0001085146-20-001959.txt : 20200731 0001085146-20-001959.hdr.sgml : 20200731 20200731151347 ACCESSION NUMBER: 0001085146-20-001959 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200731 DATE AS OF CHANGE: 20200731 EFFECTIVENESS DATE: 20200731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IEQ CAPITAL, LLC CENTRAL INDEX KEY: 0001779789 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19743 FILM NUMBER: 201065678 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE STREET 2: SUITE 1800 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-581-9807 MAIL ADDRESS: STREET 1: 950 TOWER LANE STREET 2: SUITE 1800 CITY: FOSTER CITY STATE: CA ZIP: 94404 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001779789 XXXXXXXX 06-30-2020 06-30-2020 false IEQ CAPITAL, LLC

950 TOWER LANE SUITE 1800 Foster City CA 94404

13F HOLDINGS REPORT 028-19743 N Dean Horwitz 650-420-6376 /s/ Dean Horwitz Foster City CA 07-30-2020 0 396 1540608 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE DOW INC COM 260557103 432 10602 SH SOLE 10602 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 609 4093 SH SOLE 4093 0 0 SHOTSPOTTER INC COM 82536T107 227 9000 SH SOLE 9000 0 0 MERCK & CO. 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106524 SH SOLE 102966 3558 0 ATLASSIAN CORP PLC CL A G06242104 19809 109884 SH SOLE 109884 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 293 3775 SH SOLE 3775 0 0 MORGAN STANLEY COM NEW 617446448 216 4469 SH OTR 4469 0 0 COSTCO WHSL CORP NEW COM 22160K105 9441 31136 SH SOLE 31136 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 277 1653 SH OTR 0 1653 0 MASTERCARD INCORPORATED CL A 57636Q104 2299 7776 SH OTR 4081 3695 0 INVESCO QQQ TR UNIT SER 1 46090E103 97161 392411 SH SOLE 353004 39407 0 HONEYWELL INTL INC COM 438516106 660 4567 SH SOLE 4567 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1752 22245 SH SOLE 22245 0 0 DANAHER CORPORATION COM 235851102 832 4705 SH OTR 2323 2382 0 DISNEY WALT CO COM DISNEY 254687106 9153 82085 SH SOLE 82085 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 729 12030 SH SOLE 0 12030 0 FACEBOOK INC CL A 30303M102 99772 439388 SH SOLE 435521 3867 0 ISHARES TR MSCI CHINA ETF 46429B671 526 8040 SH SOLE 0 8040 0 ISHARES INC CORE MSCI EMKT 46434G103 2073 43547 SH 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10500 SH SOLE 10500 0 0 DISNEY WALT CO COM DISNEY 254687106 991 8888 SH OTR 5111 3777 0 INCYTE CORP COM 45337C102 203 1953 SH OTR 1953 0 0 NEXTERA ENERGY INC COM 65339F101 1075 4476 SH SOLE 4476 0 0 MPLX LP COM UNIT REP LTD 55336V100 242 13999 SH OTR 13999 0 0 APPLE INC COM 037833100 65633 179916 SH SOLE 156867 23049 0 TRANE TECHNOLOGIES PLC SHS G8994E103 267 2999 SH SOLE 2999 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 2168 31368 SH SOLE 31368 0 0 ENTRAVISION COMMUNICATIONS C CL A 29382R107 170 119004 SH SOLE 119004 0 0 ROPER TECHNOLOGIES INC COM 776696106 4014 10338 SH SOLE 9656 682 0 CITIGROUP INC COM NEW 172967424 309 6046 SH OTR 6046 0 0 ASPEN AEROGELS INC COM 04523Y105 102 15439 SH SOLE 15439 0 0 JOHNSON & JOHNSON COM 478160104 9977 70942 SH SOLE 64138 6804 0 INPHI CORP COM 45772F107 253 2150 SH SOLE 2150 0 0 MIMECAST LTD ORD SHS G14838109 1086 26059 SH SOLE 26059 0 0 ISHARES TR MSCI ACWI ETF 464288257 14538 197208 SH SOLE 197208 0 0 FEDEX CORP COM 31428X106 200 1427 SH SOLE 1427 0 0 LENDINGCLUB CORP COM NEW 52603A208 615 135264 SH SOLE 135264 0 0 AMERICAN TOWER CORP NEW COM 03027X100 458 1773 SH OTR 0 1773 0 BK OF AMERICA CORP COM 060505104 780 32838 SH OTR 20485 12353 0 UBER TECHNOLOGIES INC COM 90353T100 1151 37037 SH SOLE 37037 0 0 NOKIA CORP SPONSORED ADR 654902204 477 108386 SH SOLE 108386 0 0 ISHARES SILVER TR ISHARES 46428Q109 510 30000 SH SOLE 30000 0 0 ALPHABET INC CAP STK CL A 02079K305 41460 29237 SH SOLE 28572 665 0 VEEVA SYS INC CL A COM 922475108 663 2828 SH SOLE 0 2828 0 ABBOTT LABS COM 002824100 5672 62032 SH SOLE 59717 2315 0 APPLE INC COM 037833100 9877 27074 SH OTR 16060 11014 0 SCHWAB CHARLES CORP COM 808513105 2966 87897 SH SOLE 87897 0 0 GENERAL MTRS CO COM 37045V100 228 9029 SH SOLE 9029 0 0 BOSTON SCIENTIFIC CORP COM 101137107 266 7582 SH SOLE 7582 0 0 NIKE INC CL B 654106103 792 8081 SH OTR 5232 2849 0 MOODYS CORP COM 615369105 249 907 SH OTR 0 907 0 HOME DEPOT INC COM 437076102 1961 7829 SH OTR 4051 3778 0 CIMAREX ENERGY CO COM 171798101 1577 57381 SH SOLE 57381 0 0 TPG RE FIN TR INC COM 87266M107 1616 187857 SH SOLE 187857 0 0 NVIDIA CORPORATION COM 67066G104 1913 5035 SH OTR 2304 2731 0 PENN NATL GAMING INC COM 707569109 716 23453 SH SOLE 23453 0 0 AT&T INC COM 00206R102 262 8682 SH OTR 0 8682 0 VERIZON COMMUNICATIONS INC COM 92343V104 797 14452 SH OTR 7399 7053 0 TJX COS INC NEW COM 872540109 215 4244 SH OTR 4244 0 0 VIEWRAY INC COM 92672L107 39 17258 SH SOLE 17258 0 0 3M CO COM 88579Y101 691 4429 SH SOLE 4429 0 0 2U INC COM 90214J101 3651 96169 SH SOLE 96169 0 0 CULLEN FROST BANKERS INC COM 229899109 344 4600 SH SOLE 4600 0 0 VISA INC COM CL A 92826C839 3133 16220 SH OTR 7820 8400 0 INTERNATIONAL BUSINESS MACHS COM 459200101 611 5056 SH SOLE 5056 0 0 DEVON ENERGY CORP NEW COM 25179M103 127 11237 SH OTR 11237 0 0 GILEAD SCIENCES INC COM 375558103 815 10590 SH SOLE 10590 0 0 BP PLC SPONSORED ADR 055622104 883 37851 SH SOLE 37851 0 0 ABBVIE INC COM 00287Y109 1137 11582 SH OTR 4770 6812 0 INTUIT COM 461202103 292 985 SH OTR 0 985 0 LOWES COS INC COM 548661107 2405 17797 SH SOLE 17797 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5836 37280 SH SOLE 37280 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 172 19405 SH OTR 19405 0 0 COCA COLA CO COM 191216100 1115 24944 SH SOLE 24944 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 273 1870 SH SOLE 1870 0 0 WILLIAMS COS INC COM 969457100 293 15420 SH OTR 15420 0 0 ADVANCED MICRO DEVICES INC COM 007903107 570 10836 SH OTR 4432 6404 0 LIVE OAK ACQUISITION CORP COM CL A 53804F103 3920 400000 SH SOLE 0 400000 0 BLACKSTONE GROUP INC COM CL A 09260D107 1954 34494 SH SOLE 34494 0 0 LOCKHEED MARTIN CORP COM 539830109 1044 2862 SH OTR 2152 710 0 BK OF AMERICA CORP COM 060505104 784 33001 SH SOLE 33001 0 0 PROCTER AND GAMBLE CO COM 742718109 1945 16270 SH OTR 7788 8482 0 ISHARES TR MSCI EAFE ETF 464287465 13491 221633 SH SOLE 221633 0 0 TENABLE HLDGS INC COM 88025T102 7223 242314 SH SOLE 242314 0 0 ORACLE CORP COM 68389X105 871 15764 SH OTR 6666 9098 0 ISHARES TR S&P 500 GRWT ETF 464287309 275 1323 SH SOLE 1323 0 0 APOLLO INVT CORP COM NEW 03761U502 243 25351 SH SOLE 25351 0 0 OCULAR THERAPEUTIX INC COM 67576A100 5658 679233 SH SOLE 679233 0 0 ANAPLAN INC COM 03272L108 474 10454 SH SOLE 10454 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 214 2338 SH OTR 0 2338 0 LOWES COS INC COM 548661107 612 4529 SH OTR 2482 2047 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 350 7354 SH SOLE 7354 0 0 GENERAL DYNAMICS CORP COM 369550108 630 4216 SH SOLE 4216 0 0 ZOETIS INC CL A 98978V103 573 4183 SH OTR 2684 1499 0 ISHARES TR RUS TP200 GR ETF 464289438 785 7363 SH SOLE 7363 0 0 APPLIED MATLS INC COM 038222105 1375 22754 SH SOLE 22754 0 0 SPLUNK INC COM 848637104 3893 19591 SH SOLE 19591 0 0 AMAZON COM INC COM 023135106 35829 12987 SH SOLE 12839 148 0 PURE STORAGE INC CL A 74624M102 2062 119010 SH SOLE 89286 29724 0 GOLDMAN SACHS GROUP INC COM 38141G104 770 3896 SH SOLE 3896 0 0 PROCTER AND GAMBLE CO COM 742718109 4406 36847 SH SOLE 36847 0 0 ZUORA INC COM CL A 98983V106 2630 206266 SH SOLE 206266 0 0 ABBVIE INC COM 00287Y109 3607 36742 SH SOLE 36742 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 17613 175619 SH SOLE 175619 0 0 GENERAL ELECTRIC CO COM 369604103 81 11930 SH OTR 11930 0 0 COMCAST CORP NEW CL A 20030N101 2363 60617 SH SOLE 60617 0 0 CISCO SYS INC COM 17275R102 12404 265950 SH SOLE 255201 10749 0 SVB FINANCIAL GROUP COM 78486Q101 4797 22258 SH SOLE 22258 0 0 BEYOND MEAT INC COM 08862E109 458 3417 SH SOLE 3417 0 0 WALMART INC COM 931142103 888 7413 SH SOLE 7413 0 0 VERISIGN INC COM 92343E102 484 2340 SH SOLE 2340 0 0 FORTIVE CORP COM 34959J108 274 4050 SH SOLE 4050 0 0 KKR REAL ESTATE FIN TR INC COM 48251K100 459 27682 SH SOLE 27682 0 0 LIVE OAK ACQUISITION CORP *W EXP 05/08/202 53804F111 150 200000 SH SOLE 0 200000 0 BLACKSTONE MTG TR INC COM CL A 09257W100 239 9940 SH SOLE 9940 0 0 COCA COLA CO COM 191216100 725 16233 SH OTR 8870 7363 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 3336 12919 SH SOLE 12919 0 0 AUTODESK INC COM 052769106 222 930 SH SOLE 930 0 0 AT&T INC COM 00206R102 1447 47862 SH SOLE 27038 20824 0 MFA FINL INC COM 55272X102 25 10000 SH SOLE 10000 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 980 4566 SH OTR 2631 1935 0 KIMBERLY CLARK CORP COM 494368103 5145 36398 SH SOLE 36398 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 269 2000 SH SOLE 2000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1085 5029 SH SOLE 5029 0 0 NETFLIX INC COM 64110L106 1219 2679 SH SOLE 2679 0 0 AMGEN INC COM 031162100 2988 12670 SH OTR 10352 2318 0 CHEVRON CORP NEW COM 166764100 556 6230 SH SOLE 6230 0 0 KINDER MORGAN INC DEL COM 49456B101 521 34362 SH SOLE 0 34362 0 UNITED PARCEL SERVICE INC CL B 911312106 459 4130 SH OTR 2023 2107 0 SQUARE INC CL A 852234103 3203 30518 SH SOLE 30518 0 0 EXXON MOBIL CORP COM 30231G102 247 5514 SH SOLE 5514 0 0 MCDONALDS CORP COM 580135101 3328 18041 SH SOLE 18041 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1698 16682 SH SOLE 16682 0 0 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 644 13753 SH SOLE 13753 0 0 GILEAD SCIENCES INC COM 375558103 494 6415 SH OTR 3157 3258 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 721 4365 SH SOLE 4365 0 0 UNION PAC CORP COM 907818108 1098 6496 SH OTR 3646 2850 0 AMGEN INC COM 031162100 1757 7448 SH SOLE 7448 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 840 9033 SH SOLE 9033 0 0 OTIS WORLDWIDE CORP COM 68902V107 515 9057 SH SOLE 9057 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 7217 27 SH SOLE 27 0 0 JD.COM INC SPON ADR CL A 47215P106 643 10688 SH SOLE 10688 0 0 KINDER MORGAN INC DEL COM 49456B101 215 14193 SH OTR 14193 0 0