751 BERKELEY ST., STUDIO 3 SANTA MONICA CA 90404 0 1 0 0 See remarks Common Stock 2022-01-27 4 A 0 37613 0 A 206969 D Common Stock 31250 I See footnote Represents an award of restricted stock units (RSUs), which will vest with respect to 25% of the RSUs on January 1, 2023, and the remaining 75% of the RSUs will vest in 16 quarterly installments thereafter, subject to the reporting person's continued service through the applicable vesting date. The RSUs will be settled in shares of the Issuer's common stock upon vesting. Represents securities held of record by Little Lion's Share LLC. The Reporting Person may be deemed to beneficially own shares held by Little Lion's Share LLC by virtue of his shared control over Little Lion's Share LLC. Title of Reporting Person: General Counsel and Chief Strategy Officer /s/ Matthew Thelen 2022-01-31