0001420506-20-000873.txt : 20200812 0001420506-20-000873.hdr.sgml : 20200812 20200812093953 ACCESSION NUMBER: 0001420506-20-000873 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200812 DATE AS OF CHANGE: 20200812 EFFECTIVENESS DATE: 20200812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bleichroeder LP CENTRAL INDEX KEY: 0001781002 IRS NUMBER: 842006600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20050 FILM NUMBER: 201094411 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 917-769-2999 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001781002 XXXXXXXX 06-30-2020 06-30-2020 false Bleichroeder LP

1345 AVENUE OF THE AMERICAS 47TH FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-20050 N Michael M. Kellen 917-769-2999 Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP NEW YORK NY 08-12-2020 0 74 565417 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR BLEICHROEDER LP ABBVIE INC COM 00287Y109 51 515 SH SOLE 515 0 0 ALTICE USA INC CL A 02156K103 13605 603600 SH SOLE 603600 0 0 ALTRIA GROUP INC COM 02209S103 47 1200 SH SOLE 1200 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 9945 1299994 SH SOLE 1299994 0 0 AMERICAN EXPRESS CO COM 025816109 2380 25000 SH SOLE 25000 0 0 AMERIPRISE FINL INC COM 03076C106 2400 15993 SH SOLE 15993 0 0 AT&T INC COM 00206R102 50 1650 SH SOLE 1650 0 0 AVIAT NETWORKS INC COM NEW 05366Y201 1 33 SH SOLE 33 0 0 B RILEY PRIN MERGER CORP II *W EXP 05/06/202 05600U114 438 250000 SH SOLE 250000 0 0 B RILEY PRIN MERGER CORP II CL A 05600U106 5365 500000 SH SOLE 500000 0 0 BANK NEW YORK MELLON CORP COM 064058100 77 2000 SH SOLE 2000 0 0 BIOLIFE SOLUTIONS INC COM NEW 09062W204 3465 211942 SH SOLE 211942 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 4533 80000 SH SOLE 80000 0 0 BLUEBIRD BIO INC COM 09609G100 1526 25000 SH SOLE 25000 0 0 BRUNSWICK CORP COM 117043109 19593 306099 SH SOLE 306099 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 50 525 SH SOLE 525 0 0 CAREDX INC COM 14167L103 4429 125000 SH SOLE 125000 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 133 6000 SH SOLE 6000 0 0 CASSAVA SCIENCES INC COM 14817C107 3236 1050503 SH SOLE 1050503 0 0 CODEXIS INC COM 192005106 6496 569836 SH SOLE 569836 0 0 CUE BIOPHARMA INC COM 22978P106 4044 165000 SH SOLE 165000 0 0 DCP MIDSTREAM LLC COM UT LTD PTN 23311P100 32191 2848805 SH SOLE 2848805 0 0 DISH NETWORK CORPORATION CL A 25470M109 2675 77500 SH SOLE 77500 0 0 DUOS TECHNOLOGIES GROUP INC COM 266042407 2087 453616 SH SOLE 453616 0 0 DURECT CORP COM 266605104 61862 26664656 SH SOLE 26664656 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2295 126301 SH SOLE 126301 0 0 EXXON MOBIL CORP COM 30231G102 48 1075 SH SOLE 1075 0 0 FATE THERAPEUTICS INC COM 31189P102 2746 80028 SH SOLE 80028 0 0 GRACE W R & CO DEL NEW COM 38388F108 10209 200934 SH SOLE 200934 0 0 GRITSTONE ONCOLOGY INC COM 39868T105 1122 169039 SH SOLE 169039 0 0 HAYMAKER ACQUISITION CORP II COM CL A 42087L101 10350 1000000 SH SOLE 1000000 0 0 HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 520 333333 SH SOLE 333333 0 0 HC2 HLDGS INC COM 404139107 239 71543 SH SOLE 71543 0 0 IDENTIV INC COM NEW 45170X205 11202 2196389 SH SOLE 2196389 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 1674 54711 SH SOLE 54711 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 226 250000 SH SOLE 250000 0 0 INTELLICHECK INC COM NEW 45817G201 20674 2738314 SH SOLE 2738314 0 0 INTEVAC INC COM 461148108 27023 4949355 SH SOLE 4949355 0 0 JPMORGAN CHASE & CO COM 46625H100 2822 30000 SH SOLE 30000 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 271 1600 SH SOLE 1600 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1497 69618 SH SOLE 69618 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 503 22989 SH SOLE 22989 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 39 4017 SH SOLE 4017 0 0 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 115 12166 SH SOLE 12166 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 3576 103602 SH SOLE 103602 0 0 LIBERTY MEDIA CORP DEL COM A BRAVES GRP 531229706 208 10356 SH SOLE 10356 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 8144 236396 SH SOLE 236396 0 0 LIBERTY MEDIA CORP DEL COM C BRAVES GRP 531229888 409 20717 SH SOLE 20717 0 0 LINDE PLC SHS G5494J103 40858 192627 SH SOLE 192627 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 112 16413 SH SOLE 16413 0 0 LIQTECH INTL INC COM 53632A201 11744 2150948 SH SOLE 2150948 0 0 LUMENTUM HLDGS INC COM 55024U109 54 660 SH SOLE 660 0 0 MAGENTA THERAPEUTICS INC COM 55910K108 2643 351875 SH SOLE 351875 0 0 MARINUS PHARMACEUTICALS INC COM 56854Q101 4699 1850000 SH SOLE 1850000 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 10588 2714937 SH SOLE 2714937 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 6219 435500 SH SOLE 435500 0 0 ORBITAL ENERGY GROUP INC COM 68559A109 2294 3700542 SH SOLE 3700542 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 751 125200 SH SOLE 125200 0 0 OTIS WORLDWIDE CORP COM 68902V107 171 3000 SH SOLE 3000 0 0 PAYPAL HLDGS INC COM 70450Y103 871 5000 SH SOLE 5000 0 0 PRGX GLOBAL INC COM NEW 69357C503 37 7938 SH SOLE 7938 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 370 6000 SH SOLE 6000 0 0 RICEBRAN TECHNOLOGIES COM NEW 762831204 1410 1703334 SH SOLE 1703334 0 0 ROYALTY PHARMA PLC SHS CL A G7709Q104 54181 1115980 SH SOLE 1115980 0 0 S&P GLOBAL INC COM 78409V104 13179 40000 SH SOLE 40000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 11207 913347 SH SOLE 913347 0 0 SPDR GOLD TR GOLD SHS 78463V107 79501 475000 SH SOLE 475000 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 179 12540 SH SOLE 12540 0 0 TERADYNE INC COM 880770102 51 600 SH SOLE 600 0 0 THOR INDS INC COM 885160101 11692 109753 SH SOLE 109753 0 0 X4 PHARMACEUTICALS INC COM 98420X103 333 35730 SH SOLE 35730 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 25629 1676225 SH SOLE 1676225 0 0 XILINX INC COM 983919101 52 530 SH SOLE 530 0 0 XPERI HOLDING CORP COM 98390M103 1 90 SH SOLE 90 0 0