0001420506-20-000580.txt : 20200514 0001420506-20-000580.hdr.sgml : 20200514 20200514142109 ACCESSION NUMBER: 0001420506-20-000580 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200514 DATE AS OF CHANGE: 20200514 EFFECTIVENESS DATE: 20200514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bleichroeder LP CENTRAL INDEX KEY: 0001781002 IRS NUMBER: 842006600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-20050 FILM NUMBER: 20876959 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 917-769-2999 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001781002 XXXXXXXX 03-31-2020 03-31-2020 true 1 RESTATEMENT false Bleichroeder LP

1345 AVENUE OF THE AMERICAS 47TH FLOOR NEW YORK NY 10105

13F HOLDINGS REPORT 028-20050 N Michael M. Kellen 917-769-2999 Michael M. Kellen, Chairman and CO-CEO of Bleichroeder LP NEW YORK NY 05-14-2020 0 57 382504 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR BLEICHROEDER LP ALTICE USA INC CL A 02156K103 13454 603600 SH SOLE 603600 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 8034 1299994 SH SOLE 1299994 0 0 AMERICAN EXPRESS CO COM 025816109 2140 25000 SH SOLE 25000 0 0 AMERIPRISE FINL INC COM 03076C106 1639 15993 SH SOLE 15993 0 0 BANK NEW YORK MELLON CORP COM 064058100 67 2000 SH SOLE 2000 0 0 BIOLIFE SOLUTIONS INC COM NEW 09062W204 2013 211942 SH SOLE 211942 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 3646 80000 SH SOLE 80000 0 0 BRUNSWICK CORP COM 117043109 9942 281099 SH SOLE 281099 0 0 CAREDX INC COM 14167L103 2183 100000 SH SOLE 100000 0 0 CASSAVA SCIENCES INC COM 14817C107 7150 1739540 SH SOLE 1739540 0 0 CODEXIS INC COM 192005106 6248 559836 SH SOLE 559836 0 0 CUE BIOPHARMA INC COM 22978P106 2341 165000 SH SOLE 165000 0 0 CUI GLOBAL INC COM NEW 126576206 3298 3700542 SH SOLE 3700542 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 11595 2848805 SH SOLE 2848805 0 0 DISH NETWORK CORPORATION CL A 25470M109 1549 77500 SH SOLE 77500 0 0 DUOS TECHNOLOGIES GROUP INC COM 266042407 2150 453616 SH SOLE 453616 0 0 DURECT CORP COM 266605104 41391 26704044 SH SOLE 26704044 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1806 126301 SH SOLE 126301 0 0 GRACE W R & CO DEL NEW COM 38388F108 7153 200934 SH SOLE 200934 0 0 GRITSTONE ONCOLOGY INC COM 39868T105 984 169039 SH SOLE 169039 0 0 HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 350 333333 SH SOLE 333333 0 0 HAYMAKER ACQUISITION CORP II COM CL A 42087L101 9790 1000000 SH SOLE 1000000 0 0 HC2 HLDGS INC COM 404139107 111 71543 SH SOLE 71543 0 0 IDENTIV INC COM NEW 45170X205 7424 2196389 SH SOLE 2196389 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 2427 94947 SH SOLE 94947 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 419 500000 SH SOLE 500000 0 0 INTELLICHECK INC COM NEW 45817G201 9283 2738314 SH SOLE 2738314 0 0 INTEVAC INC COM 461148108 20243 4949355 SH SOLE 4949355 0 0 JPMORGAN CHASE & CO COM 46625H100 2701 30000 SH SOLE 30000 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 288 1600 SH SOLE 1600 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 380 22989 SH SOLE 22989 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 1094 69618 SH SOLE 69618 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 42 4017 SH SOLE 4017 0 0 LIBERTY MEDIA CORP DEL COM A BRAVES GRP 531229706 202 10356 SH SOLE 10356 0 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 6552 207204 SH SOLE 207204 0 0 LINDE PLC SHS G5494J103 33324 192627 SH SOLE 192627 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 92 16413 SH SOLE 16413 0 0 LIQTECH INTL INC COM 53632A201 5159 1202511 SH SOLE 1202511 0 0 M & T BK CORP COM 55261F104 545 5274 SH SOLE 5274 0 0 MAGENTA THERAPEUTICS INC COM 55910K108 1582 251875 SH SOLE 251875 0 0 MARINUS PHARMACEUTICALS INC COM 56854Q101 2538 1250000 SH SOLE 1250000 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 7059 2714937 SH SOLE 2714937 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 3741 435500 SH SOLE 435500 0 0 ORCHARD THERAPEUTICS PLC ADS 68570P101 943 125200 SH SOLE 125200 0 0 PARK CITY GROUP INC COM NEW 700215304 315 82787 SH SOLE 82787 0 0 PAYPAL HLDGS INC COM 70450Y103 2154 22500 SH SOLE 22500 0 0 RAYTHEON CO COM NEW 755111507 566 6000 SH SOLE 6000 0 0 RICEBRAN TECHNOLOGIES COM NEW 762831204 2003 2003334 SH SOLE 2003334 0 0 S&P GLOBAL INC COM 78409V104 9802 40000 SH SOLE 40000 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 8716 873297 SH SOLE 873297 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 70324 475000 SH SOLE 475000 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 165 12540 SH SOLE 12540 0 0 THOR INDS INC COM 885160101 4629 109753 SH SOLE 109753 0 0 TIVO CORP COM 88870P106 1 202 SH SOLE 202 0 0 WELLTOWER INC COM 95040Q104 6702 146398 SH SOLE 146398 0 0 X4 PHARMACEUTICALS INC COM 98420X103 357 35730 SH SOLE 35730 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 31698 1673600 SH SOLE 1673600 0 0