X0206 3 2019-06-28 0 0000731766 UNITEDHEALTH GROUP INC UNH 0001781821 McMahon Dirk C C/O UNITEDHEALTH GROUP 9900 BREN ROAD EAST MINNETONKA MN 55343 0 1 0 0 President & CEO, UHC Common Stock 46965.226 D Non-Qualified Stock Options 108.97 2025-02-10 Common Stock 11643 D Non-Qualified Stock Options 111.16 2026-02-09 Common Stock 56921 D Non-Qualified Stock Options 160.31 2027-02-08 Common Stock 39205 D Non-Qualified Stock Options 226.64 2028-02-13 Common Stock 32414 D Non-Qualified Stock Options 262.98 2029-02-26 Common Stock 29393 D Amount does not include Performance Share Awards granted to the executive officer on February 8, 2017, February 13, 2018 and February 26, 2019, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance periods and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target numbers of Performance Shares are 14,036, 12,134 and 10,458 for 2017, 2018 and 2019, respectively. The non-qualified stock options vest at a rate of 25% annually on February 10 from the years 2016 through 2019. The non-qualified stock options vest at a rate of 25% annually on February 9 from the years 2017 through 2020. The non-qualified stock options vest at a rate of 25% annually on February 8 from the years 2018 through 2021. The non-qualified stock options vest at a rate of 25% annually on February 13 from the years 2019 through 2022. The non-qualified stock options vest at a rate of 25% annually on February 26 from the years 2020 through 2023. Faraz A. Choudhry, Attorney-in-Fact for Dirk C. McMahon 2019-07-08