0001062993-22-002908.txt : 20220207 0001062993-22-002908.hdr.sgml : 20220207 20220207163403 ACCESSION NUMBER: 0001062993-22-002908 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220203 FILED AS OF DATE: 20220207 DATE AS OF CHANGE: 20220207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de Montlivault Stephane CENTRAL INDEX KEY: 0001807059 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39221 FILM NUMBER: 22597858 MAIL ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Otis Worldwide Corp CENTRAL INDEX KEY: 0001781335 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 833789412 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8602184257 MAIL ADDRESS: STREET 1: ONE CARRIER PLACE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-02-03 0001781335 Otis Worldwide Corp OTIS 0001807059 de Montlivault Stephane 1 CARRIER PLACE FARMINGTON CT 06032 0 1 0 0 President, Otis Asia Pac Common Stock 2021-02-05 4 M 0 1684 A 12890 D Common Stock 2021-02-05 4 M 0 9913 A 22803 D Restricted Stock Units 0 2022-02-03 4 A 0 4010 0 A Common Stock 4010 4010 D Stock Appreciation Rights 81.85 2022-02-03 4 A 0 16250 81.85 A 2032-02-02 Common Stock 16250 16250 D Restricted Stock Units 0 2022-02-05 4 M 0 1684 0 D Common Stock 1684 3371 D Restricted Stock Units 0 2022-02-05 4 M 0 9913 0 D Common Stock 9913 0 D Restricted stock units (RSUs) convert into common stock on a one for one basis. The RSUs and stock appreciation rights vest in three equal annual installments beginning on the first anniversary of the Transaction Date. The RSUs include the right to receive dividend equivalents that are credited as additional RSUs. The reporting person was granted RSUs vesting in three equal annual installments beginning on the first anniversary of the grant date. These RSUs include the right to receive dividend equivalents credited as additional RSUs. The reporting person was granted performance stock units by our former parent on Feb 5, 2019. These were converted into issuer RSUs that fully vested on the Transaction Date. Joshua Mullin, Attorney-in-Fact 2022-02-07