0001420506-21-001709.txt : 20211115 0001420506-21-001709.hdr.sgml : 20211115 20211115161517 ACCESSION NUMBER: 0001420506-21-001709 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bleichroeder LP CENTRAL INDEX KEY: 0001781002 IRS NUMBER: 842006600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20050 FILM NUMBER: 211410786 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 917-769-2999 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001781002 XXXXXXXX 09-30-2021 09-30-2021 false Bleichroeder LP

1345 AVENUE OF THE AMERICAS 47TH FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-20050 N Michael M. Kellen 917-769-2999 Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP NEW YORK NY 11-15-2021 0 97 615771 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR BLEICHROEDER LP ABBVIE INC COM 00287Y109 56 515 SH SOLE 515 0 0 ADARA ACQUISITION CORP COM CL A 00653H102 3920 400000 SH SOLE 400000 0 0 ADARA ACQUISITION CORP *W EXP 02/11/202 00653H110 103 200000 SH SOLE 200000 0 0 ALTICE USA INC CL A 02156K103 7845 378600 SH SOLE 378600 0 0 ALTRIA GROUP INC COM 02209S103 55 1200 SH SOLE 1200 0 0 AMERICAN EXPRESS CO COM 025816109 4188 25000 SH SOLE 25000 0 0 ARKO CORP *W EXP 12/22/202 041242116 727 333333 SH SOLE 333333 0 0 ASTRA SPACE INC COM CL A 04634X103 41 4773 SH SOLE 4773 0 0 AT&T INC COM 00206R102 45 1650 SH SOLE 1650 0 0 ATI PHYSICAL THERAPY INC COM CL A 00216W109 2866 754083 SH SOLE 754083 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 2 66 SH SOLE 66 0 0 B RILEY PRIN 250 MERGER CORP CLASS A COM 05602L104 2174 225000 SH SOLE 225000 0 0 B RILEY PRIN 250 MERGER CORP *W EXP 04/01/202 05602L112 53 75000 SH SOLE 75000 0 0 B RILEY PRINCIPAL 150 MERGER COM CL A 05601V103 2194 225000 SH SOLE 225000 0 0 B RILEY PRINCIPAL 150 MERGER *W EXP 03/01/202 05601V111 58 75000 SH SOLE 75000 0 0 BANK NEW YORK MELLON CORP COM 064058100 104 2000 SH SOLE 2000 0 0 BK TECHNOLOGIES CORPORATION COM 05587G104 848 300000 SH SOLE 300000 0 0 BLACKSTONE INC COM 09260D107 9307 80000 SH SOLE 80000 0 0 BRUNSWICK CORP COM 117043109 47635 500000 SH SOLE 500000 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 80 525 SH SOLE 525 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 311 6000 SH SOLE 6000 0 0 CAZOO GROUP LTD *W EXP 08/26/202 G2007L113 4 2500 SH SOLE 2500 0 0 CELCUITY INC COM 15102K100 900 50000 SH SOLE 50000 0 0 CM LIFE SCIENCES III INC CLASS A COM 125841106 9920 1000000 SH SOLE 1000000 0 0 CM LIFE SCIENCES III INC *W EXP 04/30/202 125841114 428 200000 SH SOLE 200000 0 0 CODEXIS INC COM 192005106 13470 579116 SH SOLE 579116 0 0 CORSAIR PARTNERING CORP SHS CL A G2540H108 12313 1250000 SH SOLE 1250000 0 0 CORSAIR PARTNERING CORP *W EXP 07/06/202 G2540H116 317 416666 SH SOLE 416666 0 0 CUE BIOPHARMA INC COM 22978P106 2550 175000 SH SOLE 175000 0 0 CUE HEALTH INC COM 229790100 11810 1000000 SH SOLE 1000000 0 0 CURIS INC COM NEW 231269200 2443 311978 SH SOLE 311978 0 0 DUOS TECHNOLOGIES GROUP INC COM 266042407 2808 453616 SH SOLE 453616 0 0 DURECT CORP COM 266605104 33811 26414656 SH SOLE 26414656 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2733 126301 SH SOLE 126301 0 0 EXXON MOBIL CORP COM 30231G102 63 1075 SH SOLE 1075 0 0 FINCH THERAPEUTICS GROUP INC COM 31773D101 10535 810416 SH SOLE 810416 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 3185 125000 SH SOLE 125000 0 0 GRUPO TELEVISA S A B SPON ADR REP ORD 40049J206 1647 150000 SH SOLE 150000 0 0 HEALTHCARE SERVICES ACQU COR COM CL A 42227K104 1463 150000 SH SOLE 150000 0 0 HEALTHCARE SERVICES ACQU COR *W EXP 99/99/999 42227K112 50 75000 SH SOLE 75000 0 0 IDENTIV INC COM NEW 45170X205 41380 2196389 SH SOLE 2196389 0 0 IMMUCELL CORP COM PAR 452525306 567 60607 SH SOLE 60607 0 0 INDEPENDENCE HOLDINGS CORP CLASS A ORD SHS G4761A101 2713 54711 SH SOLE 54711 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 855 250000 SH SOLE 250000 0 0 INNOVATE CORP COM 45784J105 1127 274799 SH SOLE 274799 0 0 INTELLICHECK INC COM NEW 45817G201 16983 2073583 SH SOLE 2073583 0 0 INTEVAC INC COM 461148108 23658 4949355 SH SOLE 4949355 0 0 IROBOT CORP COM 462726100 3332 42450 SH SOLE 42450 0 0 ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 9830 1000000 SH SOLE 1000000 0 0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 275 500000 SH SOLE 500000 0 0 ISPECIMEN INC COM 45032V108 3607 618180 SH SOLE 618180 0 0 JPMORGAN CHASE & CO COM 46625H100 4911 30000 SH SOLE 30000 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 352 1600 SH SOLE 1600 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 685 22989 SH SOLE 22989 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 2051 69618 SH SOLE 69618 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 53 4017 SH SOLE 4017 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 217 16522 SH SOLE 16522 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 11222 236396 SH SOLE 236396 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 4887 103602 SH SOLE 103602 0 0 LIBERTY MEDIA CORP DEL COM C BRAVES GRP 531229888 547 20717 SH SOLE 20717 0 0 LIBERTY MEDIA CORP DEL COM A BRAVES GRP 531229706 279 10356 SH SOLE 10356 0 0 LINDE PLC SHS G5494J103 56513 192627 SH SOLE 192627 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 213 16413 SH SOLE 16413 0 0 LIQTECH INTL INC COM 53632A201 11897 2170948 SH SOLE 2170948 0 0 LUMENTUM HLDGS INC COM 55024U109 55 660 SH SOLE 660 0 0 MAGENTA THERAPEUTICS INC COM 55910K108 3162 434400 SH SOLE 434400 0 0 MARINUS PHARMACEUTICALS INC COM NEW 56854Q200 12091 1062500 SH SOLE 1062500 0 0 MAXCYTE INC COM 57777K106 3027 250000 SH SOLE 250000 0 0 ONDAS HLDGS INC COM NEW 68236H204 1643 179392 SH SOLE 179392 0 0 OPPFI INC *W EXP 07/20/202 68386H111 385 250000 SH SOLE 250000 0 0 OTIS WORLDWIDE CORP COM 68902V107 247 3000 SH SOLE 3000 0 0 PAYPAL HLDGS INC COM 70450Y103 1301 5000 SH SOLE 5000 0 0 PIONEER MERGER CORP CL A SHS G7S24C103 21101 2125000 SH SOLE 2125000 0 0 PIONEER MERGER CORP *W EXP 01/07/202 G7S24C111 779 708333 SH SOLE 708333 0 0 QUMU CORP COM 749063103 1240 500000 SH SOLE 500000 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 516 6000 SH SOLE 6000 0 0 RICEBRAN TECHNOLOGIES COM NEW 762831204 590 1000000 SH SOLE 1000000 0 0 ROTH CH ACQUISITION III CO COM 77867Q102 149 15000 SH SOLE 15000 0 0 ROTH CH ACQUISITION III CO *W EXP 02/26/202 77867Q110 5 3750 SH SOLE 3750 0 0 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 40332 1115980 SH SOLE 1115980 0 0 S&P GLOBAL INC COM 78409V104 16996 40000 SH SOLE 40000 0 0 SEMA4 HOLDINGS CORP COM CL A 81663L101 759 100000 SH SOLE 100000 0 0 SOC TELEMED INC COM CL A 78472F101 5006 2214900 SH SOLE 2214900 0 0 SOMALOGIC INC CLASS A COM 83444K105 869 70100 SH SOLE 70100 0 0 SOMALOGIC INC *W EXP 03/01/202 83444K113 48 14020 SH SOLE 14020 0 0 SONOS INC COM 83570H108 7003 216400 SH SOLE 216400 0 0 SPDR GOLD TR GOLD SHS 78463V107 78005 475000 SH SOLE 475000 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 173 12540 SH SOLE 12540 0 0 STRIDE INC COM 86333M108 4926 137052 SH SOLE 137052 0 0 TERADYNE INC COM 880770102 66 600 SH SOLE 600 0 0 THOR INDS INC COM 885160101 13473 109753 SH SOLE 109753 0 0 TRICIDA INC COM 89610F101 6032 1300000 SH SOLE 1300000 0 0 VIVINT SMART HOME INC COM CL A 928542109 3583 379200 SH SOLE 379200 0 0 X4 PHARMACEUTICALS INC COM 98420X103 189 35730 SH SOLE 35730 0 0 XILINX INC COM 983919101 80 530 SH SOLE 530 0 0 XPERI HOLDING CORP COM 98390M103 2 90 SH SOLE 90 0 0 YEXT INC COM 98585N106 722 60000 SH SOLE 60000 0 0