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Insider Trading Arrangements
 3 Months Ended
Jun. 30, 2024
shares
Trading Arrangements, by Individual  
Material Terms of Trading Arrangement

Rule 10b5-1 Trading Arrangements

From time to time, our officers (as defined in Rule 16a-1(f) of the Exchange Act) and directors may enter into Rule 10b5-1 or non-Rule 10b5-1 trading arrangements (as each such term is defined in Item 408 of Regulation S-K). During the three months ended June 30, 2024, our officers or directors adopted, modified, or terminated such trading arrangements as set forth below.

 

 



Action



Date

Trading Arrangement

 

 

Rule 10b5-1*

Non-Rule 10b5‑1**

Total Shares Subject to Plan

Expiration Date

Jami Rubin,

Chief Financial Officer

 

Adopt

 

May 23, 2024

 

X

 

 

9,000

 

April 29, 2025(1)

 

 

Adopt

 

May 24, 2024

 

X

 

 

32,537

 

May 21, 2025(1)

Neil Abdollahian,
Chief Business Officer

 

 

 

 

 

 

 

Jessica Oien,
Chief Legal Officer and Corporate Secretary

 

Adopt

 

May 24, 2023

 

X

 

 

35,000

 

May 23, 2025(1)

 

Klaus Wagner, M.D., Ph.D.,
Chief Medical Officer

 

Adopt

 

May 24, 2024

 

X

 

 

68,000

 

April 30, 2025(1)

 

Chris Hassig, Ph.D.,
Chief Scientific Officer

 

Adopt

 

May 26, 2024

 

X

 

 

54,820

 

September 30, 2025(1)

____________________

* Intended to satisfy the affirmative defense of Rule 10b5-1(c)

** Not intended to satisfy the affirmative defense of Rule 10b5-1(c)

(1)
This trading plan may expire earlier if all transactions under the trading plan are completed before the scheduled expiration date.
Jami Rubin  
Trading Arrangements, by Individual  
Name Jami Rubin
Title Chief Financial Officer
Rule 10b5-1 Arrangement Adopted true
Non-Rule 10b5-1 Arrangement Adopted false
Adoption Date May 23, 2024
Expiration Date April 29, 2025
Aggregate Available 9,000
Neil Abdollahian  
Trading Arrangements, by Individual  
Name Neil Abdollahian
Title Chief Business Officer
Rule 10b5-1 Arrangement Adopted true
Non-Rule 10b5-1 Arrangement Adopted false
Adoption Date May 24, 2024
Expiration Date May 21, 2025
Aggregate Available 32,537
Jessica Oien  
Trading Arrangements, by Individual  
Name Jessica Oien
Title Chief Legal Officer and Corporate Secretary
Rule 10b5-1 Arrangement Adopted true
Non-Rule 10b5-1 Arrangement Adopted false
Adoption Date May 24, 2023
Expiration Date May 23, 2025
Aggregate Available 35,000
Klaus Wagner  
Trading Arrangements, by Individual  
Name Klaus Wagner, M.D., Ph.D
Title Chief Medical Officer
Rule 10b5-1 Arrangement Adopted true
Non-Rule 10b5-1 Arrangement Adopted false
Adoption Date May 24, 2024
Expiration Date April 30, 2025
Aggregate Available 68,000
Chris Hassig  
Trading Arrangements, by Individual  
Name Chris Hassig, Ph.D
Title Chief Scientific Officer
Rule 10b5-1 Arrangement Adopted true
Non-Rule 10b5-1 Arrangement Adopted false
Adoption Date May 26, 2024
Expiration Date September 30, 2025
Aggregate Available 54,820