0001780570-20-000005.txt : 20200522
0001780570-20-000005.hdr.sgml : 20200522
20200521180507
ACCESSION NUMBER: 0001780570-20-000005
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200522
DATE AS OF CHANGE: 20200521
EFFECTIVENESS DATE: 20200522
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ethic Inc.
CENTRAL INDEX KEY: 0001780570
IRS NUMBER: 473241818
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19978
FILM NUMBER: 20903149
BUSINESS ADDRESS:
STREET 1: 250 W BROADWAY
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: (310) 869-7232
MAIL ADDRESS:
STREET 1: 250 W BROADWAY
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001780570
XXXXXXXX
12-31-2019
12-31-2019
true
1
RESTATEMENT
Ethic Inc.
250 W BROADWAY
5TH FLOOR
NEW YORK
NY
10013
13F HOLDINGS REPORT
028-19978
N
Jordan Josh Lipman
Chief Compliance Officer
646-687-6744
Jordan Josh Lipman
New York
NY
05-21-2020
0
202
131133
false
INFORMATION TABLE
2
Ethic_13F_2019-Q4_amend1.xml
3M CO
COM
88579Y101
357
2021
SH
SOLE
1124
0
897
ABB LTD
SPONSORED ADR
000375204
491
20390
SH
SOLE
11427
0
8963
ABBOTT LABS
COM
002824100
1156
13309
SH
SOLE
9398
0
3911
ABBVIE INC
COM
00287Y109
889
10036
SH
SOLE
7432
0
2604
ABRAXAS PETE CORP
COM
003830106
20
58356
SH
SOLE
53067
0
5289
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
960
4557
SH
SOLE
3374
0
1183
ADOBE INC
COM
00724F101
998
3025
SH
SOLE
1777
0
1248
AEGON N V
NY REGISTRY SHS
007924103
106
23491
SH
SOLE
19015
0
4476
AFLAC INC
COM
001055102
482
9108
SH
SOLE
6859
0
2249
AGILENT TECHNOLOGIES INC
COM
00846U101
598
7010
SH
SOLE
3866
0
3144
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
666
3139
SH
SOLE
2029
0
1110
ALLERGAN PLC
SHS
G0177J108
560
2931
SH
SOLE
2343
0
588
ALLSTATE CORP
COM
020002101
672
5972
SH
SOLE
4378
0
1594
ALLY FINL INC
COM
02005N100
208
6793
SH
SOLE
645
0
6148
ALPHABET INC
CAP STK CL A
02079K305
1666
1244
SH
SOLE
857
0
387
ALPHABET INC
CAP STK CL C
02079K107
2657
1987
SH
SOLE
1427
0
560
AMAZON COM INC
COM
023135106
4217
2282
SH
SOLE
1593
0
689
AMERICAN EXPRESS CO
COM
025816109
1290
10362
SH
SOLE
8568
0
1794
AMERICAN INTL GROUP INC
COM NEW
026874784
359
6997
SH
SOLE
5743
0
1254
AMERICAN TOWER CORP NEW
COM
03027X100
289
1256
SH
SOLE
566
0
690
AMERIPRISE FINL INC
COM
03076C106
299
1794
SH
SOLE
1056
0
738
AMGEN INC
COM
031162100
991
4111
SH
SOLE
3042
0
1069
ANALOG DEVICES INC
COM
032654105
366
3076
SH
SOLE
2586
0
490
ANTHEM INC
COM
036752103
404
1339
SH
SOLE
1125
0
214
AON PLC
SHS CL A
G0408V102
611
2932
SH
SOLE
1986
0
946
APARTMENT INVT & MGMT CO
CL A
03748R754
622
12034
SH
SOLE
10989
0
1045
APPLE INC
COM
037833100
6863
23373
SH
SOLE
16435
0
6938
APPLIED MATLS INC
COM
038222105
311
5091
SH
SOLE
4131
0
960
APTIV PLC
SHS
G6095L109
297
3127
SH
SOLE
2603
0
524
ASE TECHNOLOGY HOLDING CO LT
SPONSORED ADS
00215W100
132
23736
SH
SOLE
16008
0
7728
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
464
1569
SH
SOLE
610
0
959
ASTRAZENECA PLC
SPONSORED ADR
046353108
398
7977
SH
SOLE
4251
0
3726
AT&T INC
COM
00206R102
767
19638
SH
SOLE
13943
0
5695
AUTODESK INC
COM
052769106
387
2107
SH
SOLE
1311
0
796
AUTOMATIC DATA PROCESSING IN
COM
053015103
1015
5956
SH
SOLE
2999
0
2957
BAKER HUGHES COMPANY
CL A
05722G100
321
12522
SH
SOLE
8880
0
3642
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
110
19684
SH
SOLE
5119
0
14565
BANCOLOMBIA S A
SPON ADR PREF
05968L102
354
6460
SH
SOLE
4336
0
2124
BANK AMER CORP
COM
060505104
1874
53206
SH
SOLE
40085
0
13121
BAXTER INTL INC
COM
071813109
373
4460
SH
SOLE
2636
0
1824
BECTON DICKINSON & CO
COM
075887109
670
2464
SH
SOLE
1915
0
549
BIOGEN INC
COM
09062X103
504
1698
SH
SOLE
1129
0
569
BOOKING HLDGS INC
COM
09857L108
610
297
SH
SOLE
232
0
65
BOSTON SCIENTIFIC CORP
COM
101137107
246
5445
SH
SOLE
4263
0
1182
BRISTOL MYERS SQUIBB CO
COM
110122108
1007
15693
SH
SOLE
12510
0
3183
BROADCOM INC
COM
11135F101
454
1438
SH
SOLE
1064
0
374
CANON INC
SPONSORED ADR
138006309
276
10082
SH
SOLE
6960
0
3122
CAPITAL ONE FINL CORP
COM
14040H105
689
6695
SH
SOLE
5301
0
1394
CATERPILLAR INC DEL
COM
149123101
291
1971
SH
SOLE
1057
0
914
CBRE GROUP INC
CL A
12504L109
619
10097
SH
SOLE
7212
0
2885
CHARTER COMMUNICATIONS INC N
CL A
16119P108
278
573
SH
SOLE
384
0
189
CHUBB LIMITED
COM
H1467J104
698
4482
SH
SOLE
3525
0
957
CHURCH & DWIGHT INC
COM
171340102
227
3232
SH
SOLE
2563
0
669
CIGNA CORP NEW
COM
125523100
576
2817
SH
SOLE
1977
0
840
CISCO SYS INC
COM
17275R102
1369
28555
SH
SOLE
21065
0
7490
CITIGROUP INC
COM NEW
172967424
894
11190
SH
SOLE
9245
0
1945
CITRIX SYS INC
COM
177376100
725
6534
SH
SOLE
6308
0
226
CLOROX CO DEL
COM
189054109
285
1858
SH
SOLE
1495
0
363
CME GROUP INC
COM
12572Q105
393
1956
SH
SOLE
1701
0
255
COCA COLA CO
COM
191216100
453
8176
SH
SOLE
4228
0
3948
COLGATE PALMOLIVE CO
COM
194162103
747
10852
SH
SOLE
7795
0
3057
COMCAST CORP NEW
CL A
20030N101
740
16447
SH
SOLE
11314
0
5133
CONSOLIDATED EDISON INC
COM
209115104
623
6883
SH
SOLE
3325
0
3558
CONSTELLATION BRANDS INC
CL A
21036P108
336
1771
SH
SOLE
1422
0
349
CORTEVA INC
COM
22052L104
245
8273
SH
SOLE
5939
0
2334
CSX CORP
COM
126408103
430
5942
SH
SOLE
4096
0
1846
CVS HEALTH CORP
COM
126650100
643
8656
SH
SOLE
6561
0
2095
DANAHER CORPORATION
COM
235851102
919
5988
SH
SOLE
4474
0
1514
DEERE & CO
COM
244199105
453
2617
SH
SOLE
1886
0
731
DIAGEO P L C
SPON ADR NEW
25243Q205
551
3271
SH
SOLE
1239
0
2032
DISCOVER FINL SVCS
COM
254709108
470
5539
SH
SOLE
4003
0
1536
DISNEY WALT CO
COM DISNEY
254687106
1362
9414
SH
SOLE
6819
0
2595
DOW INC
COM
260557103
470
8583
SH
SOLE
6943
0
1640
EATON CORP PLC
SHS
G29183103
781
8241
SH
SOLE
5646
0
2595
EBAY INC
COM
278642103
531
14713
SH
SOLE
10135
0
4578
EDISON INTL
COM
281020107
431
5709
SH
SOLE
4560
0
1149
EDWARDS LIFESCIENCES CORP
COM
28176E108
467
2000
SH
SOLE
1593
0
407
EMERSON ELEC CO
COM
291011104
923
12105
SH
SOLE
10610
0
1495
EVERSOURCE ENERGY
COM
30040W108
1095
12872
SH
SOLE
10438
0
2434
EXPEDITORS INTL WASH INC
COM
302130109
333
4268
SH
SOLE
3268
0
1000
FACEBOOK INC
CL A
30303M102
2315
11281
SH
SOLE
8562
0
2719
FIDELITY NATL INFORMATION SV
COM
31620M106
410
2947
SH
SOLE
2399
0
548
FISERV INC
COM
337738108
306
2649
SH
SOLE
1801
0
848
FORD MTR CO DEL
COM
345370860
163
17489
SH
SOLE
10518
0
6971
GENERAL MLS INC
COM
370334104
227
4236
SH
SOLE
2640
0
1596
GILEAD SCIENCES INC
COM
375558103
504
7762
SH
SOLE
6215
0
1547
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
317
6736
SH
SOLE
4092
0
2644
GOLDMAN SACHS GROUP INC
COM
38141G104
568
2470
SH
SOLE
1998
0
472
HALLIBURTON CO
COM
406216101
445
18196
SH
SOLE
12653
0
5543
HARTFORD FINL SVCS GROUP INC
COM
416515104
258
4248
SH
SOLE
4087
0
161
HCA HEALTHCARE INC
COM
40412C101
226
1530
SH
SOLE
1245
0
285
HELMERICH & PAYNE INC
COM
423452101
336
7403
SH
SOLE
5098
0
2305
HERSHEY CO
COM
427866108
273
1859
SH
SOLE
1487
0
372
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
306
19263
SH
SOLE
16193
0
3070
HOME DEPOT INC
COM
437076102
1637
7496
SH
SOLE
5605
0
1891
HP INC
COM
40434L105
316
15385
SH
SOLE
8620
0
6765
HSBC HLDGS PLC
SPON ADR NEW
404280406
482
12320
SH
SOLE
3628
0
8692
HUMANA INC
COM
444859102
211
576
SH
SOLE
387
0
189
IHS MARKIT LTD
SHS
G47567105
997
13234
SH
SOLE
10359
0
2875
ILLINOIS TOOL WKS INC
COM
452308109
379
2111
SH
SOLE
1590
0
521
INGERSOLL-RAND PLC
SHS
G47791101
464
3488
SH
SOLE
2060
0
1428
INTEL CORP
COM
458140100
575
9610
SH
SOLE
8165
0
1445
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
408
4404
SH
SOLE
3804
0
600
INTERNATIONAL BUSINESS MACHS
COM
459200101
687
5127
SH
SOLE
4000
0
1127
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
315
2444
SH
SOLE
1464
0
980
INTUIT
COM
461202103
439
1675
SH
SOLE
765
0
910
INTUITIVE SURGICAL INC
COM NEW
46120E602
353
597
SH
SOLE
477
0
120
IQVIA HLDGS INC
COM
46266C105
274
1771
SH
SOLE
1695
0
76
JOHNSON & JOHNSON
COM
478160104
501
3435
SH
SOLE
2947
0
488
JOHNSON CTLS INTL PLC
SHS
G51502105
330
8098
SH
SOLE
5256
0
2842
JPMORGAN CHASE & CO
COM
46625H100
1633
11711
SH
SOLE
9272
0
2439
KELLOGG CO
COM
487836108
381
5504
SH
SOLE
2751
0
2753
KEYCORP NEW
COM
493267108
297
14690
SH
SOLE
5126
0
9564
KIMBERLY CLARK CORP
COM
494368103
390
2835
SH
SOLE
2132
0
703
KRAFT HEINZ CO
COM
500754106
238
7407
SH
SOLE
6224
0
1183
LAUDER ESTEE COS INC
CL A
518439104
416
2014
SH
SOLE
1584
0
430
LILLY ELI & CO
COM
532457108
765
5818
SH
SOLE
3954
0
1864
LINDE PLC
SHS
G5494J103
355
1666
SH
SOLE
661
0
1005
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
163
49387
SH
SOLE
18514
0
30873
LOWES COS INC
COM
548661107
426
3556
SH
SOLE
2895
0
661
MARSH & MCLENNAN COS INC
COM
571748102
932
8364
SH
SOLE
5579
0
2785
MASCO CORP
COM
574599106
279
5810
SH
SOLE
3875
0
1935
MASTERCARD INC
CL A
57636Q104
1673
5602
SH
SOLE
3648
0
1954
MCCORMICK & CO INC
COM NON VTG
579780206
284
1673
SH
SOLE
730
0
943
MCDONALDS CORP
COM
580135101
820
4150
SH
SOLE
3045
0
1105
MEDTRONIC PLC
SHS
G5960L103
840
7402
SH
SOLE
5750
0
1652
MERCK & CO INC
COM
58933Y105
1598
17574
SH
SOLE
12967
0
4607
METLIFE INC
COM
59156R108
290
5693
SH
SOLE
4779
0
914
METTLER TOLEDO INTERNATIONAL
COM
592688105
243
306
SH
SOLE
259
0
47
MICRON TECHNOLOGY INC
COM
595112103
336
6254
SH
SOLE
4718
0
1536
MICROSOFT CORP
COM
594918104
5866
37196
SH
SOLE
27503
0
9693
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
68
12519
SH
SOLE
5666
0
6853
MIZUHO FINL GROUP INC
SPONSORED ADR
60687Y109
233
75463
SH
SOLE
24553
0
50910
MONDELEZ INTL INC
CL A
609207105
735
13341
SH
SOLE
9797
0
3544
MOODYS CORP
COM
615369105
644
2714
SH
SOLE
1576
0
1138
MORGAN STANLEY
COM NEW
617446448
572
11189
SH
SOLE
5890
0
5299
MSCI INC
COM
55354G100
364
1408
SH
SOLE
557
0
851
NETFLIX INC
COM
64110L106
566
1750
SH
SOLE
1263
0
487
NEWMONT GOLDCORP CORPORATION
COM
651639106
314
7222
SH
SOLE
5716
0
1506
NIKE INC
CL B
654106103
948
9355
SH
SOLE
6337
0
3018
NOMURA HLDGS INC
SPONSORED ADR
65535H208
194
37554
SH
SOLE
27521
0
10033
NOVO-NORDISK A S
ADR
670100205
396
6840
SH
SOLE
1801
0
5039
NVIDIA CORP
COM
67066G104
690
2934
SH
SOLE
2370
0
564
OMNICOM GROUP INC
COM
681919106
218
2693
SH
SOLE
1860
0
833
ORACLE CORP
COM
68389X105
989
18663
SH
SOLE
15247
0
3416
PARKER HANNIFIN CORP
COM
701094104
679
3300
SH
SOLE
2382
0
918
PAYPAL HLDGS INC
COM
70450Y103
720
6658
SH
SOLE
4602
0
2056
PENTAIR PLC
SHS
G7S00T104
278
6066
SH
SOLE
5309
0
757
PEPSICO INC
COM
713448108
882
6450
SH
SOLE
4880
0
1570
PFIZER INC
COM
717081103
308
7868
SH
SOLE
6840
0
1028
PIMCO ETF TR
INTER MUN BD ACT
72201R866
895
16222
SH
SOLE
0
0
16222
PNC FINL SVCS GROUP INC
COM
693475105
600
3759
SH
SOLE
2832
0
927
PPG INDS INC
COM
693506107
550
4122
SH
SOLE
3108
0
1014
PROCTER & GAMBLE CO
COM
742718109
1851
14821
SH
SOLE
9001
0
5820
PROGRESSIVE CORP OHIO
COM
743315103
297
4099
SH
SOLE
3162
0
937
PROLOGIS INC
COM
74340W103
330
3699
SH
SOLE
2826
0
873
PRUDENTIAL FINL INC
COM
744320102
489
5221
SH
SOLE
2479
0
2742
QUALCOMM INC
COM
747525103
649
7359
SH
SOLE
5782
0
1577
QUEST DIAGNOSTICS INC
COM
74834L100
296
2770
SH
SOLE
1122
0
1648
RELX PLC
SPONSORED ADR
759530108
346
13682
SH
SOLE
5211
0
8471
RESMED INC
COM
761152107
344
2219
SH
SOLE
1230
0
989
ROYAL BK CDA MONTREAL QUE
COM
780087102
257
3250
SH
SOLE
1576
0
1674
S&P GLOBAL INC
COM
78409V104
1026
3758
SH
SOLE
3082
0
676
SALESFORCE COM INC
COM
79466L302
683
4198
SH
SOLE
2695
0
1503
SANOFI
SPONSORED ADR
80105N105
638
12707
SH
SOLE
4978
0
7729
SAP SE
SPON ADR
803054204
376
2806
SH
SOLE
735
0
2071
SCHLUMBERGER LTD
COM
806857108
481
11961
SH
SOLE
9986
0
1975
SEMPRA ENERGY
COM
816851109
379
2502
SH
SOLE
2210
0
292
SHERWIN WILLIAMS CO
COM
824348106
1083
1856
SH
SOLE
1505
0
351
SMUCKER J M CO
COM NEW
832696405
220
2112
SH
SOLE
1630
0
482
STANLEY BLACK & DECKER INC
COM
854502101
328
1982
SH
SOLE
593
0
1389
STARBUCKS CORP
COM
855244109
534
6077
SH
SOLE
4239
0
1838
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
174
23545
SH
SOLE
10054
0
13491
SYNCHRONY FINL
COM
87165B103
263
7290
SH
SOLE
5101
0
2189
SYSCO CORP
COM
871829107
575
6717
SH
SOLE
4795
0
1922
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
607
10443
SH
SOLE
6568
0
3875
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
360
18239
SH
SOLE
7204
0
11035
TELEFONICA S A
SPONSORED ADR
879382208
146
20922
SH
SOLE
3829
0
17093
TEXAS INSTRS INC
COM
882508104
686
5351
SH
SOLE
2984
0
2367
THERMO FISHER SCIENTIFIC INC
COM
883556102
264
813
SH
SOLE
461
0
352
TJX COS INC NEW
COM
872540109
661
10818
SH
SOLE
5829
0
4989
TORONTO DOMINION BK ONT
COM NEW
891160509
232
4138
SH
SOLE
2120
0
2018
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
323
2298
SH
SOLE
1429
0
869
TRAVELERS COMPANIES INC
COM
89417E109
353
2581
SH
SOLE
2003
0
578
TRUIST FINL CORP
COM
89832Q109
605
10739
SH
SOLE
5946
0
4793
UNILEVER PLC
SPON ADR NEW
904767704
282
4937
SH
SOLE
1235
0
3702
UNION PACIFIC CORP
COM
907818108
538
2974
SH
SOLE
2123
0
851
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
57
21345
SH
SOLE
12250
0
9095
UNITED PARCEL SERVICE INC
CL B
911312106
296
2527
SH
SOLE
1769
0
758
UNITEDHEALTH GROUP INC
COM
91324P102
1971
6706
SH
SOLE
4712
0
1994
US BANCORP DEL
COM NEW
902973304
715
12052
SH
SOLE
9213
0
2839
V F CORP
COM
918204108
275
2762
SH
SOLE
1321
0
1441
VALERO ENERGY CORP NEW
COM
91913Y100
233
2489
SH
SOLE
1900
0
589
VERISK ANALYTICS INC
COM
92345Y106
734
4913
SH
SOLE
4157
0
756
VERIZON COMMUNICATIONS INC
COM
92343V104
1138
18535
SH
SOLE
10710
0
7825
VISA INC
COM CL A
92826C839
2011
10704
SH
SOLE
7715
0
2989
WELLS FARGO CO NEW
COM
949746101
328
6102
SH
SOLE
5095
0
1007
WESTPAC BKG CORP
SPONSORED ADR
961214301
323
19013
SH
SOLE
5583
0
13430
WHEATON PRECIOUS METALS CORP
COM
962879102
216
7273
SH
SOLE
6014
0
1259
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
541
2677
SH
SOLE
2423
0
254
XILINX INC
COM
983919101
254
2595
SH
SOLE
2213
0
382
XYLEM INC
COM
98419M100
861
10930
SH
SOLE
8783
0
2147