0001062993-22-002908.txt : 20220207
0001062993-22-002908.hdr.sgml : 20220207
20220207163403
ACCESSION NUMBER: 0001062993-22-002908
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220203
FILED AS OF DATE: 20220207
DATE AS OF CHANGE: 20220207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: de Montlivault Stephane
CENTRAL INDEX KEY: 0001807059
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39221
FILM NUMBER: 22597858
MAIL ADDRESS:
STREET 1: ONE CARRIER PLACE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Otis Worldwide Corp
CENTRAL INDEX KEY: 0001781335
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
IRS NUMBER: 833789412
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CARRIER PLACE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8602184257
MAIL ADDRESS:
STREET 1: ONE CARRIER PLACE
CITY: FARMINGTON
STATE: CT
ZIP: 06032
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-02-03
0001781335
Otis Worldwide Corp
OTIS
0001807059
de Montlivault Stephane
1 CARRIER PLACE
FARMINGTON
CT
06032
0
1
0
0
President, Otis Asia Pac
Common Stock
2021-02-05
4
M
0
1684
A
12890
D
Common Stock
2021-02-05
4
M
0
9913
A
22803
D
Restricted Stock Units
0
2022-02-03
4
A
0
4010
0
A
Common Stock
4010
4010
D
Stock Appreciation Rights
81.85
2022-02-03
4
A
0
16250
81.85
A
2032-02-02
Common Stock
16250
16250
D
Restricted Stock Units
0
2022-02-05
4
M
0
1684
0
D
Common Stock
1684
3371
D
Restricted Stock Units
0
2022-02-05
4
M
0
9913
0
D
Common Stock
9913
0
D
Restricted stock units (RSUs) convert into common stock on a one for one basis.
The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs.
The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date.
Joshua Mullin, Attorney-in-Fact
2022-02-07