0001780570-20-000004.txt : 20200515
0001780570-20-000004.hdr.sgml : 20200515
20200514194335
ACCESSION NUMBER: 0001780570-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200514
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ethic Inc.
CENTRAL INDEX KEY: 0001780570
IRS NUMBER: 473241818
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19978
FILM NUMBER: 20880003
BUSINESS ADDRESS:
STREET 1: 250 W BROADWAY
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: (310) 869-7232
MAIL ADDRESS:
STREET 1: 250 W BROADWAY
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001780570
XXXXXXXX
03-31-2020
03-31-2020
Ethic Inc.
250 W BROADWAY
5TH FLOOR
NEW YORK
NY
10013
13F HOLDINGS REPORT
028-19978
N
Jordan Josh Lipman
Chief Compliance Officer
646-687-6744
Jordan Josh Lipman
New York
NY
05-14-2020
0
208
119776
false
INFORMATION TABLE
2
Ethic_13F_2020-Q1.xml
AEGON N V
NY REGISTRY SHS
007924103
83
33219
SH
SOLE
26356
0
6863
MICRON TECHNOLOGY INC
COM
595112103
277
6597
SH
SOLE
5461
0
1136
AMERICAN TOWER CORP NEW
COM
03027X100
346
1587
SH
SOLE
723
0
864
ERICSSON
ADR B SEK 10
294821608
91
11263
SH
SOLE
5135
0
6128
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
203
5058
SH
SOLE
1047
0
4011
DANAHER CORPORATION
COM
235851102
911
6582
SH
SOLE
4629
0
1953
BECTON DICKINSON & CO
COM
075887109
532
2317
SH
SOLE
1844
0
473
EVERSOURCE ENERGY
COM
30040W108
1098
14045
SH
SOLE
11117
0
2928
DEERE & CO
COM
244199105
393
2842
SH
SOLE
1991
0
851
DISNEY WALT CO
COM DISNEY
254687106
1135
11748
SH
SOLE
8228
0
3520
INTUITIVE SURGICAL INC
COM NEW
46120E602
398
803
SH
SOLE
567
0
236
AMERICAN EXPRESS CO
COM
025816109
704
8229
SH
SOLE
6344
0
1885
PEPSICO INC
COM
713448108
919
7649
SH
SOLE
6208
0
1441
BK OF AMERICA CORP
COM
060505104
1164
54842
SH
SOLE
40115
0
14727
HSBC HLDGS PLC
SPON ADR NEW
404280406
481
17177
SH
SOLE
6914
0
10263
ADOBE INC
COM
00724F101
1087
3416
SH
SOLE
2037
0
1379
ABBOTT LABS
COM
002824100
957
12130
SH
SOLE
9223
0
2907
CVS HEALTH CORP
COM
126650100
577
9728
SH
SOLE
7203
0
2525
COSTCO WHSL CORP NEW
COM
22160K105
415
1454
SH
SOLE
596
0
858
XYLEM INC
COM
98419M100
565
8671
SH
SOLE
6722
0
1949
TRANE TECHNOLOGIES PLC
SHS
G8994E103
262
3178
SH
SOLE
2010
0
1168
PRUDENTIAL FINL INC
COM
744320102
290
5561
SH
SOLE
2577
0
2984
PARKER HANNIFIN CORP
COM
701094104
409
3156
SH
SOLE
2474
0
682
TELEFONICA S A
SPONSORED ADR
879382208
113
24804
SH
SOLE
4074
0
20730
REGENERON PHARMACEUTICALS
COM
75886F107
230
471
SH
SOLE
253
0
218
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
312
2601
SH
SOLE
1497
0
1104
QUALCOMM INC
COM
747525103
517
7642
SH
SOLE
6035
0
1607
LOWES COS INC
COM
548661107
292
3388
SH
SOLE
2755
0
633
TRAVELERS COMPANIES INC
COM
89417E109
220
2212
SH
SOLE
1530
0
682
TARGET CORP
COM
87612E106
280
3008
SH
SOLE
1740
0
1268
AT&T INC
COM
00206R102
751
25769
SH
SOLE
16067
0
9702
MIZUHO FINL GROUP INC
SPONSORED ADR
60687Y109
186
80593
SH
SOLE
22727
0
57866
UNION PAC CORP
COM
907818108
501
3549
SH
SOLE
2695
0
854
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
849
5200
SH
SOLE
3745
0
1455
NOVO-NORDISK A S
ADR
670100205
528
8770
SH
SOLE
3453
0
5317
AMAZON COM INC
COM
023135106
4726
2424
SH
SOLE
1749
0
675
APPLE INC
COM
037833100
6759
26582
SH
SOLE
18154
0
8428
MERCK & CO. INC
COM
58933Y105
1471
19125
SH
SOLE
14115
0
5010
TRUIST FINL CORP
COM
89832Q109
462
14989
SH
SOLE
7585
0
7404
EDWARDS LIFESCIENCES CORP
COM
28176E108
399
2113
SH
SOLE
1648
0
465
SONY CORP
SPONSORED ADR
835699307
218
3679
SH
SOLE
1566
0
2113
CBRE GROUP INC
CL A
12504L109
357
9479
SH
SOLE
6300
0
3179
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
371
4600
SH
SOLE
3787
0
813
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
125
82601
SH
SOLE
47189
0
35412
TEXAS INSTRS INC
COM
882508104
562
5626
SH
SOLE
3706
0
1920
COLGATE PALMOLIVE CO
COM
194162103
680
10242
SH
SOLE
7224
0
3018
METTLER TOLEDO INTERNATIONAL
COM
592688105
204
295
SH
SOLE
230
0
65
ORACLE CORP
COM
68389X105
910
18827
SH
SOLE
15608
0
3219
JOHNSON CTLS INTL PLC
SHS
G51502105
244
9062
SH
SOLE
6369
0
2693
GLOBAL PMTS INC
COM
37940X102
213
1476
SH
SOLE
1247
0
229
IHS MARKIT LTD
SHS
G47567105
794
13240
SH
SOLE
10241
0
2999
AMERIPRISE FINL INC
COM
03076C106
200
1953
SH
SOLE
1079
0
874
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
92
25082
SH
SOLE
9204
0
15878
US BANCORP DEL
COM NEW
902973304
377
10951
SH
SOLE
6488
0
4463
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
536
11209
SH
SOLE
7200
0
4009
SHERWIN WILLIAMS CO
COM
824348106
891
1938
SH
SOLE
1561
0
377
AUTODESK INC
COM
052769106
380
2436
SH
SOLE
1710
0
726
BANCO SANTANDER SA
ADR
05964H105
39
16754
SH
SOLE
10853
0
5901
INTEL CORP
COM
458140100
734
13561
SH
SOLE
10480
0
3081
NIKE INC
CL B
654106103
820
9907
SH
SOLE
6483
0
3424
SCHLUMBERGER LTD
COM
806857108
176
13040
SH
SOLE
11449
0
1591
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
461
2713
SH
SOLE
2304
0
409
VERISK ANALYTICS INC
COM
92345Y106
517
3711
SH
SOLE
2738
0
973
IQVIA HLDGS INC
COM
46266C105
205
1903
SH
SOLE
1681
0
222
JPMORGAN CHASE & CO
COM
46625H100
1388
15420
SH
SOLE
10614
0
4806
COMCAST CORP NEW
CL A
20030N101
879
25579
SH
SOLE
16670
0
8909
CISCO SYS INC
COM
17275R102
1154
29344
SH
SOLE
21761
0
7583
BRISTOL-MYERS SQUIBB CO
COM
110122108
893
16028
SH
SOLE
12328
0
3700
DOW INC
COM
260557103
254
8702
SH
SOLE
6644
0
2058
ANALOG DEVICES INC
COM
032654105
294
3283
SH
SOLE
2820
0
463
BROADCOM INC
COM
11135F101
434
1829
SH
SOLE
1307
0
522
PROCTER & GAMBLE CO
COM
742718109
2043
18576
SH
SOLE
11230
0
7346
EATON CORP PLC
SHS
G29183103
540
6945
SH
SOLE
5211
0
1734
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
52
23933
SH
SOLE
14297
0
9636
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
714
3669
SH
SOLE
2442
0
1227
SYSCO CORP
COM
871829107
267
5846
SH
SOLE
3896
0
1950
APARTMENT INVT & MGMT CO
CL A
03748R754
202
5756
SH
SOLE
5344
0
412
RESMED INC
COM
761152107
343
2330
SH
SOLE
1340
0
990
AMBEV SA
SPONSORED ADR
02319V103
53
22901
SH
SOLE
5331
0
17570
ABBVIE INC
COM
00287Y109
823
10796
SH
SOLE
7534
0
3262
SANOFI
SPONSORED ADR
80105N105
610
13957
SH
SOLE
5667
0
8290
DIAGEO P L C
SPON ADR NEW
25243Q205
463
3643
SH
SOLE
1330
0
2313
WESTPAC BKG CORP
SPONSORED ADR
961214301
248
24170
SH
SOLE
9130
0
15040
HERSHEY CO
COM
427866108
241
1817
SH
SOLE
1256
0
561
SAP SE
SPON ADR
803054204
374
3385
SH
SOLE
990
0
2395
VISA INC
COM CL A
92826C839
2019
12532
SH
SOLE
8894
0
3638
GILEAD SCIENCES INC
COM
375558103
721
9640
SH
SOLE
7504
0
2136
CME GROUP INC
COM
12572Q105
404
2336
SH
SOLE
1923
0
413
CHARTER COMMUNICATIONS INC N
CL A
16119P108
353
808
SH
SOLE
562
0
246
KIMBERLY CLARK CORP
COM
494368103
454
3551
SH
SOLE
2710
0
841
EXPEDITORS INTL WASH INC
COM
302130109
283
4239
SH
SOLE
2919
0
1320
PROLOGIS INC.
COM
74340W103
413
5139
SH
SOLE
3730
0
1409
MONDELEZ INTL INC
CL A
609207105
737
14718
SH
SOLE
10144
0
4574
AON PLC
SHS CL A
G0408V102
564
3415
SH
SOLE
1861
0
1554
CONSTELLATION BRANDS INC
CL A
21036P108
236
1645
SH
SOLE
1305
0
340
EDISON INTL
COM
281020107
263
4799
SH
SOLE
3334
0
1465
TJX COS INC NEW
COM
872540109
547
11436
SH
SOLE
6439
0
4997
EQUINOR ASA
SPONSORED ADR
29446M102
127
10419
SH
SOLE
677
0
9742
EXELON CORP
COM
30161N101
299
8122
SH
SOLE
6206
0
1916
QUEST DIAGNOSTICS INC
COM
74834L100
214
2665
SH
SOLE
1121
0
1544
FACEBOOK INC
CL A
30303M102
1901
11398
SH
SOLE
9323
0
2075
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
37
21846
SH
SOLE
10573
0
11273
TAKEDA PHARMACEUTICAL CO LTD
SPONSORED ADS
874060205
337
22196
SH
SOLE
9817
0
12379
CITRIX SYS INC
COM
177376100
714
5046
SH
SOLE
4842
0
204
ILLINOIS TOOL WKS INC
COM
452308109
306
2153
SH
SOLE
1691
0
462
PROGRESSIVE CORP OHIO
COM
743315103
257
3482
SH
SOLE
2666
0
816
MARSH & MCLENNAN COS INC
COM
571748102
717
8290
SH
SOLE
5404
0
2886
HEALTHPEAK PROPERTIES INC
COM
42250P103
678
28415
SH
SOLE
24180
0
4235
LILLY ELI & CO
COM
532457108
916
6602
SH
SOLE
4562
0
2040
VERISIGN INC
COM
92343E102
310
1721
SH
SOLE
974
0
747
AUTOMATIC DATA PROCESSING IN
COM
053015103
876
6408
SH
SOLE
3305
0
3103
WHEATON PRECIOUS METALS CORP
COM
962879102
250
9080
SH
SOLE
6627
0
2453
PENTAIR PLC
SHS
G7S00T104
214
7195
SH
SOLE
5633
0
1562
SMUCKER J M CO
COM NEW
832696405
241
2171
SH
SOLE
1576
0
595
CITIGROUP INC
COM NEW
172967424
442
10499
SH
SOLE
8969
0
1530
CHUBB LIMITED
COM
H1467J104
489
4381
SH
SOLE
3264
0
1117
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
132
27571
SH
SOLE
10126
0
17445
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
366
9665
SH
SOLE
5351
0
4314
SALESFORCE COM INC
COM
79466L302
749
5205
SH
SOLE
3393
0
1812
ADVANCED MICRO DEVICES INC
COM
007903107
236
5191
SH
SOLE
4004
0
1187
PNC FINL SVCS GROUP INC
COM
693475105
351
3667
SH
SOLE
2579
0
1088
STANLEY BLACK & DECKER INC
COM
854502101
236
2358
SH
SOLE
751
0
1607
HOME DEPOT INC
COM
437076102
1594
8535
SH
SOLE
6218
0
2317
HONDA MOTOR LTD
AMERN SHS
438128308
225
10020
SH
SOLE
6863
0
3157
CSX CORP
COM
126408103
343
5979
SH
SOLE
4648
0
1331
COCA COLA CO
COM
191216100
723
16334
SH
SOLE
9628
0
6706
FIDELITY NATL INFORMATION SV
COM
31620M106
421
3465
SH
SOLE
2997
0
468
NOKIA CORP
SPONSORED ADR
654902204
49
15728
SH
SOLE
11637
0
4091
UNITEDHEALTH GROUP INC
COM
91324P102
1755
7036
SH
SOLE
4886
0
2150
INTERNATIONAL BUSINESS MACHS
COM
459200101
693
6244
SH
SOLE
4551
0
1693
ASE TECHNOLOGY HOLDING CO LT
SPONSORED ADS
00215W100
105
28132
SH
SOLE
19352
0
8780
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
426
1627
SH
SOLE
734
0
893
NETFLIX INC
COM
64110L106
792
2110
SH
SOLE
1754
0
356
ECOLAB INC
COM
278865100
442
2838
SH
SOLE
2404
0
434
AMGEN INC
COM
031162100
921
4542
SH
SOLE
3211
0
1331
3M CO
COM
88579Y101
370
2711
SH
SOLE
1444
0
1267
CAPITAL ONE FINL CORP
COM
14040H105
337
6689
SH
SOLE
4941
0
1748
VERIZON COMMUNICATIONS INC
COM
92343V104
1318
24534
SH
SOLE
15566
0
8968
SERVICENOW INC
COM
81762P102
209
731
SH
SOLE
337
0
394
ALLSTATE CORP
COM
020002101
522
5686
SH
SOLE
4162
0
1524
MICROSOFT CORP
COM
594918104
6631
42047
SH
SOLE
32157
0
9890
LINDE PLC
SHS
G5494J103
248
1435
SH
SOLE
562
0
873
GENERAL MLS INC
COM
370334104
378
7154
SH
SOLE
4877
0
2277
STARBUCKS CORP
COM
855244109
435
6623
SH
SOLE
4284
0
2339
AMERICAN WTR WKS CO INC NEW
COM
030420103
216
1806
SH
SOLE
498
0
1308
CONSOLIDATED EDISON INC
COM
209115104
652
8353
SH
SOLE
5576
0
2777
NVIDIA CORP
COM
67066G104
901
3419
SH
SOLE
2737
0
682
LAUDER ESTEE COS INC
CL A
518439104
321
2015
SH
SOLE
1510
0
505
MASCO CORP
COM
574599106
209
6044
SH
SOLE
3946
0
2098
ABB LTD
SPONSORED ADR
000375204
372
21576
SH
SOLE
13093
0
8483
ALLERGAN PLC
SHS
G0177J108
556
3141
SH
SOLE
2488
0
653
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
246
4214
SH
SOLE
2311
0
1903
MSCI INC
COM
55354G100
357
1235
SH
SOLE
458
0
777
GOLDMAN SACHS GROUP INC
COM
38141G104
340
2199
SH
SOLE
1890
0
309
APPLIED MATLS INC
COM
038222105
280
6114
SH
SOLE
4940
0
1174
UNILEVER PLC
SPON ADR NEW
904767704
256
5067
SH
SOLE
1151
0
3916
NOVARTIS A G
SPONSORED ADR
66987V109
230
2794
SH
SOLE
556
0
2238
MCDONALDS CORP
COM
580135101
978
5916
SH
SOLE
4594
0
1322
ANTHEM INC
COM
036752103
357
1571
SH
SOLE
1183
0
388
MASTERCARD INC
CL A
57636Q104
1554
6435
SH
SOLE
4338
0
2097
CIGNA CORP NEW
COM
125523100
546
3079
SH
SOLE
2119
0
960
MCCORMICK & CO INC
COM NON VTG
579780206
266
1881
SH
SOLE
788
0
1093
ALPHABET INC
CAP STK CL A
02079K305
1752
1508
SH
SOLE
1024
0
484
VERTEX PHARMACEUTICALS INC
COM
92532F100
226
948
SH
SOLE
449
0
499
ABRAXAS PETE CORP
COM
003830106
3
24957
SH
SOLE
17499
0
7458
EMERSON ELEC CO
COM
291011104
619
13001
SH
SOLE
11126
0
1875
RELX PLC
SPONSORED ADR
759530108
314
14668
SH
SOLE
5794
0
8874
AGILENT TECHNOLOGIES INC
COM
00846U101
530
7405
SH
SOLE
4250
0
3155
CORTEVA INC
COM
22052L104
222
9443
SH
SOLE
5820
0
3623
PIMCO ETF TR
INTER MUN BD ACT
72201R866
815
14943
SH
SOLE
473
0
14470
FISERV INC
COM
337738108
416
4378
SH
SOLE
2819
0
1559
HALLIBURTON CO
COM
406216101
107
15635
SH
SOLE
10907
0
4728
NEWMONT CORP
COM
651639106
306
6764
SH
SOLE
5846
0
918
KROGER CO
COM
501044101
206
6826
SH
SOLE
5443
0
1383
ALPHABET INC
CAP STK CL C
02079K107
2467
2122
SH
SOLE
1524
0
598
CATERPILLAR INC DEL
COM
149123101
290
2496
SH
SOLE
1027
0
1469
CLOROX CO DEL
COM
189054109
274
1583
SH
SOLE
1242
0
341
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
215
22097
SH
SOLE
18472
0
3625
BAXTER INTL INC
COM
071813109
250
3075
SH
SOLE
1819
0
1256
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
214
2096
SH
SOLE
1309
0
787
INTUIT
COM
461202103
462
2009
SH
SOLE
1052
0
957
HP INC
COM
40434L105
292
16826
SH
SOLE
10154
0
6672
UNITED PARCEL SERVICE INC
CL B
911312106
287
3070
SH
SOLE
2310
0
760
NOMURA HLDGS INC
SPONSORED ADR
65535H208
153
35850
SH
SOLE
27437
0
8413
MORGAN STANLEY
COM NEW
617446448
406
11949
SH
SOLE
6348
0
5601
OMNICOM GROUP INC
COM
681919106
201
3668
SH
SOLE
2253
0
1415
BOOKING HLDGS INC
COM
09857L108
405
301
SH
SOLE
225
0
76
SEMPRA ENERGY
COM
816851109
396
3509
SH
SOLE
3062
0
447
FORD MTR CO DEL
COM
345370860
70
14555
SH
SOLE
9859
0
4696
CANON INC
SPONSORED ADR
138006309
251
11618
SH
SOLE
7304
0
4314
MEDTRONIC PLC
SHS
G5960L103
851
9440
SH
SOLE
6492
0
2948
BIOGEN INC
COM
09062X103
588
1860
SH
SOLE
1245
0
615
CMS ENERGY CORP
COM
125896100
237
4032
SH
SOLE
3592
0
440
AFLAC INC
COM
001055102
248
7234
SH
SOLE
5162
0
2072
ASTRAZENECA PLC
SPONSORED ADR
046353108
451
10089
SH
SOLE
5422
0
4667
MOODYS CORP
COM
615369105
621
2934
SH
SOLE
1502
0
1432
OVINTIV INC
COM
69047Q102
39
14613
SH
SOLE
11245
0
3368
JOHNSON & JOHNSON
COM
478160104
473
3609
SH
SOLE
3091
0
518
KELLOGG CO
COM
487836108
337
5613
SH
SOLE
2703
0
2910
EBAY INC
COM
278642103
391
13022
SH
SOLE
8943
0
4079
TECHNIPFMC PLC
COM
G87110105
79
11681
SH
SOLE
7328
0
4353
THERMO FISHER SCIENTIFIC INC
COM
883556102
392
1383
SH
SOLE
701
0
682
PAYPAL HLDGS INC
COM
70450Y103
772
8062
SH
SOLE
5585
0
2477
S&P GLOBAL INC
COM
78409V104
1055
4305
SH
SOLE
2879
0
1426
ATMOS ENERGY CORP
COM
049560105
246
2477
SH
SOLE
1191
0
1286
PPG INDS INC
COM
693506107
367
4388
SH
SOLE
3359
0
1029
KEYCORP
COM
493267108
174
16736
SH
SOLE
5807
0
10929
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
75
24626
SH
SOLE
6953
0
17673