0001420506-22-001311.txt : 20220727 0001420506-22-001311.hdr.sgml : 20220727 20220727112104 ACCESSION NUMBER: 0001420506-22-001311 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220727 DATE AS OF CHANGE: 20220727 EFFECTIVENESS DATE: 20220727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bleichroeder LP CENTRAL INDEX KEY: 0001781002 IRS NUMBER: 842006600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-20050 FILM NUMBER: 221109682 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 917-769-2999 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001781002 XXXXXXXX 03-31-2022 03-31-2022 true 1 RESTATEMENT false Bleichroeder LP

1345 AVENUE OF THE AMERICAS 47TH FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-20050 N Michael M. Kellen 917-769-2999 Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP NEW YORK NY 07-27-2022 0 112 563456 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR BLEICHROEDER LP ABBVIE INC COM 00287Y109 83 515 SH SOLE 515 0 0 ADARA ACQUISITION CORP *W EXP 02/11/202 00653H110 64 200000 SH SOLE 200000 0 0 ADARA ACQUISITION CORP COM CL A 00653H102 3952 400000 SH SOLE 400000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 100 913 SH SOLE 913 0 0 ALTRIA GROUP INC COM 02209S103 63 1200 SH SOLE 1200 0 0 AMERICAN EXPRESS CO COM 025816109 4675 25000 SH SOLE 25000 0 0 ARK ETF TR FINTECH INNOVA 00214Q708 17 600 SH SOLE 600 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 15 325 SH SOLE 325 0 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 9 100 SH SOLE 100 0 0 ARKO CORP *W EXP 12/22/202 041242116 633 333333 SH SOLE 333333 0 0 ASTRA SPACE INC COM CL A 04634X103 30 7774 SH SOLE 7774 0 0 AT&T INC COM 00206R102 39 1650 SH SOLE 1650 0 0 ATI PHYSICAL THERAPY INC COM CL A 00216W109 638 339268 SH SOLE 339268 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 2 66 SH SOLE 66 0 0 B RILEY PRIN 250 MERGER CORP CLASS A COM 05602L104 2194 225000 SH SOLE 225000 0 0 B RILEY PRIN 250 MERGER CORP *W EXP 04/01/202 05602L112 38 75000 SH SOLE 75000 0 0 B RILEY PRINCIPAL 150 MERGER *W EXP 03/01/202 05601V111 68 75000 SH SOLE 75000 0 0 B RILEY PRINCIPAL 150 MERGER COM CL A 05601V103 2232 225000 SH SOLE 225000 0 0 BANK NEW YORK MELLON CORP COM 064058100 99 2000 SH SOLE 2000 0 0 BARFRESH FOOD GROUP INC COM NEW 067532200 4975 725288 SH SOLE 725288 0 0 BILL COM HLDGS INC COM 090043100 872 3845 SH SOLE 3845 0 0 BK TECHNOLOGIES CORPORATION COM 05587G104 508 199400 SH SOLE 199400 0 0 BLACKSTONE INC COM 09260D107 10155 80000 SH SOLE 80000 0 0 BLOCK INC CL A 852234103 996 7342 SH SOLE 7342 0 0 BRUNSWICK CORP COM 117043109 50556 625000 SH SOLE 625000 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 86 525 SH SOLE 525 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 275 6000 SH SOLE 6000 0 0 CASSAVA SCIENCES INC COM 14817C107 186 5000 SH SOLE 5000 0 0 CAZOO GROUP LTD *W EXP 08/26/202 G2007L113 1 2500 SH SOLE 2500 0 0 CELCUITY INC COM 15102K100 468 50000 SH SOLE 50000 0 0 CERENCE INC COM 156727109 855 23695 SH SOLE 23695 0 0 CODEXIS INC COM 192005106 4124 200000 SH SOLE 200000 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 627 3300 SH SOLE 3300 0 0 COMPOSECURE INC COM CL A 20459V105 11196 1475090 SH SOLE 1475090 0 0 COMPOSECURE INC *W EXP 12/27/202 20459V113 155 100000 SH SOLE 100000 0 0 CORSAIR PARTNERING CORP SHS CL A G2540H108 12138 1250000 SH SOLE 1250000 0 0 CORSAIR PARTNERING CORP *W EXP 07/06/202 G2540H116 175 416666 SH SOLE 416666 0 0 COURSERA INC COM 22266M104 1238 53725 SH SOLE 53725 0 0 CTI BIOPHARMA CORP COM 12648L601 18025 3859707 SH SOLE 3859707 0 0 CUE BIOPHARMA INC COM 22978P106 2694 552000 SH SOLE 552000 0 0 CUE HEALTH INC COM 229790100 6450 1000000 SH SOLE 1000000 0 0 CURIS INC COM NEW 231269200 921 386978 SH SOLE 386978 0 0 DIGITALOCEAN HLDGS INC COM 25402D102 543 9379 SH SOLE 9379 0 0 DUOS TECHNOLOGIES GROUP INC COM 266042407 7057 1283162 SH SOLE 1283162 0 0 DURECT CORP COM 266605104 17695 26414656 SH SOLE 26414656 0 0 EQRX INC *W EXP 12/17/202 26886C115 165 200000 SH SOLE 200000 0 0 EQRX INC COM 26886C107 21 5000 SH SOLE 5000 0 0 EXXON MOBIL CORP COM 30231G102 89 1075 SH SOLE 1075 0 0 FINCH THERAPEUTICS GROUP INC COM 31773D101 4076 810416 SH SOLE 810416 0 0 GRUPO TELEVISA S A B SPON ADR REP ORD 40049J206 11700 1000000 SH SOLE 1000000 0 0 HEALTHCARE SERVICES ACQU COR *W EXP 12/28/202 42227K112 26 75000 SH SOLE 75000 0 0 HEALTHCARE SERVICES ACQU COR COM CL A 42227K104 1470 150000 SH SOLE 150000 0 0 IDENTIV INC COM NEW 45170X205 38613 2387936 SH SOLE 2387936 0 0 IMMUCELL CORP COM PAR 452525306 686 71073 SH SOLE 71073 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 285 250000 SH SOLE 250000 0 0 INNOVATE CORP COM 45784J105 1014 274799 SH SOLE 274799 0 0 INTELLICHECK INC COM NEW 45817G201 5288 2073583 SH SOLE 2073583 0 0 INTEVAC INC COM 461148108 26479 4949355 SH SOLE 4949355 0 0 IROBOT CORP COM 462726100 1207 19041 SH SOLE 19041 0 0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 83 500000 SH SOLE 500000 0 0 ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 9899 1000000 SH SOLE 1000000 0 0 ISPECIMEN INC COM 45032V108 666 65834 SH SOLE 65834 0 0 JPMORGAN CHASE & CO COM 46625H100 4090 30000 SH SOLE 30000 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 398 1600 SH SOLE 1600 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 586 22989 SH SOLE 22989 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1804 69618 SH SOLE 69618 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 39 4017 SH SOLE 4017 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 158 16522 SH SOLE 16522 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 4736 103602 SH SOLE 103602 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 10810 236396 SH SOLE 236396 0 0 LINDE PLC SHS G5494J103 61531 192627 SH SOLE 192627 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 247 16413 SH SOLE 16413 0 0 LIQTECH INTL INC COM 53632A201 5294 2160948 SH SOLE 2160948 0 0 LUMENTUM HLDGS INC COM 55024U109 64 660 SH SOLE 660 0 0 MAGENTA THERAPEUTICS INC COM 55910K108 1405 484400 SH SOLE 484400 0 0 MARINUS PHARMACEUTICALS INC COM NEW 56854Q200 12365 1322463 SH SOLE 1322463 0 0 MAXCYTE INC COM 57777K106 1764 250000 SH SOLE 250000 0 0 MDXHEALTH SA SPONSORED ADS 58286E102 16254 1958333 SH SOLE 1958333 0 0 MILESTONE PHARMACEUTICALS IN COM 59935V107 1605 250000 SH SOLE 250000 0 0 ONDAS HLDGS INC COM NEW 68236H204 4962 679752 SH SOLE 679752 0 0 OPPFI INC *W EXP 07/20/202 68386H111 129 250000 SH SOLE 250000 0 0 OPTINOSE INC COM 68404V100 9243 3742189 SH SOLE 3742189 0 0 OTIS WORLDWIDE CORP COM 68902V107 231 3000 SH SOLE 3000 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 999 49829 SH SOLE 49829 0 0 PAYPAL HLDGS INC COM 70450Y103 590 5100 SH SOLE 5100 0 0 PETIQ INC COM CL A 71639T106 310 12687 SH SOLE 12687 0 0 PHREESIA INC COM 71944F106 487 18470 SH SOLE 18470 0 0 PIONEER MERGER CORP CL A SHS G7S24C103 20846 2125000 SH SOLE 2125000 0 0 PIONEER MERGER CORP *W EXP 01/07/202 G7S24C111 143 708333 SH SOLE 708333 0 0 QUALTEK SERVICES INC *W EXP 02/14/202 74760R113 2 3750 SH SOLE 3750 0 0 QUMU CORP COM 749063103 880 500000 SH SOLE 500000 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 594 6000 SH SOLE 6000 0 0 ROBLOX CORP CL A 771049103 365 7901 SH SOLE 7901 0 0 S&P GLOBAL INC COM 78409V104 16407 40000 SH SOLE 40000 0 0 SEMA4 HOLDINGS CORP COM CL A 81663L101 322 105000 SH SOLE 105000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 14 1000 SH SOLE 1000 0 0 SOMALOGIC INC CLASS A COM 83444K105 562 70100 SH SOLE 70100 0 0 SOMALOGIC INC *W EXP 08/31/202 83444K113 29 14020 SH SOLE 14020 0 0 SONOS INC COM 83570H108 3701 131146 SH SOLE 131146 0 0 SPDR GOLD TR GOLD SHS 78463V107 85809 475000 SH SOLE 475000 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 193 12540 SH SOLE 12540 0 0 STRIDE INC COM 86333M108 985 27124 SH SOLE 27124 0 0 TEKKORP DIGITAL ACQUISITN CO CL A G8739H106 986 100000 SH SOLE 100000 0 0 TERADYNE INC COM 880770102 71 600 SH SOLE 600 0 0 THOR INDS INC COM 885160101 9031 114753 SH SOLE 114753 0 0 TRICIDA INC COM 89610F101 9851 1198400 SH SOLE 1198400 0 0 TURTLE BEACH CORP COM NEW 900450206 843 39608 SH SOLE 39608 0 0 VIVINT SMART HOME INC COM CL A 928542109 1230 181892 SH SOLE 181892 0 0 X4 PHARMACEUTICALS INC COM 98420X103 63 35730 SH SOLE 35730 0 0 XPERI HOLDING CORP COM 98390M103 2 90 SH SOLE 90 0 0 YEXT INC COM 98585N106 413 60000 SH SOLE 60000 0 0 YUM CHINA HLDGS INC COM 98850P109 324 7805 SH SOLE 7805 0 0