0001085146-20-000582.txt : 20200211
0001085146-20-000582.hdr.sgml : 20200211
20200211171528
ACCESSION NUMBER: 0001085146-20-000582
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200211
DATE AS OF CHANGE: 20200211
EFFECTIVENESS DATE: 20200211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IEQ CAPITAL, LLC
CENTRAL INDEX KEY: 0001779789
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19743
FILM NUMBER: 20598091
BUSINESS ADDRESS:
STREET 1: 950 TOWER LANE
STREET 2: SUITE 1800
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-581-9807
MAIL ADDRESS:
STREET 1: 950 TOWER LANE
STREET 2: SUITE 1800
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001779789
XXXXXXXX
12-31-2019
12-31-2019
true
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RESTATEMENT
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IEQ CAPITAL, LLC
950 Tower Lane
Suite 1800
Foster City
CA
94404
13F HOLDINGS REPORT
028-19743
N
Dean Horwitz
COO
650-420-6376
/s/ Dean Horwitz
Foster City
CA
02-03-2020
0
656
1140659
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
2U INC
COM
90214J101
1673
69727
SH
SOLE
0
0
69727
3M CO
COM
88579Y101
455
2578
SH
OTR
1441
0
1137
3M CO
COM
88579Y101
678
3839
SH
SOLE
60
0
3779
ABBOTT LABS
COM
002824100
818
9415
SH
OTR
3996
0
5419
ABBOTT LABS
COM
002824100
1230
14158
SH
SOLE
69
0
14089
ABBVIE INC
COM
00287Y109
857
9677
SH
OTR
5408
0
4269
ABBVIE INC
COM
00287Y109
3224
36416
SH
SOLE
0
0
36416
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
549
2604
SH
OTR
1295
0
1309
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
1205
5723
SH
SOLE
55
0
5668
ACTIVISION BLIZZARD INC
COM
00507V109
155
2599
SH
OTR
1427
0
1172
ACTIVISION BLIZZARD INC
COM
00507V109
656
11039
SH
SOLE
0
0
11039
ADOBE INC
COM
00724F101
709
2150
SH
SOLE
0
0
2150
ADOBE INC
COM
00724F101
901
2733
SH
OTR
1134
0
1599
ADVANCED MICRO DEVICES INC
COM
007903107
299
6531
SH
OTR
1813
0
4718
ADVANCED MICRO DEVICES INC
COM
007903107
101
2197
SH
SOLE
0
0
2197
AFLAC INC
COM
001055102
238
4513
SH
OTR
2613
0
1900
AFLAC INC
COM
001055102
10
189
SH
SOLE
0
0
189
AIR PRODS & CHEMS INC
COM
009158106
336
1428
SH
OTR
681
0
747
AIR PRODS & CHEMS INC
COM
009158106
20
84
SH
SOLE
0
0
84
ALASKA AIR GROUP INC
COM
011659109
14
216
SH
OTR
110
0
106
ALASKA AIR GROUP INC
COM
011659109
374
5522
SH
SOLE
0
0
5522
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
45
211
SH
OTR
15
0
196
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1076
5071
SH
SOLE
0
0
5071
ALIGN TECHNOLOGY INC
COM
016255101
89
318
SH
OTR
151
0
167
ALIGN TECHNOLOGY INC
COM
016255101
37125
133047
SH
SOLE
0
0
133047
ALLERGAN PLC
SHS
G0177J108
195
1020
SH
OTR
479
0
541
ALLERGAN PLC
SHS
G0177J108
8
41
SH
SOLE
0
0
41
ALLOGENE THERAPEUTICS INC
COM
019770106
1117
43000
SH
SOLE
0
0
43000
ALPHABET INC
CAP STK CL A
02079K305
1886
1408
SH
OTR
633
0
775
ALPHABET INC
CAP STK CL A
02079K305
26587
19850
SH
SOLE
5
0
19845
ALPHABET INC
CAP STK CL C
02079K107
1058
791
SH
OTR
429
0
362
ALPHABET INC
CAP STK CL C
02079K107
24161
18071
SH
SOLE
0
0
18071
ALPS ETF TR
ALERIAN MLP
00162Q866
434
51029
SH
SOLE
0
0
51029
ALTRIA GROUP INC
COM
02209S103
511
10240
SH
OTR
6139
0
4101
ALTRIA GROUP INC
COM
02209S103
154
3083
SH
SOLE
0
0
3083
AMAZON COM INC
COM
023135106
3589
1942
SH
OTR
718
0
1224
AMAZON COM INC
COM
023135106
8288
4485
SH
SOLE
0
0
4485
AMERICAN ELEC PWR CO INC
COM
025537101
138
1457
SH
OTR
1117
0
340
AMERICAN ELEC PWR CO INC
COM
025537101
118
1251
SH
SOLE
0
0
1251
AMERICAN EXPRESS CO
COM
025816109
475
3812
SH
OTR
1740
0
2072
AMERICAN EXPRESS CO
COM
025816109
293
2351
SH
SOLE
120
0
2231
AMERICAN FINL GROUP INC OHIO
COM
025932104
4
32
SH
OTR
0
0
32
AMERICAN FINL GROUP INC OHIO
COM
025932104
293
2670
SH
SOLE
0
0
2670
AMERICAN INTL GROUP INC
COM NEW
026874784
256
4993
SH
OTR
1974
0
3019
AMERICAN INTL GROUP INC
COM NEW
026874784
29
564
SH
SOLE
0
0
564
AMERICAN TOWER CORP NEW
COM
03027X100
305
1325
SH
OTR
847
0
478
AMERICAN TOWER CORP NEW
COM
03027X100
953
4148
SH
SOLE
0
0
4148
AMERIPRISE FINL INC
COM
03076C106
203
1214
SH
OTR
478
0
736
AMERIPRISE FINL INC
COM
03076C106
75
449
SH
SOLE
0
0
449
AMERISOURCEBERGEN CORP
COM
03073E105
48
571
SH
OTR
240
0
331
AMERISOURCEBERGEN CORP
COM
03073E105
234
2751
SH
SOLE
62
0
2689
AMGEN INC
COM
031162100
1531
6350
SH
SOLE
13
0
6337
AMGEN INC
COM
031162100
804
3334
SH
OTR
1639
0
1695
AMPHENOL CORP NEW
CL A
032095101
238
2197
SH
OTR
1180
0
1017
AMPHENOL CORP NEW
CL A
032095101
3
24
SH
SOLE
0
0
24
ANALOG DEVICES INC
COM
032654105
225
1890
SH
OTR
1009
0
881
ANALOG DEVICES INC
COM
032654105
1275
10730
SH
SOLE
1674
0
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ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
4
51
SH
OTR
0
0
51
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
217
2641
SH
SOLE
0
0
2641
ANNALY CAP MGMT INC
COM
035710409
3
331
SH
OTR
0
0
331
ANNALY CAP MGMT INC
COM
035710409
220
23292
SH
SOLE
375
0
22917
ANTERO RES CORP
COM
03674X106
0
125
SH
OTR
0
0
125
ANTERO RES CORP
COM
03674X106
0
150000
SH
Call
SOLE
0
0
150000
ANTHEM INC
COM
036752103
452
1495
SH
OTR
569
0
926
ANTHEM INC
COM
036752103
10
32
SH
SOLE
0
0
32
ANWORTH MORTGAGE ASSET CP
COM
037347101
52
14900
SH
SOLE
0
0
14900
AON PLC
SHS CL A
G0408V102
267
1285
SH
OTR
376
0
909
AON PLC
SHS CL A
G0408V102
296
1425
SH
SOLE
112
0
1313
APEX TECHNOLOGY ACQUISITN CO
*W EXP 09/18/202
03768F110
230
200000
SH
SOLE
0
0
200000
APEX TECHNOLOGY ACQUISITN CO
COM CL A
03768F102
3952
400000
SH
SOLE
0
0
400000
APOLLO INVT CORP
COM NEW
03761U502
498
28543
SH
SOLE
0
0
28543
APPLE INC
COM
037833100
25244
85969
SH
SOLE
2405
0
83564
APPLE INC
COM
037833100
6183
21055
SH
OTR
7488
0
13567
APPLIED MATLS INC
COM
038222105
350
5740
SH
OTR
2316
0
3424
APPLIED MATLS INC
COM
038222105
1052
17230
SH
SOLE
0
0
17230
APTIV PLC
SHS
G6095L109
76
808
SH
OTR
469
0
339
APTIV PLC
SHS
G6095L109
335
3530
SH
SOLE
0
0
3530
AQUA METALS INC
COM
03837J101
89
118643
SH
SOLE
1850
0
116793
ARES CAP CORP
COM
04010L103
2200
117973
SH
SOLE
0
0
117973
ARES COML REAL ESTATE CORP
COM
04013V108
507
31999
SH
SOLE
0
0
31999
ASPEN AEROGELS INC
COM
04523Y105
120
15439
SH
SOLE
0
0
15439
ASTRAZENECA PLC
SPONSORED ADR
046353108
128
2573
SH
SOLE
0
0
2573
ASTRAZENECA PLC
SPONSORED ADR
046353108
86
1718
SH
OTR
63
0
1655
AT&T INC
COM
00206R102
1194
30558
SH
OTR
22497
0
8061
AT&T INC
COM
00206R102
1982
50716
SH
SOLE
21179
0
29537
ATLASSIAN CORP PLC
CL A
G06242104
8
69
SH
OTR
0
0
69
ATLASSIAN CORP PLC
CL A
G06242104
15611
129725
SH
SOLE
0
0
129725
AUTODESK INC
COM
052769106
243
1322
SH
OTR
407
0
915
AUTODESK INC
COM
052769106
184
1004
SH
SOLE
18
0
986
AUTOMATIC DATA PROCESSING IN
COM
053015103
879
5152
SH
SOLE
133
0
5019
AUTOMATIC DATA PROCESSING IN
COM
053015103
439
2575
SH
OTR
1144
0
1431
AVALARA INC
COM
05338G106
236
3220
SH
SOLE
0
0
3220
BAIDU INC
SPON ADR REP A
056752108
1
80000
SH
Call
SOLE
0
0
80000
BAIDU INC
SPON ADR REP A
056752108
28
221
SH
SOLE
0
0
221
BANK AMER CORP
COM
060505104
1773
50323
SH
OTR
21455
0
28868
BANK AMER CORP
COM
060505104
1341
38063
SH
SOLE
0
0
38063
BANK NEW YORK MELLON CORP
COM
064058100
245
4864
SH
OTR
2043
0
2821
BANK NEW YORK MELLON CORP
COM
064058100
117
2334
SH
SOLE
0
0
2334
BAXTER INTL INC
COM
071813109
189
2264
SH
OTR
1017
0
1247
BAXTER INTL INC
COM
071813109
76
912
SH
SOLE
100
0
812
BECTON DICKINSON & CO
COM
075887109
307
1128
SH
OTR
551
0
577
BECTON DICKINSON & CO
COM
075887109
157
579
SH
SOLE
12
0
567
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3396
10
SH
SOLE
0
0
10
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1710
7548
SH
OTR
3187
0
4361
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
10173
44914
SH
SOLE
5787
0
39127
BEYOND MEAT INC
COM
08862E109
1149
15200
SH
SOLE
0
0
15200
BIOGEN INC
COM
09062X103
287
965
SH
OTR
397
0
568
BIOGEN INC
COM
09062X103
21
70
SH
SOLE
0
0
70
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
298
30000
SH
SOLE
0
0
30000
BLACKROCK INC
COM
09247X101
571
1136
SH
SOLE
0
0
1136
BLACKROCK INC
COM
09247X101
429
854
SH
OTR
428
0
426
BLACKSTONE GROUP INC
COM CL A
09260D107
54
966
SH
OTR
966
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
1621
28985
SH
SOLE
0
0
28985
BLACKSTONE MTG TR INC
COM CL A
09257W100
397
10664
SH
SOLE
0
0
10664
BOEING CO
COM
097023105
878
2695
SH
OTR
1184
0
1511
BOEING CO
COM
097023105
1771
5437
SH
SOLE
0
0
5437
BOOKING HLDGS INC
COM
09857L108
349
170
SH
OTR
71
0
99
BOOKING HLDGS INC
COM
09857L108
288
140
SH
SOLE
0
0
140
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
1
19
SH
OTR
0
0
19
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
3843
54032
SH
SOLE
0
0
54032
BOSTON SCIENTIFIC CORP
COM
101137107
344
7618
SH
OTR
2221
0
5397
BOSTON SCIENTIFIC CORP
COM
101137107
374
8273
SH
SOLE
0
0
8273
BP PLC
SPONSORED ADR
055622104
6
161
SH
OTR
82
0
79
BP PLC
SPONSORED ADR
055622104
266
7035
SH
SOLE
1110
0
5925
BRISTOL MYERS SQUIBB CO
COM
110122108
909
14163
SH
OTR
6075
0
8088
BRISTOL MYERS SQUIBB CO
COM
110122108
604
9414
SH
SOLE
0
0
9414
BROADCOM INC
COM
11135F101
750
2372
SH
OTR
1183
0
1189
BROADCOM INC
COM
11135F101
786
2486
SH
SOLE
0
0
2486
BROOKFIELD PROPERTY REIT INC
CL A
11282X103
16
884
SH
OTR
756
0
128
BROOKFIELD PROPERTY REIT INC
CL A
11282X103
251
13587
SH
SOLE
0
0
13587
CAPSTONE TURBINE CORP
COM
14067D508
45
14742
SH
SOLE
0
0
14742
CATERPILLAR INC DEL
COM
149123101
530
3589
SH
OTR
1437
0
2152
CATERPILLAR INC DEL
COM
149123101
74
503
SH
SOLE
0
0
503
CENTENE CORP DEL
COM
15135B101
92
1468
SH
OTR
787
0
681
CENTENE CORP DEL
COM
15135B101
237
3774
SH
SOLE
0
0
3774
CHARTER COMMUNICATIONS INC N
CL A
16119P108
367
758
SH
OTR
337
0
421
CHARTER COMMUNICATIONS INC N
CL A
16119P108
148
306
SH
SOLE
0
0
306
CHEVRON CORP NEW
COM
166764100
1311
10879
SH
OTR
6090
0
4789
CHEVRON CORP NEW
COM
166764100
942
7824
SH
SOLE
1995
0
5829
CHIPOTLE MEXICAN GRILL INC
COM
169656105
13
15
SH
SOLE
0
0
15
CHIPOTLE MEXICAN GRILL INC
COM
169656105
209
250
SH
OTR
54
0
196
CHUBB LIMITED
COM
H1467J104
244
1569
SH
SOLE
40
0
1529
CHUBB LIMITED
COM
H1467J104
341
2190
SH
OTR
1102
0
1088
CIGNA CORP NEW
COM
125523100
273
1335
SH
OTR
650
0
685
CIGNA CORP NEW
COM
125523100
45
219
SH
SOLE
18
0
201
CIMAREX ENERGY CO
COM
171798101
115
2190
SH
OTR
1037
0
1153
CIMAREX ENERGY CO
COM
171798101
2998
57121
SH
SOLE
0
0
57121
CINTAS CORP
COM
172908105
92
342
SH
OTR
237
0
105
CINTAS CORP
COM
172908105
317
1176
SH
SOLE
0
0
1176
CISCO SYS INC
COM
17275R102
2685
55998
SH
SOLE
175
0
55823
CISCO SYS INC
COM
17275R102
1296
27013
SH
OTR
12105
0
14908
CITIGROUP INC
COM NEW
172967424
1203
15059
SH
OTR
6419
0
8640
CITIGROUP INC
COM NEW
172967424
432
5409
SH
SOLE
0
0
5409
CLOUDERA INC
COM
18914U100
6
540
SH
OTR
0
0
540
CLOUDERA INC
COM
18914U100
975
83848
SH
SOLE
0
0
83848
CME GROUP INC
COM
12572Q105
343
1708
SH
OTR
706
0
1002
CME GROUP INC
COM
12572Q105
144
720
SH
SOLE
0
0
720
COCA COLA CO
COM
191216100
1215
21948
SH
OTR
12544
0
9404
COCA COLA CO
COM
191216100
1568
28328
SH
SOLE
302
0
28026
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
191
3083
SH
OTR
1496
0
1587
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
145
2343
SH
SOLE
0
0
2343
COLGATE PALMOLIVE CO
COM
194162103
283
4103
SH
OTR
2304
0
1799
COLGATE PALMOLIVE CO
COM
194162103
225
3275
SH
SOLE
0
0
3275
COMCAST CORP NEW
CL A
20030N101
1210
26894
SH
OTR
13385
0
13509
COMCAST CORP NEW
CL A
20030N101
1117
24846
SH
SOLE
362
0
24484
CONOCOPHILLIPS
COM
20825C104
386
5927
SH
OTR
3869
0
2058
CONOCOPHILLIPS
COM
20825C104
353
5430
SH
SOLE
0
0
5430
CONSTELLATION BRANDS INC
CL A
21036P108
215
1131
SH
OTR
568
0
563
CONSTELLATION BRANDS INC
CL A
21036P108
57
298
SH
SOLE
0
0
298
COOPER COS INC
COM NEW
216648402
36
112
SH
OTR
72
0
40
COOPER COS INC
COM NEW
216648402
6042
18804
SH
SOLE
0
0
18804
CORNING INC
COM
219350105
127
4357
SH
OTR
1680
0
2677
CORNING INC
COM
219350105
110
3777
SH
SOLE
0
0
3777
COSTCO WHSL CORP NEW
COM
22160K105
756
2571
SH
SOLE
0
0
2571
COSTCO WHSL CORP NEW
COM
22160K105
758
2578
SH
OTR
996
0
1582
CROWDSTRIKE HLDGS INC
CL A
22788C105
988
19812
SH
SOLE
0
0
19812
CROWN CASTLE INTL CORP NEW
COM
22822V101
229
1609
SH
OTR
1109
0
500
CROWN CASTLE INTL CORP NEW
COM
22822V101
209
1469
SH
SOLE
0
0
1469
CSX CORP
COM
126408103
273
3777
SH
OTR
1676
0
2101
CSX CORP
COM
126408103
1212
16751
SH
SOLE
11679
0
5072
CULLEN FROST BANKERS INC
COM
229899109
450
4600
SH
SOLE
0
0
4600
CULLEN FROST BANKERS INC
COM
229899109
26
270
SH
OTR
265
0
5
CUMMINS INC
COM
231021106
14
77
SH
SOLE
0
0
77
CUMMINS INC
COM
231021106
188
1053
SH
OTR
514
0
539
CVS HEALTH CORP
COM
126650100
674
9074
SH
OTR
3702
0
5372
CVS HEALTH CORP
COM
126650100
2289
30816
SH
SOLE
60
0
30756
D R HORTON INC
COM
23331A109
99
1894
SH
OTR
1260
0
634
D R HORTON INC
COM
23331A109
207
3923
SH
SOLE
0
0
3923
DANAHER CORPORATION
COM
235851102
621
4051
SH
OTR
1755
0
2296
DANAHER CORPORATION
COM
235851102
1308
8520
SH
SOLE
0
0
8520
DEERE & CO
COM
244199105
457
2637
SH
SOLE
0
0
2637
DEERE & CO
COM
244199105
270
1560
SH
OTR
804
0
756
DELTA AIR LINES INC DEL
COM NEW
247361702
252
4303
SH
OTR
2150
0
2153
DELTA AIR LINES INC DEL
COM NEW
247361702
8
141
SH
SOLE
0
0
141
DIGITAL RLTY TR INC
COM
253868103
75
625
SH
OTR
541
0
84
DIGITAL RLTY TR INC
COM
253868103
265
2213
SH
SOLE
0
0
2213
DISNEY WALT CO
COM DISNEY
254687106
1623
11217
SH
OTR
4560
0
6657
DISNEY WALT CO
COM DISNEY
254687106
3043
21038
SH
SOLE
1222
0
19816
DOCUSIGN INC
COM
256163106
234
3164
SH
SOLE
0
0
3164
DOLLAR GEN CORP NEW
COM
256677105
179
1151
SH
OTR
688
0
463
DOLLAR GEN CORP NEW
COM
256677105
485
3109
SH
SOLE
84
0
3025
DOMINION ENERGY INC
COM
25746U109
304
3671
SH
OTR
2488
0
1183
DOMINION ENERGY INC
COM
25746U109
28
336
SH
SOLE
0
0
336
DOW INC
COM
260557103
245
4481
SH
OTR
2668
0
1813
DOW INC
COM
260557103
150
2740
SH
SOLE
61
0
2679
DROPBOX INC
CL A
26210C104
3614
201808
SH
SOLE
0
0
201808
DUKE ENERGY CORP NEW
COM NEW
26441C204
264
2885
SH
OTR
1969
0
916
DUKE ENERGY CORP NEW
COM NEW
26441C204
559
6138
SH
SOLE
6002
0
136
DUPONT DE NEMOURS INC
COM
26614N102
213
3332
SH
OTR
1362
0
1970
DUPONT DE NEMOURS INC
COM
26614N102
143
2231
SH
SOLE
60
0
2171
EBAY INC
COM
278642103
68
1869
SH
SOLE
240
0
1629
EBAY INC
COM
278642103
278
7700
SH
OTR
1632
0
6068
ECOLAB INC
COM
278865100
341
1767
SH
OTR
881
0
886
ECOLAB INC
COM
278865100
22
111
SH
SOLE
24
0
87
EDWARDS LIFESCIENCES CORP
COM
28176E108
348
1493
SH
OTR
360
0
1133
EDWARDS LIFESCIENCES CORP
COM
28176E108
70
299
SH
SOLE
0
0
299
EMERSON ELEC CO
COM
291011104
238
3118
SH
OTR
1535
0
1583
EMERSON ELEC CO
COM
291011104
170
2226
SH
SOLE
0
0
2226
ENBRIDGE INC
COM
29250N105
197
4961
SH
OTR
524
0
4437
ENBRIDGE INC
COM
29250N105
147
3687
SH
SOLE
0
0
3687
ENDURANCE INTL GROUP HLDGS I
COM
29272B105
709
150887
SH
SOLE
0
0
150887
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
397
30934
SH
OTR
3475
0
27459
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
385
30012
SH
SOLE
18673
0
11339
ENTERPRISE PRODS PARTNERS L
COM
293792107
443
15700
SH
OTR
1971
0
13729
ENTERPRISE PRODS PARTNERS L
COM
293792107
646
22930
SH
SOLE
8020
0
14910
ENTRAVISION COMMUNICATIONS C
CL A
29382R107
312
119004
SH
SOLE
0
0
119004
EOG RES INC
COM
26875P101
166
1981
SH
OTR
1315
0
666
EOG RES INC
COM
26875P101
345
4113
SH
SOLE
0
0
4113
ESSEX PPTY TR INC
COM
297178105
71
235
SH
OTR
183
0
52
ESSEX PPTY TR INC
COM
297178105
1002
3331
SH
SOLE
0
0
3331
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
325
19000
SH
SOLE
0
0
19000
ETSY INC
COM
29786A106
6
131
SH
OTR
0
0
131
ETSY INC
COM
29786A106
299
6757
SH
SOLE
0
0
6757
EXXON MOBIL CORP
COM
30231G102
712
10211
SH
SOLE
2365
0
7846
EXXON MOBIL CORP
COM
30231G102
1513
21676
SH
OTR
12682
0
8994
FACEBOOK INC
CL A
30303M102
2623
12776
SH
OTR
4413
0
8363
FACEBOOK INC
CL A
30303M102
74808
364473
SH
SOLE
704
0
363769
FEDEX CORP
COM
31428X106
128
841
SH
OTR
328
0
513
FEDEX CORP
COM
31428X106
99
655
SH
SOLE
0
0
655
FIDELITY NATL INFORMATION SV
COM
31620M106
268
1928
SH
OTR
1129
0
799
FIDELITY NATL INFORMATION SV
COM
31620M106
59
421
SH
SOLE
0
0
421
FIRST HORIZON NATL CORP
COM
320517105
261
15737
SH
SOLE
0
0
15737
FIRST HORIZON NATL CORP
COM
320517105
4
244
SH
OTR
145
0
99
FIRST REP BK SAN FRANCISCO C
COM
33616C100
1230
10475
SH
SOLE
0
0
10475
FIRST REP BK SAN FRANCISCO C
COM
33616C100
56
476
SH
OTR
250
0
226
FISERV INC
COM
337738108
356
3075
SH
OTR
931
0
2144
FISERV INC
COM
337738108
55
477
SH
SOLE
0
0
477
FORD MTR CO DEL
COM
345370860
208
22328
SH
OTR
15362
0
6966
FORD MTR CO DEL
COM
345370860
10
1051
SH
SOLE
0
0
1051
FORTIVE CORP
COM
34959J108
103
1357
SH
OTR
450
0
907
FORTIVE CORP
COM
34959J108
317
4148
SH
SOLE
0
0
4148
GAMING & LEISURE PPTYS INC
COM
36467J108
3602
83670
SH
SOLE
0
0
83670
GAMING & LEISURE PPTYS INC
COM
36467J108
34
786
SH
OTR
745
0
41
GARTNER INC
COM
366651107
59
381
SH
OTR
214
0
167
GARTNER INC
COM
366651107
179
1162
SH
SOLE
0
0
1162
GENERAL DYNAMICS CORP
COM
369550108
211
1192
SH
OTR
673
0
519
GENERAL DYNAMICS CORP
COM
369550108
709
4020
SH
SOLE
0
0
4020
GENERAL ELECTRIC CO
COM
369604103
558
50014
SH
OTR
24590
0
25424
GENERAL ELECTRIC CO
COM
369604103
401
35951
SH
SOLE
0
0
35951
GENERAL MLS INC
COM
370334104
174
3239
SH
OTR
2009
0
1230
GENERAL MLS INC
COM
370334104
319
5960
SH
SOLE
0
0
5960
GENERAL MTRS CO
COM
37045V100
2555
69819
SH
SOLE
0
0
69819
GENERAL MTRS CO
COM
37045V100
272
7421
SH
OTR
4421
0
3000
GILEAD SCIENCES INC
COM
375558103
153
2358
SH
SOLE
0
0
2358
GILEAD SCIENCES INC
COM
375558103
405
6239
SH
OTR
3868
0
2371
GLOBAL PMTS INC
COM
37940X102
348
1904
SH
OTR
530
0
1374
GLOBAL PMTS INC
COM
37940X102
7
39
SH
SOLE
0
0
39
GOLDMAN SACHS BDC INC
SHS
38147U107
440
20688
SH
SOLE
0
0
20688
GOLDMAN SACHS GROUP INC
COM
38141G104
525
2284
SH
OTR
1064
0
1220
GOLDMAN SACHS GROUP INC
COM
38141G104
591
2570
SH
SOLE
0
0
2570
GOLUB CAP BDC INC
COM
38173M102
487
26397
SH
SOLE
0
0
26397
GUIDEWIRE SOFTWARE INC
COM
40171V100
208
1895
SH
SOLE
0
0
1895
HCA HEALTHCARE INC
COM
40412C101
185
1256
SH
OTR
604
0
652
HCA HEALTHCARE INC
COM
40412C101
40
272
SH
SOLE
0
0
272
HEALTHCARE MERGER CORP
UNIT 12/17/2021
42227L201
518
50000
SH
SOLE
0
0
50000
HOME DEPOT INC
COM
437076102
1440
6593
SH
OTR
2559
0
4034
HOME DEPOT INC
COM
437076102
1773
8119
SH
SOLE
0
0
8119
HONEYWELL INTL INC
COM
438516106
737
4157
SH
OTR
2348
0
1809
HONEYWELL INTL INC
COM
438516106
1138
6429
SH
SOLE
0
0
6429
HP INC
COM
40434L105
164
7949
SH
OTR
5186
0
2763
HP INC
COM
40434L105
41
2004
SH
SOLE
0
0
2004
HUMANA INC
COM
444859102
15
40
SH
SOLE
0
0
40
HUMANA INC
COM
444859102
262
714
SH
OTR
377
0
337
ILLINOIS TOOL WKS INC
COM
452308109
10
58
SH
SOLE
0
0
58
ILLINOIS TOOL WKS INC
COM
452308109
375
2089
SH
OTR
1001
0
1088
INGERSOLL-RAND PLC
SHS
G47791101
142
1069
SH
OTR
371
0
698
INGERSOLL-RAND PLC
SHS
G47791101
257
1934
SH
SOLE
0
0
1934
INTEL CORP
COM
458140100
1343
22437
SH
OTR
11163
0
11274
INTEL CORP
COM
458140100
2495
41680
SH
SOLE
0
0
41680
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
331
3573
SH
OTR
2081
0
1492
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
267
2884
SH
SOLE
0
0
2884
INTERNATIONAL BUSINESS MACHS
COM
459200101
339
2532
SH
SOLE
0
0
2532
INTERNATIONAL BUSINESS MACHS
COM
459200101
817
6093
SH
OTR
3227
0
2866
INTUIT
COM
461202103
342
1307
SH
OTR
613
0
694
INTUIT
COM
461202103
144
552
SH
SOLE
12
0
540
INTUITIVE SURGICAL INC
COM NEW
46120E602
339
572
SH
OTR
192
0
380
INTUITIVE SURGICAL INC
COM NEW
46120E602
21
36
SH
SOLE
0
0
36
INVESCO EXCHANGE TRADED FD T
AEROSPACE DEFN
46137V100
2723
39824
SH
SOLE
21677
0
18147
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
1081
9345
SH
SOLE
0
0
9345
INVESCO EXCHNG TRADED FD TR
SR LN ETF
46138G508
383
16772
SH
SOLE
0
0
16772
INVESCO QQQ TR
UNIT SER 1
46090E103
12654
59521
SH
SOLE
3765
0
55756
IROBOT CORP
COM
462726100
1885
37226
SH
SOLE
0
0
37226
ISHARES GOLD TRUST
ISHARES
464285105
666
45965
SH
SOLE
0
0
45965
ISHARES INC
CORE MSCI EMKT
46434G103
543
10096
SH
SOLE
0
0
10096
ISHARES SILVER TRUST
ISHARES
46428Q109
550
33000
SH
SOLE
0
0
33000
ISHARES TR
CALIF MUN BD ETF
464288356
424
6921
SH
SOLE
0
0
6921
ISHARES TR
CORE DIV GRWTH
46434V621
5171
122934
SH
SOLE
11063
0
111871
ISHARES TR
CORE HIGH DV ETF
46429B663
293
2992
SH
SOLE
0
0
2992
ISHARES TR
CORE MSCI EAFE
46432F842
11576
177439
SH
SOLE
0
0
177439
ISHARES TR
CORE MSCI INTL
46435G326
2584
44427
SH
SOLE
0
0
44427
ISHARES TR
CORE S&P MCP ETF
464287507
3686
17911
SH
SOLE
3072
0
14839
ISHARES TR
CORE S&P SCP ETF
464287804
273
3261
SH
SOLE
0
0
3261
ISHARES TR
CORE S&P US GWT
464287671
319
4713
SH
SOLE
0
0
4713
ISHARES TR
CORE S&P500 ETF
464287200
13238
40953
SH
SOLE
0
0
40953
ISHARES TR
EAFE SML CP ETF
464288273
214
3430
SH
SOLE
0
0
3430
ISHARES TR
GLOBAL 100 ETF
464287572
3770
69884
SH
SOLE
0
0
69884
ISHARES TR
MORTGE REL ETF
46435G342
1405
31551
SH
SOLE
0
0
31551
ISHARES TR
MSCI ACWI ETF
464288257
43614
550339
SH
SOLE
6940
0
543399
ISHARES TR
MSCI ACWI EX US
464288240
232
4729
SH
SOLE
0
0
4729
ISHARES TR
MSCI CHINA ETF
46429B671
515
8040
SH
SOLE
0
0
8040
ISHARES TR
MSCI EAFE ETF
464287465
8075
116286
SH
SOLE
0
0
116286
ISHARES TR
MSCI INDIA ETF
46429B598
263
7470
SH
SOLE
0
0
7470
ISHARES TR
MSCI MIN VOL ETF
46429B697
2112
32198
SH
SOLE
0
0
32198
ISHARES TR
NATIONAL MUN ETF
464288414
212
1859
SH
SOLE
0
0
1859
ISHARES TR
PFD AND INCM SEC
464288687
381
10135
SH
SOLE
0
0
10135
ISHARES TR
RUS 1000 ETF
464287622
10958
61415
SH
SOLE
0
0
61415
ISHARES TR
RUS 1000 GRW ETF
464287614
14661
83344
SH
SOLE
41368
0
41976
ISHARES TR
RUS 1000 VAL ETF
464287598
1711
12540
SH
SOLE
0
0
12540
ISHARES TR
RUS 2000 GRW ETF
464287648
203
950
SH
SOLE
0
0
950
ISHARES TR
RUS MDCP VAL ETF
464287473
282
2976
SH
SOLE
2896
0
80
ISHARES TR
RUS MID CAP ETF
464287499
7491
125646
SH
SOLE
0
0
125646
ISHARES TR
RUSSELL 2000 ETF
464287655
3979
24015
SH
SOLE
53
0
23962
ISHARES TR
RUSSELL 3000 ETF
464287689
5844
31002
SH
SOLE
3558
0
27444
ISHARES TR
S&P 100 ETF
464287101
35815
248556
SH
SOLE
17597
0
230959
ISHARES TR
S&P 500 GRWT ETF
464287309
451
2327
SH
SOLE
0
0
2327
ISHARES TR
S&P MC 400GR ETF
464287606
269
1128
SH
SOLE
0
0
1128
ISHARES US ETF TR
SHT MAT BD ETF
46431W507
559
11134
SH
SOLE
0
0
11134
JD COM INC
SPON ADR CL A
47215P106
365
10367
SH
SOLE
0
0
10367
JOHNSON & JOHNSON
COM
478160104
3639
24951
SH
SOLE
222
0
24729
JOHNSON & JOHNSON
COM
478160104
2098
14380
SH
OTR
7322
0
7058
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
2651
121557
SH
SOLE
0
0
121557
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
304
13950
SH
OTR
0
0
13950
JPMORGAN CHASE & CO
COM
46625H100
11510
82568
SH
SOLE
0
0
82568
JPMORGAN CHASE & CO
COM
46625H100
2574
18463
SH
OTR
9209
0
9254
KEYCORP NEW
COM
493267108
39
1910
SH
SOLE
0
0
1910
KEYCORP NEW
COM
493267108
168
8304
SH
OTR
3948
0
4356
KILROY RLTY CORP
COM
49427F108
1803
21490
SH
SOLE
0
0
21490
KIMBERLY CLARK CORP
COM
494368103
275
2002
SH
OTR
970
0
1032
KIMBERLY CLARK CORP
COM
494368103
131
950
SH
SOLE
0
0
950
KINDER MORGAN INC DEL
COM
49456B101
861
40704
SH
SOLE
34362
0
6342
KINDER MORGAN INC DEL
COM
49456B101
446
21105
SH
OTR
9417
0
11688
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
18
367
SH
OTR
23
0
344
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
671
13753
SH
SOLE
0
0
13753
L3HARRIS TECHNOLOGIES INC
COM
502431109
186
944
SH
OTR
477
0
467
L3HARRIS TECHNOLOGIES INC
COM
502431109
101
510
SH
SOLE
0
0
510
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
95
559
SH
OTR
264
0
295
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
1052
6218
SH
SOLE
0
0
6218
LAM RESEARCH CORP
COM
512807108
72
248
SH
SOLE
0
0
248
LAM RESEARCH CORP
COM
512807108
255
872
SH
OTR
385
0
487
LAUDER ESTEE COS INC
CL A
518439104
238
1151
SH
OTR
582
0
569
LAUDER ESTEE COS INC
CL A
518439104
2
12
SH
SOLE
0
0
12
LENDINGCLUB CORP
COM NEW
52603A208
1707
135264
SH
SOLE
0
0
135264
LILLY ELI & CO
COM
532457108
613
4665
SH
OTR
2327
0
2338
LILLY ELI & CO
COM
532457108
198
1507
SH
SOLE
0
0
1507
LINDE PLC
SHS
G5494J103
501
2352
SH
OTR
1131
0
1221
LINDE PLC
SHS
G5494J103
123
581
SH
SOLE
25
0
556
LIONS GATE ENTMNT CORP
CL A VTG
535919401
1066
100000
SH
SOLE
0
0
100000
LOCKHEED MARTIN CORP
COM
539830109
504
1294
SH
OTR
765
0
529
LOCKHEED MARTIN CORP
COM
539830109
951
2442
SH
SOLE
0
0
2442
LOWES COS INC
COM
548661107
614
5132
SH
OTR
2567
0
2565
LOWES COS INC
COM
548661107
1977
16508
SH
SOLE
71
0
16437
LYFT INC
CL A COM
55087P104
350
8133
SH
SOLE
0
0
8133
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
271
4304
SH
OTR
534
0
3770
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1353
21524
SH
SOLE
4190
0
17334
MARATHON PETE CORP
COM
56585A102
196
3243
SH
OTR
1126
0
2117
MARATHON PETE CORP
COM
56585A102
250
4142
SH
SOLE
0
0
4142
MARRIOTT INTL INC NEW
CL A
571903202
11
69
SH
SOLE
0
0
69
MARRIOTT INTL INC NEW
CL A
571903202
218
1445
SH
OTR
617
0
828
MARSH & MCLENNAN COS INC
COM
571748102
402
3602
SH
OTR
1981
0
1621
MARSH & MCLENNAN COS INC
COM
571748102
287
2579
SH
SOLE
0
0
2579
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
0
15
SH
OTR
0
0
15
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
322
12129
SH
SOLE
0
0
12129
MASTERCARD INC
CL A
57636Q104
1584
5304
SH
OTR
1884
0
3420
MASTERCARD INC
CL A
57636Q104
2174
7282
SH
SOLE
0
0
7282
MCDONALDS CORP
COM
580135101
693
3504
SH
SOLE
95
0
3409
MCDONALDS CORP
COM
580135101
859
4346
SH
OTR
2373
0
1973
MEDTRONIC PLC
SHS
G5960L103
609
5367
SH
SOLE
311
0
5056
MEDTRONIC PLC
SHS
G5960L103
660
5818
SH
OTR
2785
0
3033
MERCK & CO INC
COM
58933Y105
1437
15796
SH
OTR
7234
0
8562
MERCK & CO INC
COM
58933Y105
1333
14654
SH
SOLE
0
0
14654
METLIFE INC
COM
59156R108
211
4140
SH
OTR
2681
0
1459
METLIFE INC
COM
59156R108
44
869
SH
SOLE
0
0
869
MFA FINL INC
COM
55272X102
77
10000
SH
SOLE
0
0
10000
MICRON TECHNOLOGY INC
COM
595112103
254
4720
SH
OTR
1539
0
3181
MICRON TECHNOLOGY INC
COM
595112103
174
3241
SH
SOLE
0
0
3241
MICROSOFT CORP
COM
594918104
6368
40379
SH
OTR
17552
0
22827
MICROSOFT CORP
COM
594918104
6409
40640
SH
SOLE
334
0
40306
MIMECAST LTD
ORD SHS
G14838109
1130
26059
SH
SOLE
0
0
26059
MOLSON COORS BREWING CO
CL B
60871R209
41
769
SH
OTR
563
0
206
MOLSON COORS BREWING CO
CL B
60871R209
165
3066
SH
SOLE
0
0
3066
MONDELEZ INTL INC
CL A
609207105
504
9152
SH
OTR
3832
0
5320
MONDELEZ INTL INC
CL A
609207105
178
3224
SH
SOLE
0
0
3224
MOODYS CORP
COM
615369105
275
1157
SH
OTR
505
0
652
MOODYS CORP
COM
615369105
13
56
SH
SOLE
12
0
44
MORGAN STANLEY
COM NEW
617446448
418
8174
SH
OTR
4584
0
3590
MORGAN STANLEY
COM NEW
617446448
203
4440
SH
SOLE
0
0
4440
MOTOROLA SOLUTIONS INC
COM NEW
620076307
162
1006
SH
OTR
551
0
455
MOTOROLA SOLUTIONS INC
COM NEW
620076307
143
889
SH
SOLE
0
0
889
MPLX LP
COM UNIT REP LTD
55336V100
343
13455
SH
OTR
936
0
12519
MPLX LP
COM UNIT REP LTD
55336V100
64
2499
SH
SOLE
0
0
2499
MSCI INC
COM
55354G100
148
572
SH
OTR
147
0
425
MSCI INC
COM
55354G100
134
518
SH
SOLE
11
0
507
NATIONAL OILWELL VARCO INC
COM
637071101
92
3641
SH
OTR
1981
0
1660
NATIONAL OILWELL VARCO INC
COM
637071101
126
5028
SH
SOLE
0
0
5028
NETFLIX INC
COM
64110L106
646
1995
SH
OTR
629
0
1366
NETFLIX INC
COM
64110L106
974
3011
SH
SOLE
0
0
3011
NEXTERA ENERGY INC
COM
65339F101
397
1641
SH
OTR
1206
0
435
NEXTERA ENERGY INC
COM
65339F101
996
4111
SH
SOLE
321
0
3790
NIKE INC
CL B
654106103
1825
18009
SH
SOLE
2276
0
15733
NIKE INC
CL B
654106103
650
6417
SH
OTR
2330
0
4087
NOKIA CORP
SPONSORED ADR
654902204
0
69
SH
OTR
0
0
69
NOKIA CORP
SPONSORED ADR
654902204
331
89087
SH
SOLE
0
0
89087
NORFOLK SOUTHERN CORP
COM
655844108
255
1317
SH
OTR
646
0
671
NORFOLK SOUTHERN CORP
COM
655844108
138
709
SH
SOLE
0
0
709
NORTHROP GRUMMAN CORP
COM
666807102
330
960
SH
OTR
434
0
526
NORTHROP GRUMMAN CORP
COM
666807102
157
456
SH
SOLE
0
0
456
NORTONLIFELOCK INC
COM
668771108
47
1806
SH
OTR
844
0
962
NORTONLIFELOCK INC
COM
668771108
261
10223
SH
SOLE
0
0
10223
NUTANIX INC
CL A
67059N108
1
37
SH
OTR
37
0
0
NUTANIX INC
CL A
67059N108
1092
34918
SH
SOLE
0
0
34918
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
241
14441
SH
SOLE
0
0
14441
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
4796
322064
SH
SOLE
0
0
322064
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
813
53428
SH
SOLE
0
0
53428
NUVEEN FLOATING RATE INCOME
COM
67072T108
106
10378
SH
SOLE
0
0
10378
NVIDIA CORP
COM
67066G104
763
3244
SH
OTR
1131
0
2113
NVIDIA CORP
COM
67066G104
328
1392
SH
SOLE
0
0
1392
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
188
429
SH
OTR
273
0
156
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
484
1106
SH
SOLE
10
0
1096
OCULAR THERAPEUTIX INC
COM
67576A100
1011
256045
SH
SOLE
0
0
256045
OMEGA HEALTHCARE INVS INC
COM
681936100
18
422
SH
OTR
216
0
206
OMEGA HEALTHCARE INVS INC
COM
681936100
772
18227
SH
SOLE
0
0
18227
ONEOK INC NEW
COM
682680103
325
4290
SH
OTR
1872
0
2418
ONEOK INC NEW
COM
682680103
38
498
SH
SOLE
0
0
498
ORACLE CORP
COM
68389X105
662
12495
SH
OTR
6581
0
5914
ORACLE CORP
COM
68389X105
1063
20057
SH
SOLE
123
0
19934
PAGERDUTY INC
COM
69553P100
2557
109338
SH
SOLE
0
0
109338
PALO ALTO NETWORKS INC
COM
697435105
223
966
SH
SOLE
0
0
966
PALO ALTO NETWORKS INC
COM
697435105
15
66
SH
OTR
0
0
66
PARKER HANNIFIN CORP
COM
701094104
36
177
SH
SOLE
0
0
177
PARKER HANNIFIN CORP
COM
701094104
261
1266
SH
OTR
402
0
864
PAYCHEX INC
COM
704326107
206
2421
SH
OTR
1077
0
1344
PAYCHEX INC
COM
704326107
210
2471
SH
SOLE
0
0
2471
PAYPAL HLDGS INC
COM
70450Y103
729
6743
SH
OTR
2260
0
4483
PAYPAL HLDGS INC
COM
70450Y103
1195
11054
SH
SOLE
22
0
11032
PDL BIOPHARMA INC
COM
69329Y104
437
134738
SH
SOLE
0
0
134738
PENN NATL GAMING INC
COM
707569109
599
23453
SH
SOLE
0
0
23453
PEPSICO INC
COM
713448108
2161
15818
SH
SOLE
135
0
15683
PEPSICO INC
COM
713448108
1190
8707
SH
OTR
4319
0
4388
PFIZER INC
COM
717081103
1155
29474
SH
OTR
15674
0
13800
PFIZER INC
COM
717081103
1304
33295
SH
SOLE
0
0
33295
PHILIP MORRIS INTL INC
COM
718172109
761
8947
SH
OTR
4962
0
3985
PHILIP MORRIS INTL INC
COM
718172109
76
891
SH
SOLE
116
0
775
PHILLIPS 66
COM
718546104
330
2967
SH
OTR
1269
0
1698
PHILLIPS 66
COM
718546104
96
866
SH
SOLE
0
0
866
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
252
2480
SH
SOLE
0
0
2480
PINTEREST INC
CL A
72352L106
3318
177985
SH
SOLE
0
0
177985
PIONEER NAT RES CO
COM
723787107
89
591
SH
OTR
279
0
312
PIONEER NAT RES CO
COM
723787107
253
1669
SH
SOLE
0
0
1669
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
212
11516
SH
OTR
1841
0
9675
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
212
11533
SH
SOLE
3995
0
7538
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
94
4940
SH
OTR
0
0
4940
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
272
14385
SH
SOLE
13845
0
540
PNC FINL SVCS GROUP INC
COM
693475105
423
2646
SH
OTR
1301
0
1345
PNC FINL SVCS GROUP INC
COM
693475105
303
1894
SH
SOLE
80
0
1814
POWER INTEGRATIONS INC
COM
739276103
989
10000
SH
SOLE
0
0
10000
PROCTER & GAMBLE CO
COM
742718109
1718
13756
SH
OTR
6748
0
7008
PROCTER & GAMBLE CO
COM
742718109
4871
38998
SH
SOLE
263
0
38735
PROGRESSIVE CORP OHIO
COM
743315103
102
1403
SH
SOLE
0
0
1403
PROGRESSIVE CORP OHIO
COM
743315103
177
2442
SH
OTR
1281
0
1161
PROLOGIS INC
COM
74340W103
254
2851
SH
OTR
2024
0
827
PROLOGIS INC
COM
74340W103
40
449
SH
SOLE
0
0
449
PRUDENTIAL FINL INC
COM
744320102
205
2188
SH
OTR
1358
0
830
PRUDENTIAL FINL INC
COM
744320102
142
1511
SH
SOLE
0
0
1511
PURE STORAGE INC
CL A
74624M102
2036
119010
SH
SOLE
14724
0
104286
QUALCOMM INC
COM
747525103
554
6277
SH
OTR
2023
0
4254
QUALCOMM INC
COM
747525103
530
6006
SH
SOLE
146
0
5860
RAYTHEON CO
COM NEW
755111507
368
1675
SH
OTR
791
0
884
RAYTHEON CO
COM NEW
755111507
645
2934
SH
SOLE
0
0
2934
REGENERON PHARMACEUTICALS
COM
75886F107
179
475
SH
SOLE
90
0
385
REGENERON PHARMACEUTICALS
COM
75886F107
74
197
SH
OTR
91
0
106
REGIONS FINL CORP NEW
COM
7591EP100
26
1535
SH
SOLE
0
0
1535
REGIONS FINL CORP NEW
COM
7591EP100
191
11134
SH
OTR
3666
0
7468
ROCKWELL AUTOMATION INC
COM
773903109
177
871
SH
OTR
536
0
335
ROCKWELL AUTOMATION INC
COM
773903109
173
855
SH
SOLE
0
0
855
ROPER TECHNOLOGIES INC
COM
776696106
194
547
SH
OTR
217
0
330
ROPER TECHNOLOGIES INC
COM
776696106
131
369
SH
SOLE
12
0
357
ROSS STORES INC
COM
778296103
198
1702
SH
OTR
952
0
750
ROSS STORES INC
COM
778296103
11
97
SH
SOLE
35
0
62
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
85
1449
SH
OTR
55
0
1394
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
160
2701
SH
SOLE
909
0
1792
S&P GLOBAL INC
COM
78409V104
10
36
SH
SOLE
19
0
17
S&P GLOBAL INC
COM
78409V104
399
1459
SH
OTR
615
0
844
SALESFORCE COM INC
COM
79466L302
715
4395
SH
OTR
1475
0
2920
SALESFORCE COM INC
COM
79466L302
5104
31380
SH
SOLE
0
0
31380
SCHLUMBERGER LTD
COM
806857108
216
5366
SH
OTR
1718
0
3648
SCHLUMBERGER LTD
COM
806857108
302
7510
SH
SOLE
0
0
7510
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
274
10011
SH
SOLE
0
0
10011
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
418
12436
SH
SOLE
0
0
12436
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
270
7782
SH
SOLE
0
0
7782
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
381
7125
SH
SOLE
0
0
7125
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
1062
13833
SH
SOLE
0
0
13833
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
354
5880
SH
SOLE
0
0
5880
SCHWAB STRATEGIC TR
US REIT ETF
808524847
320
6973
SH
SOLE
0
0
6973
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
968
12792
SH
SOLE
0
0
12792
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
74
1260
SH
OTR
680
0
580
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
402
6749
SH
SOLE
0
0
6749
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
484
4755
SH
SOLE
0
0
4755
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
550
17868
SH
SOLE
0
0
17868
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
275
2999
SH
SOLE
0
0
2999
SHERWIN WILLIAMS CO
COM
824348106
274
470
SH
OTR
189
0
281
SHERWIN WILLIAMS CO
COM
824348106
156
267
SH
SOLE
0
0
267
SHOTSPOTTER INC
COM
82536T107
230
9000
SH
SOLE
0
0
9000
SIMON PPTY GROUP INC NEW
COM
828806109
134
898
SH
OTR
612
0
286
SIMON PPTY GROUP INC NEW
COM
828806109
68
454
SH
SOLE
0
0
454
SLACK TECHNOLOGIES INC
COM CL A
83088V102
16643
740347
SH
SOLE
0
0
740347
SNAP INC
CL A
83304A106
1319
80765
SH
SOLE
0
0
80765
SOUTHERN CO
COM
842587107
272
4275
SH
OTR
2955
0
1320
SOUTHERN CO
COM
842587107
1
16
SH
SOLE
0
0
16
SOUTHWEST AIRLS CO
COM
844741108
181
3357
SH
OTR
1100
0
2257
SOUTHWEST AIRLS CO
COM
844741108
51
949
SH
SOLE
0
0
949
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1361
4774
SH
SOLE
0
0
4774
SPDR GOLD TRUST
GOLD SHS
78463V107
1273
8909
SH
SOLE
0
0
8909
SPDR S&P 500 ETF TR
TR UNIT
78462F103
518
1610
SH
OTR
1610
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
134258
417133
SH
SOLE
16176
0
400957
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
5661
15080
SH
SOLE
0
0
15080
SPDR SERIES TRUST
BLOOMBERG SRT TR
78468R408
485
18000
SH
SOLE
18000
0
0
SPLUNK INC
COM
848637104
6
37
SH
OTR
0
0
37
SPLUNK INC
COM
848637104
2934
19591
SH
SOLE
0
0
19591
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
2077
13889
SH
SOLE
0
0
13889
SPROTT PHYSICAL GOLD & SILVE
TR UNIT
85208R101
436
29739
SH
SOLE
0
0
29739
SQUARE INC
CL A
852234103
1
12
SH
OTR
12
0
0
SQUARE INC
CL A
852234103
1083
17313
SH
SOLE
0
0
17313
STAMPS COM INC
COM NEW
852857200
3945
47237
SH
SOLE
0
0
47237
STARBUCKS CORP
COM
855244109
504
5738
SH
OTR
3177
0
2561
STARBUCKS CORP
COM
855244109
518
5886
SH
SOLE
0
0
5886
STATE STR CORP
COM
857477103
169
2140
SH
OTR
988
0
1152
STATE STR CORP
COM
857477103
52
660
SH
SOLE
0
0
660
STRYKER CORP
COM
863667101
263
1253
SH
OTR
451
0
802
STRYKER CORP
COM
863667101
162
771
SH
SOLE
0
0
771
SVB FINL GROUP
COM
78486Q101
60
239
SH
OTR
124
0
115
SVB FINL GROUP
COM
78486Q101
5463
21762
SH
SOLE
0
0
21762
SYSCO CORP
COM
871829107
205
2396
SH
OTR
1325
0
1071
SYSCO CORP
COM
871829107
183
2138
SH
SOLE
0
0
2138
T MOBILE US INC
COM
872590104
21
267
SH
OTR
216
0
51
T MOBILE US INC
COM
872590104
179
2286
SH
SOLE
0
0
2286
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
22
174
SH
OTR
120
0
54
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
236
1929
SH
SOLE
0
0
1929
TARGET CORP
COM
87612E106
402
3136
SH
OTR
1741
0
1395
TARGET CORP
COM
87612E106
721
5626
SH
SOLE
174
0
5452
TELARIA INC
COM
879181105
1295
146990
SH
SOLE
0
0
146990
TELEFLEX INC
COM
879369106
1916
5089
SH
SOLE
0
0
5089
TELEFLEX INC
COM
879369106
17
47
SH
OTR
25
0
22
TENABLE HLDGS INC
COM
88025T102
6
261
SH
OTR
0
0
261
TENABLE HLDGS INC
COM
88025T102
3791
158208
SH
SOLE
0
0
158208
TESLA INC
COM
88160R101
10
25
SH
OTR
8
0
17
TESLA INC
COM
88160R101
736
1759
SH
SOLE
0
0
1759
TEXAS INSTRS INC
COM
882508104
731
5696
SH
OTR
2288
0
3408
TEXAS INSTRS INC
COM
882508104
471
3675
SH
SOLE
0
0
3675
THE CHARLES SCHWAB CORPORATI
COM
808513105
227
4763
SH
OTR
1634
0
3129
THE CHARLES SCHWAB CORPORATI
COM
808513105
514
10813
SH
SOLE
269
0
10544
THERMO FISHER SCIENTIFIC INC
COM
883556102
805
2477
SH
OTR
992
0
1485
THERMO FISHER SCIENTIFIC INC
COM
883556102
995
3063
SH
SOLE
0
0
3063
TJX COS INC NEW
COM
872540109
507
8302
SH
OTR
3708
0
4594
TJX COS INC NEW
COM
872540109
576
9422
SH
SOLE
26
0
9396
TPG RE FIN TR INC
COM
87266M107
0
21
SH
OTR
0
0
21
TPG RE FIN TR INC
COM
87266M107
78052
3850652
SH
SOLE
192920
0
3657732
TRAVELERS COMPANIES INC
COM
89417E109
209
1522
SH
OTR
765
0
757
TRAVELERS COMPANIES INC
COM
89417E109
407
2969
SH
SOLE
55
0
2914
TRUIST FINL CORP
COM
89832Q109
490
8699
SH
OTR
4635
0
4064
TRUIST FINL CORP
COM
89832Q109
120
2138
SH
SOLE
168
0
1970
TWILIO INC
CL A
90138F102
1
8
SH
OTR
8
0
0
TWILIO INC
CL A
90138F102
3353
34114
SH
SOLE
0
0
34114
TWITTER INC
COM
90184L102
125
3887
SH
OTR
862
0
3025
TWITTER INC
COM
90184L102
1895
59122
SH
SOLE
0
0
59122
UBER TECHNOLOGIES INC
COM
90353T100
5231
175900
SH
SOLE
0
0
175900
UMH PPTYS INC
COM
903002103
157
10000
SH
SOLE
0
0
10000
UNION PACIFIC CORP
COM
907818108
918
5076
SH
OTR
2206
0
2870
UNION PACIFIC CORP
COM
907818108
794
4392
SH
SOLE
0
0
4392
UNITED PARCEL SERVICE INC
CL B
911312106
385
3288
SH
OTR
1769
0
1519
UNITED PARCEL SERVICE INC
CL B
911312106
146
1248
SH
SOLE
0
0
1248
UNITED TECHNOLOGIES CORP
COM
913017109
752
5018
SH
OTR
2249
0
2769
UNITED TECHNOLOGIES CORP
COM
913017109
3404
22732
SH
SOLE
42
0
22690
UNITEDHEALTH GROUP INC
COM
91324P102
1241
4220
SH
OTR
1993
0
2227
UNITEDHEALTH GROUP INC
COM
91324P102
2779
9453
SH
SOLE
76
0
9377
UNIVERSAL TECHNICAL INST INC
COM
913915104
80
10415
SH
SOLE
0
0
10415
UROGEN PHARMA LTD
COM
M96088105
409
12250
SH
SOLE
0
0
12250
US BANCORP DEL
COM NEW
902973304
513
8661
SH
OTR
4506
0
4155
US BANCORP DEL
COM NEW
902973304
731
12333
SH
SOLE
6473
0
5860
V F CORP
COM
918204108
192
1924
SH
OTR
1374
0
550
V F CORP
COM
918204108
23
223
SH
SOLE
136
0
87
VALERO ENERGY CORP NEW
COM
91913Y100
308
3292
SH
OTR
1730
0
1562
VALERO ENERGY CORP NEW
COM
91913Y100
15
164
SH
SOLE
0
0
164
VANECK VECTORS ETF TRUST
GOLD MINERS ETF
92189F106
422
14400
SH
SOLE
0
0
14400
VANGUARD GROUP
DIV APP ETF
921908844
41526
333117
SH
SOLE
47241
0
285876
VANGUARD INDEX FDS
GROWTH ETF
922908736
359
1972
SH
SOLE
0
0
1972
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
837
5270
SH
SOLE
0
0
5270
VANGUARD INDEX FDS
MID CAP ETF
922908629
747
4193
SH
SOLE
2323
0
1870
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
333
3586
SH
SOLE
0
0
3586
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
8722
29487
SH
SOLE
0
0
29487
VANGUARD INDEX FDS
SMALL CP ETF
922908751
601
3628
SH
SOLE
390
0
3238
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
5513
33691
SH
SOLE
0
0
33691
VANGUARD INDEX FDS
VALUE ETF
922908744
619
5168
SH
SOLE
0
0
5168
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
302
5618
SH
SOLE
0
0
5618
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1376
30950
SH
SOLE
0
0
30950
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1038
17711
SH
SOLE
0
0
17711
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
828
16810
SH
SOLE
0
0
16810
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
1899
43103
SH
SOLE
0
0
43103
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1952
20829
SH
SOLE
0
0
20829
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
888
9449
SH
SOLE
0
0
9449
VANGUARD WORLD FDS
INF TECH ETF
92204A702
10822
44199
SH
SOLE
9015
0
35184
VERISIGN INC
COM
92343E102
211
1095
SH
OTR
201
0
894
VERISIGN INC
COM
92343E102
38
198
SH
SOLE
22
0
176
VERIZON COMMUNICATIONS INC
COM
92343V104
2736
44557
SH
SOLE
15916
0
28641
VERIZON COMMUNICATIONS INC
COM
92343V104
917
14928
SH
OTR
9703
0
5225
VERTEX PHARMACEUTICALS INC
COM
92532F100
327
1495
SH
OTR
540
0
955
VERTEX PHARMACEUTICALS INC
COM
92532F100
5
21
SH
SOLE
0
0
21
VIEWRAY INC
COM
92672L107
739
175000
SH
SOLE
0
0
175000
VISA INC
COM CL A
92826C839
1933
10285
SH
OTR
3645
0
6640
VISA INC
COM CL A
92826C839
3803
20240
SH
SOLE
851
0
19389
W P CAREY INC
COM
92936U109
44
539
SH
OTR
531
0
8
W P CAREY INC
COM
92936U109
263
3280
SH
SOLE
0
0
3280
WALGREENS BOOTS ALLIANCE INC
COM
931427108
297
5037
SH
OTR
2361
0
2676
WALGREENS BOOTS ALLIANCE INC
COM
931427108
378
6417
SH
SOLE
0
0
6417
WALMART INC
COM
931142103
1354
11399
SH
SOLE
155
0
11244
WALMART INC
COM
931142103
970
8165
SH
OTR
4597
0
3568
WASTE MGMT INC DEL
COM
94106L109
77
675
SH
SOLE
0
0
675
WASTE MGMT INC DEL
COM
94106L109
294
2580
SH
OTR
1224
0
1356
WELLS FARGO CO NEW
COM
949746101
1075
19986
SH
OTR
11659
0
8327
WELLS FARGO CO NEW
COM
949746101
1831
34028
SH
SOLE
383
0
33645
WILLIAMS COS INC DEL
COM
969457100
274
11564
SH
OTR
6002
0
5562
WILLIAMS COS INC DEL
COM
969457100
110
4634
SH
SOLE
0
0
4634
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
84
415
SH
OTR
227
0
188
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
132
652
SH
SOLE
0
0
652
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
218
4556
SH
SOLE
0
0
4556
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
5883
83339
SH
SOLE
0
0
83339
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
371
6900
SH
SOLE
0
0
6900
WORKDAY INC
CL A
98138H101
316
1920
SH
SOLE
0
0
1920
WORKDAY INC
CL A
98138H101
1
7
SH
OTR
7
0
0
ZENDESK INC
COM
98936J101
5237
68339
SH
SOLE
0
0
68339
ZILLOW GROUP INC
CL A
98954M101
317
6932
SH
SOLE
0
0
6932
ZILLOW GROUP INC
CL C CAP STK
98954M200
637
13866
SH
SOLE
0
0
13866
ZOETIS INC
CL A
98978V103
319
2409
SH
OTR
1012
0
1397
ZOETIS INC
CL A
98978V103
396
2993
SH
SOLE
53
0
2940
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
561
8243
SH
SOLE
0
0
8243
ZOSANO PHARMA CORP
COM NEW
98979H202
79
51842
SH
SOLE
0
0
51842
ZUORA INC
COM CL A
98983V106
2267
158224
SH
SOLE
22538
0
135686