SD 1 formsd.htm SD Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________________________________________ 
FORM SD
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SPECIALIZED DISCLOSURE REPORT

logo_otis1a.jpg
OTIS WORLDWIDE CORPORATION
(Exact name of registrant as specified in its charter)

Delaware001-3922183-3789412
(State or other jurisdiction
of incorporation or organization)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
One Carrier Place
Farmington, Connecticut06032
(Address of principal executive offices)
(Zip Code)
Nora E. LaFreniere, Executive Vice President, Chief General Counsel & Corporate Secretary,
(860) 674-3000
(Name and telephone number, including area code,
of the person to contact in connection with this report)

______________________________________________________________________________
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
ý Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.   
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Otis Worldwide Corporation and its subsidiaries’ names, abbreviations thereof, logos, and product and service designators are all either the registered or unregistered trademarks or tradenames of Otis Worldwide Corporation and its subsidiaries. Names, abbreviations of names, logos, and product and service designators of other companies are either the registered or unregistered trademarks or tradenames of their respective owners. As used herein, the terms “we,” “us,” “our,” “the Company,” or “Otis,” unless the context otherwise requires, mean Otis Worldwide Corporation and its subsidiaries. References to internet websites in this Form SD are provided for convenience only. Information available through these websites is not incorporated by reference into this Form SD.

Section 1 - Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

A copy of Otis’ Conflict Minerals Report for the calendar year ended December 31, 2020 is filed as Exhibit 1.01 hereto and is publicly available through the Investors section of Otis’ website (https://www.otis.com/en/us/) under the subheading “SEC Filings” under the heading “Financial Information.”

Item 1.02 Exhibit

The Otis Conflict Minerals Report required by Items 1.01 and 1.02 is filed as Exhibit 1.01 to this Form SD.

Section 2 - Exhibits

Item 2.01 Exhibits

Exhibit 1.01 – Otis’ 2020 Conflict Minerals Report.





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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
OTIS WORLDWIDE CORPORATION
(Registrant)
Date: May 19, 2021By:
/s/ TODD GLANCE  
Todd Glance
Executive Vice President, Operations
Date: May 19, 2021By:
/s/ NORA E. LAFRENIERE  
Nora E. LaFreniere
Executive Vice President, Chief General Counsel & Corporate Secretary




Exhibit Index

Exhibit
Number
Exhibit Description