0001493152-22-034411.txt : 20221205
0001493152-22-034411.hdr.sgml : 20221205
20221205080025
ACCESSION NUMBER: 0001493152-22-034411
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221202
FILED AS OF DATE: 20221205
DATE AS OF CHANGE: 20221205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cisneros Adriana
CENTRAL INDEX KEY: 0001749229
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39040
FILM NUMBER: 221443780
MAIL ADDRESS:
STREET 1: 700 NW 1ST AVENUE, SUITE 1700
CITY: MIAMI
STATE: FL
ZIP: 33136
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AST SpaceMobile, Inc.
CENTRAL INDEX KEY: 0001780312
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6500 RIVERPLACE BOULEVARD
CITY: AUSTIN
STATE: TX
ZIP: 78730
BUSINESS PHONE: 9179694834
MAIL ADDRESS:
STREET 1: 6500 RIVERPLACE BOULEVARD
CITY: AUSTIN
STATE: TX
ZIP: 78730
FORMER COMPANY:
FORMER CONFORMED NAME: New Providence Acquisition Corp.
DATE OF NAME CHANGE: 20190620
4
1
ownership.xml
X0306
4
2022-12-02
0
0001780312
AST SpaceMobile, Inc.
ASTS
0001749229
Cisneros Adriana
700 NW 1ST AVENUE, SUITE 1700
MIAMI
FL
33136
1
0
0
0
Class A Common Stock
2022-12-02
4
P
0
36364
5.50
A
39764
D
Class A Common Stock
200000
I
By Company
Class B Common Stock
9932541
I
By Company
Class A Common Stock
5600
I
By Spouse
AST Common Units
Class A Common Stock
9932541
9932541
I
By Company
On December 2, 2022, the Issuer closed its previously announced offering of 13,636,364 shares of Class A Common Stock sold pursuant to an underwriting agreement, dated November 29, 2022, with B. Riley Securities, Inc. The amount herein represents a purchase by the reporting person in such public offering.
Pursuant to that certain Subscription Agreement, dated as of December 15, 2020, between the Issuer and Invesat LLC, Invesat LLC acquired 200,000 shares of Class A common stock of the Issuer for an aggregate purchase price of $2,000,000, as an investor in the private investment in public equity investment (a "PIPE Investment") in the Issuer occurring substantially concurrently with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021. The Reporting Person may be deemed to beneficially own such securities in her capacity as President of Invesat LLC.
The Reporting Person disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.
In connection with the closing of the business combination between New Providence Acquisition Corp. and AST on April 6, 2021, pursuant to the Fifth Amended & Restated Limited Liability Company Operating Agreement of AST & Science, LLC, dated as of April 6, 2021, by and among AST, the Issuer, as the managing member of AST and the other members of AST (the "A&R Operating Agreement"), each existing limited liability company common unit previously issued by AST was reclassified and reissued by AST into new "Common Units" (the "AST Common Units") on a 1-to-14.50149869 basis. In addition, each equityholder of AST Common Units received an equivalent number of shares of non-economic Class B common stock of the Issuer or Class C common stock of the Issuer, as applicable.
The securities reported in this line item represent AST Common Units. At any time on or after April 6, 2022, these AST Common Units may be redeemed by the Reporting Person in exchange for shares of Class A common stock of the Issuer on a one-to-one basis. When a holder of Class B common stock of the Issuer exchanges AST Common Units for shares of Class A common stock of the Issuer, a number of shares of Class B common stock of the Issuer equal to the number of such AST Common Units will be immediately retired by the Issuer and will no longer be outstanding. The AST Common Units do not expire.
/s/ Adriana Cisneros
2022-12-05