0001493152-22-034411.txt : 20221205 0001493152-22-034411.hdr.sgml : 20221205 20221205080025 ACCESSION NUMBER: 0001493152-22-034411 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221202 FILED AS OF DATE: 20221205 DATE AS OF CHANGE: 20221205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cisneros Adriana CENTRAL INDEX KEY: 0001749229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39040 FILM NUMBER: 221443780 MAIL ADDRESS: STREET 1: 700 NW 1ST AVENUE, SUITE 1700 CITY: MIAMI STATE: FL ZIP: 33136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AST SpaceMobile, Inc. CENTRAL INDEX KEY: 0001780312 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6500 RIVERPLACE BOULEVARD CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 9179694834 MAIL ADDRESS: STREET 1: 6500 RIVERPLACE BOULEVARD CITY: AUSTIN STATE: TX ZIP: 78730 FORMER COMPANY: FORMER CONFORMED NAME: New Providence Acquisition Corp. DATE OF NAME CHANGE: 20190620 4 1 ownership.xml X0306 4 2022-12-02 0 0001780312 AST SpaceMobile, Inc. ASTS 0001749229 Cisneros Adriana 700 NW 1ST AVENUE, SUITE 1700 MIAMI FL 33136 1 0 0 0 Class A Common Stock 2022-12-02 4 P 0 36364 5.50 A 39764 D Class A Common Stock 200000 I By Company Class B Common Stock 9932541 I By Company Class A Common Stock 5600 I By Spouse AST Common Units Class A Common Stock 9932541 9932541 I By Company On December 2, 2022, the Issuer closed its previously announced offering of 13,636,364 shares of Class A Common Stock sold pursuant to an underwriting agreement, dated November 29, 2022, with B. Riley Securities, Inc. The amount herein represents a purchase by the reporting person in such public offering. Pursuant to that certain Subscription Agreement, dated as of December 15, 2020, between the Issuer and Invesat LLC, Invesat LLC acquired 200,000 shares of Class A common stock of the Issuer for an aggregate purchase price of $2,000,000, as an investor in the private investment in public equity investment (a "PIPE Investment") in the Issuer occurring substantially concurrently with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021. The Reporting Person may be deemed to beneficially own such securities in her capacity as President of Invesat LLC. The Reporting Person disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein. In connection with the closing of the business combination between New Providence Acquisition Corp. and AST on April 6, 2021, pursuant to the Fifth Amended & Restated Limited Liability Company Operating Agreement of AST & Science, LLC, dated as of April 6, 2021, by and among AST, the Issuer, as the managing member of AST and the other members of AST (the "A&R Operating Agreement"), each existing limited liability company common unit previously issued by AST was reclassified and reissued by AST into new "Common Units" (the "AST Common Units") on a 1-to-14.50149869 basis. In addition, each equityholder of AST Common Units received an equivalent number of shares of non-economic Class B common stock of the Issuer or Class C common stock of the Issuer, as applicable. The securities reported in this line item represent AST Common Units. At any time on or after April 6, 2022, these AST Common Units may be redeemed by the Reporting Person in exchange for shares of Class A common stock of the Issuer on a one-to-one basis. When a holder of Class B common stock of the Issuer exchanges AST Common Units for shares of Class A common stock of the Issuer, a number of shares of Class B common stock of the Issuer equal to the number of such AST Common Units will be immediately retired by the Issuer and will no longer be outstanding. The AST Common Units do not expire. /s/ Adriana Cisneros 2022-12-05