The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001779868
X Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
HMA, Inc. /IA
Jurisdiction of Incorporation/Organization
IOWA
Year of Incorporation/Organization
X Over Five Years Ago
   Within Last Five Years (Specify Year)
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
HMA, Inc. /IA
Street Address 1 Street Address 2
2727 GRAND PRAIRIE PARKWAY
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
WAUKEE IOWA 50263 800-247-7756

3. Related Persons

Last Name First Name Middle Name
Keough Daniel T.
Street Address 1 Street Address 2
4135 Plumwood Drive
City State/Province/Country ZIP/PostalCode
West Des Moines IOWA 50265
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Chairman of the Board of Directors, Chief Executive Officer, Senior Vice President
Last Name First Name Middle Name
Augspurger Clifford
Street Address 1 Street Address 2
1604 S. 43rd Street
City State/Province/Country ZIP/PostalCode
West Des Moines IOWA 50265
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Bierman, Jr. Richard B.
Street Address 1 Street Address 2
6659 Stallion Ranch Road
City State/Province/Country ZIP/PostalCode
Frisco TEXAS 75034
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Bishop Dennis F.
Street Address 1 Street Address 2
6466 Meadow Rd.
City State/Province/Country ZIP/PostalCode
Dallas TEXAS 75230
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

President, Senior Vice President
Last Name First Name Middle Name
Boyd Christopher C.
Street Address 1 Street Address 2
680 Maple Creek Drive
City State/Province/Country ZIP/PostalCode
Fairview TEXAS 75069
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Burt Cameron M.
Street Address 1 Street Address 2
2025 S. 183rd Circle
City State/Province/Country ZIP/PostalCode
Omaha NEBRASKA 68130
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Chase Lindsay L.
Street Address 1 Street Address 2
2055 SE Oxford Drive
City State/Province/Country ZIP/PostalCode
Waukee IOWA 50263
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President, Assistant Treasurer
Last Name First Name Middle Name
Cooling Kari J.
Street Address 1 Street Address 2
5509 River Parkway NE
City State/Province/Country ZIP/PostalCode
Cedar Rapids IOWA 52411
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Cornett Roger L.
Street Address 1 Street Address 2
4554 Edmund Blvd.
City State/Province/Country ZIP/PostalCode
Minneapolis MINNESOTA 55406
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Dixon Paula A.
Street Address 1 Street Address 2
5814 W. Chadworth Court
City State/Province/Country ZIP/PostalCode
Peoria ILLINOIS 61615
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Freiermuth Jay D.
Street Address 1 Street Address 2
25035 River Ridge Road
City State/Province/Country ZIP/PostalCode
Adel IOWA 50003
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Gfroerer Steven W.
Street Address 1 Street Address 2
16041 St Andrews Lane NW
City State/Province/Country ZIP/PostalCode
Ramsey MINNESOTA 55303
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Gomaa Waleed H.
Street Address 1 Street Address 2
406 Woodlake Drive
City State/Province/Country ZIP/PostalCode
Allen TEXAS 75013
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Hansen Craig E.
Street Address 1 Street Address 2
13212 Rocklyn Circle
City State/Province/Country ZIP/PostalCode
Urbandale IOWA 50323
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Hunt Erin L.
Street Address 1 Street Address 2
6939 Coronado Ave.
City State/Province/Country ZIP/PostalCode
Dallas TEXAS 75214
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Hurley II John A.
Street Address 1 Street Address 2
1422 S. 43rd Street
City State/Province/Country ZIP/PostalCode
West Des Moines IOWA 50265
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Johnson Gerald B.
Street Address 1 Street Address 2
24977 Ridge Road
City State/Province/Country ZIP/PostalCode
Adel IOWA 50003
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Knutson Kevin J.
Street Address 1 Street Address 2
1574 Turkey Ridge Court NW
City State/Province/Country ZIP/PostalCode
Swisher IOWA 52338
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Loftis Joshua R.
Street Address 1 Street Address 2
6009 Fremont Avenue S
City State/Province/Country ZIP/PostalCode
Minneapolis MINNESOTA 55419
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Macke Brent M.
Street Address 1 Street Address 2
3015 SW 21st Court
City State/Province/Country ZIP/PostalCode
Ankeny IOWA 50023
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Matney Jeffery S.
Street Address 1 Street Address 2
472 66th Court
City State/Province/Country ZIP/PostalCode
West Des Moines IOWA 50266
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
McCumber Charisse K.
Street Address 1 Street Address 2
6235 Saratoga Circle
City State/Province/Country ZIP/PostalCode
Dallas TEXAS 75214
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
McManus Stephen P.
Street Address 1 Street Address 2
1624 S. 43rd Street
City State/Province/Country ZIP/PostalCode
West Des Moines IOWA 50265
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Muth Douglas R.
Street Address 1 Street Address 2
7329 South Russet Drive
City State/Province/Country ZIP/PostalCode
Sioux Falls SOUTH DAKOTA 57108
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Nelson S. Christian
Street Address 1 Street Address 2
12890 Lincoln Ave.
City State/Province/Country ZIP/PostalCode
Clive IOWA 50325
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President, Assistant Secretary
Last Name First Name Middle Name
Oleksiak Edward M.
Street Address 1 Street Address 2
4908 Range Wood Drive
City State/Province/Country ZIP/PostalCode
Flower Mound TEXAS 75208
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Ouimet Jerome T.
Street Address 1 Street Address 2
200 Mississippi River Blvd. N. Apt. 4A
City State/Province/Country ZIP/PostalCode
St. Paul MINNESOTA 55104
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Probst Steven R.
Street Address 1 Street Address 2
3310 146th Street
City State/Province/Country ZIP/PostalCode
Urbandale IOWA 50323
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Radda Karla S.
Street Address 1 Street Address 2
4714 155th Ct.
City State/Province/Country ZIP/PostalCode
Urbandale IOWA 50323
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Vice President
Last Name First Name Middle Name
Ratzlaff Kurt J.
Street Address 1 Street Address 2
6213 S. Medina Circle
City State/Province/Country ZIP/PostalCode
Sioux Falls SOUTH DAKOTA 57108
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Reavis Jay K.
Street Address 1 Street Address 2
16397 NW Prairie Avenue
City State/Province/Country ZIP/PostalCode
Clive IOWA 50325
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Reid III Arden M.
Street Address 1 Street Address 2
2323 S. 182nd Circle
City State/Province/Country ZIP/PostalCode
Omaha NEBRASKA 68130
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Schmidt Jarret B.
Street Address 1 Street Address 2
8611 Delmar Lane
City State/Province/Country ZIP/PostalCode
Prairie Village KANSAS 66207
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Spencer Jeffrey S.
Street Address 1 Street Address 2
8220 Juniper Lane
City State/Province/Country ZIP/PostalCode
Prairie Village KANSAS 66208
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Sporer Teresa L.
Street Address 1 Street Address 2
13999 Pinion Avenue
City State/Province/Country ZIP/PostalCode
Prairie City IOWA 50228
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Stewart Thomas S.
Street Address 1 Street Address 2
13110 Clark Street
City State/Province/Country ZIP/PostalCode
Clive IOWA 50325
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Wiederin Lori L.
Street Address 1 Street Address 2
8519 Brook Ridge Drive
City State/Province/Country ZIP/PostalCode
Johnston IOWA 50131
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President
Last Name First Name Middle Name
Willadsen Ellen A.
Street Address 1 Street Address 2
4615 Utah
City State/Province/Country ZIP/PostalCode
Ames IOWA 50014
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Senior Vice President, Treasurer & Secretary

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
X Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
   Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2020-06-01    First Sale Yet to Occur
   Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient
Recipient CRD Number X None
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
Street Address 1 Street Address 2
City State/Province/Country ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount $10,738,000 USD
or    Indefinite
Total Amount Sold $10,738,000 USD
Total Remaining to be Sold $0 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
25

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

Use for general corporate purposes.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
HMA, Inc. /IA /s/ Craig Hansen Craig Hansen Vice President 2020-06-08

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.