Compliance Consultant

0001781948-23-000004.txt : 20231113 0001781948-23-000004.hdr.sgml : 20231113 20231113133735 ACCESSION NUMBER: 0001781948-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legend Financial Advisors, Inc. CENTRAL INDEX KEY: 0001781948 IRS NUMBER: 251713502 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19565 FILM NUMBER: 231397408 BUSINESS ADDRESS: STREET 1: 5700 CORPORATE DRIVE SUITE 350 CITY: PITTSBURGH STATE: PA ZIP: 15237-5829 BUSINESS PHONE: (412)635-9210 MAIL ADDRESS: STREET 1: 5700 CORPORATE DRIVE SUITE 350 CITY: PITTSBURGH STATE: PA ZIP: 15237-5829 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001781948 XXXXXXXX 09-30-2023 09-30-2023 Legend Financial Advisors, Inc.

5700 CORPORATE DRIVE SUITE 350 PITTSBURGH PA 15237-5829

13F HOLDINGS REPORT 028-19565 N Wren Green Compliance Consultant 720-408-0394 E. Wren Green Broomfield CO 11-13-2023 0 188 117201960 false INFORMATION TABLE 2 legenq3.xml BANCORP INC DEL COM 05969A105 624347 18097 SH SOLE 0 0 18097 DIAMEDICA THERAPEUTICS INC COM NEW 25253X207 2580 1000 SH SOLE 0 0 1000 GENERAL DYNAMICS CORP COM 369550108 13037 59 SH SOLE 0 0 59 ELI LILLY & CO COM 532457108 198201 369 SH SOLE 0 0 369 MCDONALDS CORP COM 580135101 37721 143 SH SOLE 0 0 143 GENERAL MTRS CO COM 37045V100 3165 96 SH SOLE 0 0 96 INTEL CORP COM 458140100 401 11 SH SOLE 0 0 11 ISHARES TR RUS 1000 GRW ETF 464287614 128207 482 SH SOLE 0 0 482 ISHARES TR S&P SML 600 GWT 464287887 12613 115 SH SOLE 0 0 115 SPDR SER TR PORTFOLIO S&P600 78468R853 2985959 80920 SH SOLE 0 0 80920 VANGUARD STAR FDS VG TL INTL STK F 921909768 80548 1505 SH SOLE 0 0 1505 ISHARES TR US REGNL BKS ETF 464288778 127344 3790 SH SOLE 0 0 3790 MICROSOFT CORP COM 594918104 95357 302 SH SOLE 0 0 302 SPDR SER TR S&P BIOTECH 78464A870 9201 126 SH SOLE 0 0 126 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 33770 206 SH SOLE 0 0 206 ALPHABET INC CAP STK CL C 02079K107 36918 280 SH SOLE 0 0 280 ANALOG DEVICES INC COM 032654105 19260 110 SH SOLE 0 0 110 FS KKR CAP CORP COM 302635206 1910 97 SH SOLE 0 0 97 HALLIBURTON CO COM 406216101 740786 18291 SH SOLE 0 0 18291 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 587148 6040 SH SOLE 0 0 6040 SPDR SER TR S&P REGL BKG 78464A698 10944 262 SH SOLE 0 0 262 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 8934 38 SH SOLE 0 0 38 BROADCOM INC COM 11135F101 5814 7 SH SOLE 0 0 7 FMC CORP COM NEW 302491303 1540 23 SH SOLE 0 0 23 INNOVATOR ETFS TR US EQT ULTRA BF 45782C805 8605 334 SH SOLE 0 0 334 ISHARES TR CORE S&P500 ETF 464287200 79445 185 SH SOLE 0 0 185 MORGAN STANLEY COM NEW 617446448 7105 87 SH SOLE 0 0 87 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 11567 295 SH SOLE 0 0 295 WARNER BROS DISCOVERY INC COM SER A 934423104 1727 159 SH SOLE 0 0 159 HOME DEPOT INC COM 437076102 28403 94 SH SOLE 0 0 94 INNOVATOR ETFS TR US EQT PWR BUF 45782C870 8663 283 SH SOLE 0 0 283 SPDR SER TR S&P METALS MNG 78464A755 5953764 113405 SH SOLE 0 0 113405 SANMINA CORPORATION COM 801056102 517288 9530 SH SOLE 0 0 9530 VANGUARD INDEX FDS TOTAL STK MKT 922908769 139553 657 SH SOLE 0 0 657 ADVISORSHARES TR PURE US CANNABIS 00768Y453 9520 1199 SH SOLE 0 0 1199 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 956669 2731 SH SOLE 0 0 2731 BLACKROCK INC COM 09247X101 13576 21 SH SOLE 0 0 21 GENERAC HLDGS INC COM 368736104 13620 125 SH SOLE 0 0 125 GLOBAL X FDS FINTECH ETF 37954Y814 20140 1000 SH SOLE 0 0 1000 MODINE MFG CO COM 607828100 1018807 22269 SH SOLE 0 0 22269 NEWMONT CORP COM 651639106 6984 189 SH SOLE 0 0 189 BANK NEW YORK MELLON CORP COM 064058100 44185 1036 SH SOLE 0 0 1036 DOLBY LABORATORIES INC COM CL A 25659T107 11928 150 SH SOLE 0 0 150 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 233976 4241 SH SOLE 0 0 4241 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 89251 1866 SH SOLE 0 0 1866 CONSTELLATION BRANDS INC CL A 21036P108 10807 43 SH SOLE 0 0 43 EXPEDITORS INTL WASH INC COM 302130109 68778 600 SH SOLE 0 0 600 LEUTHOLD FDS INC CORE ETF 527289789 7607712 251068 SH SOLE 0 0 251068 WALMART INC COM 931142103 13754 86 SH SOLE 0 0 86 ISHARES TR ISHARES SEMICDTR 464287523 8764498 18504 SH SOLE 0 0 18504 PAYPAL HLDGS INC COM 70450Y103 5846 100 SH SOLE 0 0 100 SCHLUMBERGER LTD COM STK 806857108 621361 10658 SH SOLE 0 0 10658 UNITED STATES STL CORP NEW COM 912909108 1695 52 SH SOLE 0 0 52 AFLAC INC COM 001055102 17422 227 SH SOLE 0 0 227 AIRBNB INC COM CL A 009066101 13721 100 SH SOLE 0 0 100 BRUNSWICK CORP COM 117043109 7900 100 SH SOLE 0 0 100 CHEVRON CORP NEW COM 166764100 8937 53 SH SOLE 0 0 53 CHICOS FAS INC COM 168615102 754897 100922 SH SOLE 0 0 100922 DUKE ENERGY CORP NEW COM NEW 26441C204 23477 266 SH SOLE 0 0 266 INVESCO EXCHANGE TRADED FD T INVESCO MSCI 46137V407 7351 166 SH SOLE 0 0 166 ISHARES GOLD TR ISHARES NEW 464285204 10402421 297297 SH SOLE 0 0 297297 MERCK & CO INC COM 58933Y105 23512 228 SH SOLE 0 0 228 S & T BANCORP INC COM 783859101 140654 5194 SH SOLE 0 0 5194 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 12917 197 SH SOLE 0 0 197 VERIZON COMMUNICATIONS INC COM 92343V104 5834 180 SH SOLE 0 0 180 HUNTINGTON INGALLS INDS INC COM 446413106 149139 729 SH SOLE 0 0 729 METLIFE INC COM 59156R108 31455 500 SH SOLE 0 0 500 NIKE INC CL B 654106103 8701 91 SH SOLE 0 0 91 CHUBB LIMITED COM H1467J104 16238 78 SH SOLE 0 0 78 ABRDN SILVER ETF TRUST PHYSCL SILVR SHS 003264108 2721 128 SH SOLE 0 0 128 AMAZON COM INC COM 023135106 745050 5861 SH SOLE 0 0 5861 DOW INC COM 260557103 12890 250 SH SOLE 0 0 250 EMERSON ELEC CO COM 291011104 10430 108 SH SOLE 0 0 108 JPMORGAN CHASE & CO COM 46625H100 141540 976 SH SOLE 0 0 976 RTX CORPORATION COM 75513E101 40447 562 SH SOLE 0 0 562 ROCKWELL AUTOMATION INC COM 773903109 61462 215 SH SOLE 0 0 215 BUNGE LIMITED COM G16962105 4871 45 SH SOLE 0 0 45 AMGEN INC COM 031162100 116373 433 SH SOLE 0 0 433 ISHARES TR CORE S&P SCP ETF 464287804 12263 130 SH SOLE 0 0 130 PRUDENTIAL FINL INC COM 744320102 4745 50 SH SOLE 0 0 50 LINDE PLC SHS G54950103 18618 50 SH SOLE 0 0 50 COLGATE PALMOLIVE CO COM 194162103 6471 91 SH SOLE 0 0 91 CUMMINS INC COM 231021106 10738 47 SH SOLE 0 0 47 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 13488 227 SH SOLE 0 0 227 ILLINOIS TOOL WKS INC COM 452308109 17273 75 SH SOLE 0 0 75 UNITEDHEALTH GROUP INC COM 91324P102 36806 73 SH SOLE 0 0 73 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 27947 91 SH SOLE 0 0 91 ALTSHARES TRUST MERGER ARBITRAGE 02210T108 3830559 145926 SH SOLE 0 0 145926 CARRIER GLOBAL CORPORATION COM 14448C104 27600 500 SH SOLE 0 0 500 INVESCO QQQ TR UNIT SER 1 46090E103 9992591 27891 SH SOLE 0 0 27891 TESLA INC COM 88160R101 3753 15 SH SOLE 0 0 15 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 2969 59 SH SOLE 0 0 59 TEXAS INSTRS INC COM 882508104 15424 97 SH SOLE 0 0 97 VANGUARD INDEX FDS GROWTH ETF 922908736 19334 71 SH SOLE 0 0 71 CHAMPIONX CORPORATION COM 15872M104 725829 20377 SH SOLE 0 0 20377 CITIGROUP INC COM NEW 172967424 2509 61 SH SOLE 0 0 61 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 65337 2175 SH SOLE 0 0 2175 ISHARES INC MSCI GBL GOLD MN 46434G855 1573 76 SH SOLE 0 0 76 PAYCHEX INC COM 704326107 26526 230 SH SOLE 0 0 230 VISA INC COM CL A 92826C839 23001 100 SH SOLE 0 0 100 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 18710 500 SH SOLE 0 0 500 BECTON DICKINSON & CO COM 075887109 13961 54 SH SOLE 0 0 54 FISERV INC COM 337738108 850137 7526 SH SOLE 0 0 7526 MARATHON PETE CORP COM 56585A102 14831 98 SH SOLE 0 0 98 MASTERCARD INCORPORATED CL A 57636Q104 39591 100 SH SOLE 0 0 100 PFIZER INC COM 717081103 6596 199 SH SOLE 0 0 199 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 6460115 83843 SH SOLE 0 0 83843 VANGUARD INDEX FDS VALUE ETF 922908744 24138 175 SH SOLE 0 0 175 LIBERTY GLOBAL PLC SHS CL C G5480U120 4380 236 SH SOLE 0 0 236 DT MIDSTREAM INC COMMON STOCK 23345M107 1693 32 SH SOLE 0 0 32 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 143950 1016 SH SOLE 0 0 1016 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 5674005 134839 SH SOLE 0 0 134839 PNC FINL SVCS GROUP INC COM 693475105 174333 1420 SH SOLE 0 0 1420 UDR INC COM 902653104 71340 2000 SH SOLE 0 0 2000 UNITED AIRLS HLDGS INC COM 910047109 3511 83 SH SOLE 0 0 83 DTE ENERGY CO COM 233331107 6453 65 SH SOLE 0 0 65 INVESCO EXCH TRADED FD TR II SOLAR ETF 46138G706 22839 441 SH SOLE 0 0 441 ISHARES TR RUS 2000 GRW ETF 464287648 14121 63 SH SOLE 0 0 63 ALBEMARLE CORP COM 012653101 414217 2436 SH SOLE 0 0 2436 ATMOS ENERGY CORP COM 049560105 4025 38 SH SOLE 0 0 38 CORTEVA INC COM 22052L104 17036 333 SH SOLE 0 0 333 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 14782 133 SH SOLE 0 0 133 ISHARES TR SP SMCP600VL ETF 464287879 16060 180 SH SOLE 0 0 180 PHILLIPS 66 COM 718546104 72210 601 SH SOLE 0 0 601 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 12855 66 SH SOLE 0 0 66 BANK AMERICA CORP COM 060505104 20707 756 SH SOLE 0 0 756 CONOCOPHILLIPS COM 20825C104 102788 858 SH SOLE 0 0 858 ISHARES INC CORE MSCI EMKT 46434G103 14848 312 SH SOLE 0 0 312 JOHNSON & JOHNSON COM 478160104 29281 188 SH SOLE 0 0 188 LITMAN GREGORY FDS TR IMGP DBI MANAGED 53700T827 1734 60 SH SOLE 0 0 60 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 14202 820 SH SOLE 0 0 820 TAPESTRY INC COM 876030107 381541 13271 SH SOLE 0 0 13271 UNITED PARCEL SERVICE INC CL B 911312106 5923 38 SH SOLE 0 0 38 VANGUARD INDEX FDS MID CAP ETF 922908629 9970463 47880 SH SOLE 0 0 47880 AIR PRODS & CHEMS INC COM 009158106 11903 42 SH SOLE 0 0 42 EMBECTA CORP COMMON STOCK 29082K105 45 3 SH SOLE 0 0 3 NMI HLDGS INC CL A 629209305 572764 21143 SH SOLE 0 0 21143 PEPSICO INC COM 713448108 12539 74 SH SOLE 0 0 74 SANOFI SPONSORED ADR 80105N105 2414 45 SH SOLE 0 0 45 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 658993 9062 SH SOLE 0 0 9062 ISHARES TR MSCI USA MIN VOL 46429B697 11291 156 SH SOLE 0 0 156 MANULIFE FINL CORP COM 56501R106 3656 200 SH SOLE 0 0 200 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 96391 1905 SH SOLE 0 0 1905 VERITIV CORP COM 923454102 1410315 8350 SH SOLE 0 0 8350 AUTOLIV INC COM 052800109 599141 6210 SH SOLE 0 0 6210 AUTOMATIC DATA PROCESSING IN COM 053015103 17803 74 SH SOLE 0 0 74 ISHARES TR RUSSELL 2000 ETF 464287655 39236 222 SH SOLE 0 0 222 PROCTER AND GAMBLE CO COM 742718109 25031 172 SH SOLE 0 0 172 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 115262 716 SH SOLE 0 0 716 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 202362 2900 SH SOLE 0 0 2900 ABBOTT LABS COM 002824100 15205 157 SH SOLE 0 0 157 BARCLAYS BANK PLC DJUBS CMDT ETN36 06738C778 5106416 158880 SH SOLE 0 0 158880 COMCAST CORP NEW CL A 20030N101 55780 1258 SH SOLE 0 0 1258 FIRST TR NASDAQ 100 TECH IND SHS 337345102 13655 94 SH SOLE 0 0 94 GLOBAL X FDS GLOBAL X COPPER 37954Y830 7265247 199540 SH SOLE 0 0 199540 ISHARES TR US INSRNCE ETF 464288786 5273858 57543 SH SOLE 0 0 57543 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4506 35 SH SOLE 0 0 35 SUNCOR ENERGY INC NEW COM 867224107 3438 100 SH SOLE 0 0 100 COPA HOLDINGS SA CL A P31076105 546662 6134 SH SOLE 0 0 6134 ALPHABET INC CAP STK CL A 02079K305 57578 440 SH SOLE 0 0 440 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 11823 420 SH SOLE 0 0 420 NEXTERA ENERGY INC COM 65339F101 230077 4016 SH SOLE 0 0 4016 PEMBINA PIPELINE CORP COM 706327103 4509 150 SH SOLE 0 0 150 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 4197 96 SH SOLE 0 0 96 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 10375 65 SH SOLE 0 0 65 GEN DIGITAL INC COM 668771108 4420 250 SH SOLE 0 0 250 SPDR S&P 500 ETF TR TR UNIT 78462F103 40728 95 SH SOLE 0 0 95 VALERO ENERGY CORP COM 91913Y100 28342 200 SH SOLE 0 0 200 COREBRIDGE FINL INC COM 21871X109 660065 33421 SH SOLE 0 0 33421 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 33945 403 SH SOLE 0 0 403 LOCKHEED MARTIN CORP COM 539830109 14314 35 SH SOLE 0 0 35 TARGET CORP COM 87612E106 8735 79 SH SOLE 0 0 79 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 819 27 SH SOLE 0 0 27 ABRDN PALLADIUM ETF TRUST PHYSICAL PALLADM 003262102 486328 4226 SH SOLE 0 0 4226 FEDEX CORP COM 31428X106 9802 37 SH SOLE 0 0 37 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 5608 80 SH SOLE 0 0 80 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 69082 3254 SH SOLE 0 0 3254 ISHARES TR CORE S&P MCP ETF 464287507 29423 118 SH SOLE 0 0 118 LOWES COS INC COM 548661107 28890 139 SH SOLE 0 0 139 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 7369926 131676 SH SOLE 0 0 131676 AT&T INC COM 00206R102 34644 2307 SH SOLE 0 0 2307 AMERICAN WTR WKS CO INC NEW COM 030420103 123830 1000 SH SOLE 0 0 1000 APPLE INC COM 037833100 1477079 8627 SH SOLE 0 0 8627 ISHARES TR US MED DVC ETF 464288810 22747 469 SH SOLE 0 0 469 NOVARTIS AG SPONSORED ADR 66987V109 6213 61 SH SOLE 0 0 61 RESTAURANT BRANDS INTL INC COM 76131D103 33310 500 SH SOLE 0 0 500 TYSON FOODS INC CL A 902494103 4140 82 SH SOLE 0 0 82 VANGUARD WORLD FD MEGA GRWTH IND 921910816 9076 40 SH SOLE 0 0 40