0001104659-21-140674.txt : 20211118 0001104659-21-140674.hdr.sgml : 20211118 20211117184431 ACCESSION NUMBER: 0001104659-21-140674 CONFORMED SUBMISSION TYPE: 15-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20211118 DATE AS OF CHANGE: 20211117 EFFECTIVENESS DATE: 20211118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Winc, Inc. CENTRAL INDEX KEY: 0001782627 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 452988896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-56336 FILM NUMBER: 211421973 BUSINESS ADDRESS: STREET 1: 5340 ALLA RD., SUITE 105 CITY: LOS ANGELES, STATE: CA ZIP: 90066 BUSINESS PHONE: 408.348.0337 MAIL ADDRESS: STREET 1: 5340 ALLA RD., SUITE 105 CITY: LOS ANGELES, STATE: CA ZIP: 90066 15-12G 1 tm2133339d1_1512g.htm FORM 15-12G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION

12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE

REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number: 000-56336

Winc, Inc.

(Exact name of registrant as specified in its charter)

1751 Berkeley St, Studio 3

Santa Monica, CA 90404

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Series D Preferred Stock, par value $0.0001 per share

Series E Preferred Stock, par value $0.0001 per share

(Title of each class of securities covered by this Form)

Common Stock, par value $0.0001 per share

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

	Rule 12g-4(a)(1)	x
	Rule 12g-4(a)(2)	¨
	Rule 12h-3(b)(1)(i)	x
	Rule 12h-3(b)(1)(ii)	¨
	Rule 15d-6	¨
	Rule 15d-22(b)	¨

Approximate number of holders of record as of the certification or notice date: 0; all shares of the registrant’s Series D Preferred Stock and Series E Preferred Stock converted to common stock and are no longer outstanding.

Pursuant to the requirements of the Securities Exchange Act of 1934, Winc, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

Date:	November 17, 2021	By:	/s/ Geoffrey McFarlane
			Geoffrey McFarlane
			Chief Executive Officer

Instruction: This form is required by Rules 12g-4, 12h-3, 15d-6 and 15d-22 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall file with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature.