0001420506-21-001227.txt : 20210816 0001420506-21-001227.hdr.sgml : 20210816 20210816121454 ACCESSION NUMBER: 0001420506-21-001227 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bleichroeder LP CENTRAL INDEX KEY: 0001781002 IRS NUMBER: 842006600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20050 FILM NUMBER: 211175942 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 917-769-2999 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001781002 XXXXXXXX 06-30-2021 06-30-2021 false Bleichroeder LP

1345 AVENUE OF THE AMERICAS 47TH FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-20050 N Michael M. Kellen 917-769-2999 Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP NEW YORK NY 08-16-2021 0 92 662851 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR BLEICHROEDER LP ABBVIE INC COM 00287Y109 58 515 SH SOLE 515 0 0 ADARA ACQUISITION CORP COM CL A 00653H102 3888 400000 SH SOLE 400000 0 0 ADARA ACQUISITION CORP *W EXP 02/11/202 00653H110 134 200000 SH SOLE 200000 0 0 AJAX I COM G0190X100 100 10000 SH SOLE 10000 0 0 AJAX I *W EXP 10/27/202 G0190X126 5 2500 SH SOLE 2500 0 0 ALTICE USA INC CL A 02156K103 24874 728600 SH SOLE 728600 0 0 ALTRIA GROUP INC COM 02209S103 57 1200 SH SOLE 1200 0 0 AMERICAN EXPRESS CO COM 025816109 4131 25000 SH SOLE 25000 0 0 AMERIPRISE FINL INC COM 03076C106 3980 15993 SH SOLE 15993 0 0 ARKO CORP *W EXP 12/22/202 041242116 663 333333 SH SOLE 333333 0 0 AT&T INC COM 00206R102 47 1650 SH SOLE 1650 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 2 66 SH SOLE 66 0 0 B RILEY PRIN 250 MERGER CORP UNIT 04/06/2026 05602L203 2238 225000 SH SOLE 225000 0 0 B RILEY PRINCIPAL 150 MERGER COM CL A 05601V103 2194 225000 SH SOLE 225000 0 0 B RILEY PRINCIPAL 150 MERGER *W EXP 03/01/202 05601V111 90 75000 SH SOLE 75000 0 0 BANK NEW YORK MELLON CORP COM 064058100 102 2000 SH SOLE 2000 0 0 BK TECHNOLOGIES CORPORATION COM 05587G104 945 300000 SH SOLE 300000 0 0 BLACKSTONE GROUP INC COM 09260D107 7771 80000 SH SOLE 80000 0 0 BRUNSWICK CORP COM 117043109 49810 500000 SH SOLE 500000 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 72 525 SH SOLE 525 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 292 6000 SH SOLE 6000 0 0 CASSAVA SCIENCES INC COM 14817C107 32040 375000 SH SOLE 375000 0 0 CELCUITY INC COM 15102K100 1200 50000 SH SOLE 50000 0 0 CM LIFE SCIENCES II INC CL A 125842104 859 70100 SH SOLE 70100 0 0 CM LIFE SCIENCES II INC *W EXP 03/01/202 125842112 76 14020 SH SOLE 14020 0 0 CM LIFE SCIENCES III INC CLASS A COM 125841106 10320 1000000 SH SOLE 1000000 0 0 CM LIFE SCIENCES III INC *W EXP 04/30/202 125841114 516 200000 SH SOLE 200000 0 0 CODEXIS INC COM 192005106 13123 579116 SH SOLE 579116 0 0 CONSTELLATION PHARMCETICLS I COM 210373106 6168 182500 SH SOLE 182500 0 0 CUE BIOPHARMA INC COM 22978P106 2039 175000 SH SOLE 175000 0 0 CURIS INC COM NEW 231269200 2518 311978 SH SOLE 311978 0 0 DUOS TECHNOLOGIES GROUP INC COM 266042407 4654 453616 SH SOLE 453616 0 0 DURECT CORP COM 266605104 43056 26414656 SH SOLE 26414656 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 3048 126301 SH SOLE 126301 0 0 EXXON MOBIL CORP COM 30231G102 68 1075 SH SOLE 1075 0 0 FATE THERAPEUTICS INC COM 31189P102 8679 100000 SH SOLE 100000 0 0 FG NEW AMER ACQUISITION CORP UNIT 08/31/2027 30259V205 550 250000 SH SOLE 250000 0 0 FINCH THERAPEUTICS GROUP INC COM 31773D101 11403 810416 SH SOLE 810416 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 3502 100000 SH SOLE 100000 0 0 GRACE W R & CO DEL NEW COM 38388F108 13889 200934 SH SOLE 200934 0 0 GRUPO TELEVISA S A B SPON ADR REP ORD 40049J206 2142 150000 SH SOLE 150000 0 0 HC2 HLDGS INC COM 404139107 1094 274799 SH SOLE 274799 0 0 HEALTHCARE SERVICES ACQU COR COM CL A 42227K104 1452 150000 SH SOLE 150000 0 0 HEALTHCARE SERVICES ACQU COR *W EXP 99/99/999 42227K112 67 75000 SH SOLE 75000 0 0 IDENTIV INC COM NEW 45170X205 37339 2196389 SH SOLE 2196389 0 0 IMMUCELL CORP COM PAR 452525306 576 60607 SH SOLE 60607 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 2534 54711 SH SOLE 54711 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 748 250000 SH SOLE 250000 0 0 INTELLICHECK INC COM NEW 45817G201 17356 2073583 SH SOLE 2073583 0 0 INTEVAC INC COM 461148108 33359 4949355 SH SOLE 4949355 0 0 ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 9800 1000000 SH SOLE 1000000 0 0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 350 500000 SH SOLE 500000 0 0 ISPECIMEN INC COM 45032V108 4334 600291 SH SOLE 600291 0 0 JPMORGAN CHASE & CO COM 46625H100 4666 30000 SH SOLE 30000 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 346 1600 SH SOLE 1600 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 624 22989 SH SOLE 22989 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1882 69618 SH SOLE 69618 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 233 16522 SH SOLE 16522 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 56 4017 SH SOLE 4017 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 10966 236396 SH SOLE 236396 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 4826 103602 SH SOLE 103602 0 0 LIBERTY MEDIA CORP DEL COM C BRAVES GRP 531229888 575 20717 SH SOLE 20717 0 0 LIBERTY MEDIA CORP DEL COM A BRAVES GRP 531229706 292 10356 SH SOLE 10356 0 0 LINDE PLC SHS G5494J103 55688 192627 SH SOLE 192627 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 300 16413 SH SOLE 16413 0 0 LIQTECH INTL INC COM 53632A201 15800 2158448 SH SOLE 2158448 0 0 LUMENTUM HLDGS INC COM 55024U109 54 660 SH SOLE 660 0 0 MAGENTA THERAPEUTICS INC COM 55910K108 4248 434400 SH SOLE 434400 0 0 MARINUS PHARMACEUTICALS INC COM NEW 56854Q200 19061 1062500 SH SOLE 1062500 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 5028 2112695 SH SOLE 2112695 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 7861 435500 SH SOLE 435500 0 0 OTIS WORLDWIDE CORP COM 68902V107 245 3000 SH SOLE 3000 0 0 PAYPAL HLDGS INC COM 70450Y103 1457 5000 SH SOLE 5000 0 0 PIONEER MERGER CORP CL A SHS G7S24C103 21059 2125000 SH SOLE 2125000 0 0 PIONEER MERGER CORP *W EXP 01/07/202 G7S24C111 1140 708333 SH SOLE 708333 0 0 QUMU CORP COM 749063103 1440 500000 SH SOLE 500000 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 512 6000 SH SOLE 6000 0 0 RICEBRAN TECHNOLOGIES COM NEW 762831204 1130 1000000 SH SOLE 1000000 0 0 ROTH CH ACQUISITION III CO COM 77867Q102 148 15000 SH SOLE 15000 0 0 ROTH CH ACQUISITION III CO *W EXP 02/26/202 77867Q110 6 3750 SH SOLE 3750 0 0 ROYALTY PHARMA PLC SHS CLASS A G7709Q104 8198 200000 SH SOLE 200000 0 0 S&P GLOBAL INC COM 78409V104 16418 40000 SH SOLE 40000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 13490 913347 SH SOLE 913347 0 0 SONOS INC COM 83570H108 2290 65000 SH SOLE 65000 0 0 SPDR GOLD TR GOLD SHS 78463V107 78674 475000 SH SOLE 475000 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 176 12540 SH SOLE 12540 0 0 TERADYNE INC COM 880770102 80 600 SH SOLE 600 0 0 THOR INDS INC COM 885160101 12402 109753 SH SOLE 109753 0 0 X4 PHARMACEUTICALS INC COM 98420X103 232 35730 SH SOLE 35730 0 0 XILINX INC COM 983919101 77 530 SH SOLE 530 0 0 XPERI HOLDING CORP COM 98390M103 2 90 SH SOLE 90 0 0 YEXT INC COM 98585N106 857 60000 SH SOLE 60000 0 0