0001420506-23-001973.txt : 20231109 0001420506-23-001973.hdr.sgml : 20231109 20231109170450 ACCESSION NUMBER: 0001420506-23-001973 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231109 DATE AS OF CHANGE: 20231109 EFFECTIVENESS DATE: 20231109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bleichroeder LP CENTRAL INDEX KEY: 0001781002 IRS NUMBER: 842006600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20050 FILM NUMBER: 231393628 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 917-769-2999 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001781002 XXXXXXXX 09-30-2023 09-30-2023 false Bleichroeder LP

1345 AVENUE OF THE AMERICAS 47TH FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-20050 801-117171 N Michael M. Kellen 917-769-2999 Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP NEW YORK NY 11-09-2023 0 74 405764234 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR BLEICHROEDER LP (6819) ABBVIE INC COM 00287Y109 76766 515 SH SOLE 515 0 0 ADVANCED MICRO DEVICES INC COM 007903107 93916 913 SH SOLE 913 0 0 ALLIANCE ENTERTAINMENT HOLDI *W EXP 02/11/202 01861F110 3800 200000 SH SOLE 200000 0 0 ALTRIA GROUP INC COM 02209S103 50460 1200 SH SOLE 1200 0 0 AMERICAN EXPRESS CO COM 025816109 3729750 25000 SH SOLE 25000 0 0 ARK ETF TR FINTECH INNOVA 00214Q708 23232 1200 SH SOLE 1200 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 22985 825 SH SOLE 825 0 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 16248 300 SH SOLE 300 0 0 ARKO CORP *W EXP 12/22/202 041242116 356633 333333 SH SOLE 333333 0 0 ASTRA SPACE INC CL A NEW 04634X202 956 517 SH SOLE 517 0 0 AT&T INC COM 00206R102 24783 1650 SH SOLE 1650 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 2059 66 SH SOLE 66 0 0 BANK NEW YORK MELLON CORP COM 064058100 85300 2000 SH SOLE 2000 0 0 BARFRESH FOOD GROUP INC COM NEW 067532200 1528548 800287 SH SOLE 800287 0 0 BLACKSTONE INC COM 09260D107 8571200 80000 SH SOLE 80000 0 0 BLUEBIRD BIO INC COM 09609G100 2736000 900000 SH SOLE 900000 0 0 BRUNSWICK CORP COM 117043109 77075244 975636 SH SOLE 975636 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 123008 525 SH SOLE 525 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 331200 6000 SH SOLE 6000 0 0 COMPOSECURE INC COM CL A 20459V105 19281953 2989450 SH SOLE 2989450 0 0 COMPOSECURE INC *W EXP 12/27/202 20459V113 65000 100000 SH SOLE 100000 0 0 CUE BIOPHARMA INC COM 22978P106 1736564 755028 SH SOLE 755028 0 0 CUE HEALTH INC COM 229790100 442300 1000000 SH SOLE 1000000 0 0 CURIS INC COM 231269309 164743 24999 SH SOLE 24999 0 0 DIAMEDICA THERAPEUTICS INC COM NEW 25253X207 573578 222317 SH SOLE 222317 0 0 DUOS TECHNOLOGIES GROUP INC COM 266042407 6587882 1283162 SH SOLE 1283162 0 0 DURECT CORP COM NEW 266605500 6568533 2637965 SH SOLE 2637965 0 0 EQRX INC *W EXP 12/17/202 26886C115 8020 200000 SH SOLE 200000 0 0 EQRX INC COM 26886C107 11100 5000 SH SOLE 5000 0 0 EXXON MOBIL CORP COM 30231G102 126399 1075 SH SOLE 1075 0 0 FAZE HOLDINGS INC *W EXP 03/01/202 31423J110 1268 75000 SH SOLE 75000 0 0 FINCH THERAPEUTICS GROUP INC COM NEW 31773D200 5030 971 SH SOLE 971 0 0 GENEDX HOLDINGS CORP COM CL A 81663L200 1107 304 SH SOLE 304 0 0 GRUPO TELEVISA S A B SPON ADR REP ORD 40049J206 3050000 1000000 SH SOLE 1000000 0 0 IDENTIV INC COM NEW 45170X205 24345138 2884495 SH SOLE 2884495 0 0 IMMUCELL CORP COM PAR 452525306 542502 101594 SH SOLE 101594 0 0 INSMED INC COM PAR $.01 457669307 8206250 325000 SH SOLE 325000 0 0 INTELLICHECK INC COM NEW 45817G201 4665562 2073583 SH SOLE 2073583 0 0 INTEVAC INC COM 461148108 15671362 5039023 SH SOLE 5039023 0 0 JPMORGAN CHASE & CO COM 46625H100 4350600 30000 SH SOLE 30000 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 278592 1600 SH SOLE 1600 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 393572 22989 SH SOLE 22989 0 0 LIBERTY GLOBAL 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0 MILESTONE PHARMACEUTICALS IN COM 59935V107 4110864 1326085 SH SOLE 1326085 0 0 ONDAS HLDGS INC COM NEW 68236H204 472363 775000 SH SOLE 775000 0 0 OPPFI INC *W EXP 07/20/202 68386H111 11575 250000 SH SOLE 250000 0 0 OPTINOSE INC COM 68404V100 4975512 4045132 SH SOLE 4045132 0 0 OTIS WORLDWIDE CORP COM 68902V107 240930 3000 SH SOLE 3000 0 0 PARAGON 28 INC COM 69913P105 22129904 1763339 SH SOLE 1763339 0 0 PAYPAL HLDGS INC COM 70450Y103 309838 5300 SH SOLE 5300 0 0 PROKIDNEY CORP CLASS A ORD SHS G7S53R104 9160000 2000000 SH SOLE 2000000 0 0 RTX CORPORATION COM 75513E101 431820 6000 SH SOLE 6000 0 0 S&P GLOBAL INC COM 78409V104 14616400 40000 SH SOLE 40000 0 0 SAVERONE 2014 LTD *W EXP 06/02/202 80516T113 16414 121000 SH SOLE 121000 0 0 SOMALOGIC INC *W EXP 08/31/202 83444K113 3086 14020 SH SOLE 14020 0 0 SPDR GOLD TR GOLD SHS 78463V107 81438750 475000 SH SOLE 475000 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 179573 12540 SH SOLE 12540 0 0 TERADYNE INC COM 880770102 60276 600 SH SOLE 600 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