0001172661-22-001903.txt : 20220815 0001172661-22-001903.hdr.sgml : 20220815 20220815102235 ACCESSION NUMBER: 0001172661-22-001903 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 EFFECTIVENESS DATE: 20220815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cohen & Co Financial Management, LLC CENTRAL INDEX KEY: 0001778536 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21305 FILM NUMBER: 221163218 BUSINESS ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 646-965-8215 MAIL ADDRESS: STREET 1: 3 COLUMBUS CIRCLE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001778536 XXXXXXXX 06-30-2022 06-30-2022 false Cohen & Co Financial Management, LLC

3 Columbus Circle 24th Floor New York NY 10019

13F HOLDINGS REPORT 028-21305 N Tina P. Shaw 646-792-5638 /s/ Tina P. Shaw New York NY 08-15-2022 0 71 101416 INFORMATION TABLE 2 infotable.xml 10X CAPITAL VENTURE ACQ III CL A ORD SHS G87077106 3 34999 SH SOLE 34999 0 0 7 ACQUISITION CORPORATION SHS CL A G80694105 1973 198300 SH SOLE 198300 0 0 ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 2 35647 SH SOLE 35647 0 0 AFTERNEXT HEALTHTECH ACQUISI SHS CL A G01109100 3884 400000 SH SOLE 400000 0 0 AHREN ACQUISITION CORP CLASS A ORD SHS G01322109 823 160003 SH SOLE 160003 0 0 AIB ACQUISITION CORPORATION CLASS A ORD G0R45S109 790 79470 SH SOLE 79470 0 0 ALTIMETER GROWTH CORP 2 COM CL A G0371B109 1856 188216 SH SOLE 188216 0 0 ARROWROOT ACQUISITION CORP CL A COM 04282M102 3 65873 SH SOLE 65873 0 0 AURORA TECHNOLOGY ACQUISITIO CLASS A ORD SHS G06984119 764 77100 SH SOLE 77100 0 0 AVALON ACQUISITION INC CLASS A COM 05338E101 2997 300000 SH SOLE 300000 0 0 BLUE WORLD ACQUISITION CORP CLASS A ORD SHS G1263E102 557 56206 SH SOLE 56206 0 0 BLUERIVER ACQUISITION CORP SHS CL A G1261Q107 9 94789 SH SOLE 94789 0 0 CACTUS ACQUISITION CORP 1 LT CLASS A ORD G1745A108 2904 291584 SH SOLE 291584 0 0 CARTICA ACQUISITION CORP CLASS A ORD SHS G1995D109 1252 124988 SH SOLE 124988 0 0 CATALYST PARTNRS ACQUISITN C CLASS A ORD SHS G19550105 2438 250000 SH SOLE 250000 0 0 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 1954 200000 SH SOLE 200000 0 0 CLOVER LEAF CAPITAL CORP COM CL A 18915E105 647 63852 SH SOLE 63852 0 0 DEEP LAKE CAPITAL ACQUSTN CO CL A SHS G27029100 21 262850 SH SOLE 262850 0 0 DIAMONDHEAD HOLDINGS CORP CL A 25278L105 6 50000 SH SOLE 50000 0 0 DMY TECHNOLOGY GROUP INC VI CL A COM 233247105 978 100000 SH SOLE 100000 0 0 DRAGONEER GROWTH OPT CORP II CL A SHS G28315102 3318 341023 SH SOLE 341023 0 0 E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 25 195264 SH SOLE 195264 0 0 EMERGING MARKETS HORIZON COR CLASS A ORD SHS G3033X105 12 104309 SH SOLE 104309 0 0 EMPOWERMENT & INCLUSION CAPI COM CL A 29248N100 8 93046 SH SOLE 93046 0 0 ENPHYS ACQUISITION CORP CL A ORD SHS G3167L109 3852 400000 SH SOLE 400000 0 0 ENTERPRISE 4.0 TEC ACQSTN CO CLASS A ORD SHS G3137C106 4410 442106 SH SOLE 442106 0 0 FIFTH WALL ACQUISITN CORP II CLASS A ORD SHS G34142102 2923 299500 SH SOLE 299500 0 0 FIRST LT ACQUISITION GROUP I CL A 320703101 3 31767 SH SOLE 31767 0 0 FRONTIER INVESTMENT CORP CLASS A ORD SHS G36816109 970 100000 SH SOLE 100000 0 0 GAMES & ESPORTS EXPRNC ACQ C CLASS A ORD SHS G3731J119 323 32200 SH SOLE 32200 0 0 GO ACQUISITION CORP COM 362019101 0 176522 SH SOLE 176522 0 0 GOGREEN INVESTMENTS CORP ORD SHS CL A G9461B101 961 95859 SH SOLE 95859 0 0 GSR II METEORA ACQUISITN COR CLASS A COM 36263W105 12 122895 SH SOLE 122895 0 0 HAWKS ACQUISITION CORP CL A 42032P108 509 52138 SH SOLE 52138 0 0 HEALTHCARE AI ACQUISITION CO CLASS A ORD SHS G4373K109 1208 121801 SH SOLE 121801 0 0 ICONIC SPORTS ACQUISITION CO CL A ORD SHS G4712C107 2069 206882 SH SOLE 206882 0 0 INFINITE ACQUISITION CORP CL A ORD SHS G48028107 2093 211837 SH SOLE 211837 0 0 INFLECTION POINT ACQUSTN COR CLASS A ORD G47874121 969 100000 SH SOLE 100000 0 0 INTEGRATED WELLNESS ACQ CORP ORD SHS CL A G4828B100 997 100000 SH SOLE 100000 0 0 INVESTCORP EUROPE ACQUISITIO CLASS A ORD SHS G4923T105 2008 226100 SH SOLE 226100 0 0 JATT ACQUISITION CORP SHS CL A G50752107 14 79466 SH SOLE 79466 0 0 KEYARCH ACQUISITION CORP ORD SHS CL A G5260A104 636 64821 SH SOLE 64821 0 0 KNIGHTSWAN ACQUISITION CORP CL A COM 499103109 3 22251 SH SOLE 22251 0 0 L CATTERTON ASIA ACQUISITION CLASS A ORD SHS G5346G125 1962 200000 SH SOLE 200000 0 0 LAKESHORE ACQUISITION II COR ORDINARY SHARES G5352N105 2478 250000 SH SOLE 250000 0 0 LF CAPITAL ACQUISITION CORP CLASS A COM 50202D102 652 65100 SH SOLE 65100 0 0 MONUMENT CIRCLE ACQUISITN CO UNIT 01/14/2026 61531M200 983 100000 SH SOLE 100000 0 0 NORTHERN LIGHTS ACQUISITN CO CLASS A COM 66538L105 9018 849989 SH SOLE 849989 0 0 PATHFINDER ACQUISITION CORP CL A G04119106 2273 231711 SH SOLE 231711 0 0 PIONEER MERGER CORP CL A SHS G7S24C103 638 129529 SH SOLE 129529 0 0 PLUM ACQUISITION CORP I CLASS A ORD SHS G7134L126 1960 200000 SH SOLE 200000 0 0 PORTAGE FINTECH ACQUISITN CO CLASS A ORD SHS G7185D106 2846 293381 SH SOLE 293381 0 0 POWERED BRANDS CL A G7209M108 8 99998 SH SOLE 99998 0 0 REE AUTOMOTIVE LTD CLASS A ORD SHS M8287R103 105 90652 SH SOLE 90652 0 0 ROCKET INTERNET GRWT OPRT CO SHS CL A G7613T103 2445 250000 SH SOLE 250000 0 0 SAGALIAM ACQUISITION CORP COM CL A 78661R106 272 27400 SH SOLE 27400 0 0 SCP & CO HEALTHCARE ACQUSTN COM CL A 784065104 8 100000 SH SOLE 100000 0 0 SCULPTOR ACQUISITION CORP I CL A COM G7T983103 4960 500000 SH SOLE 500000 0 0 SHOULDERUP TECHNOLOGY ACQUIS CL A COM 82537G104 34 264189 SH SOLE 264189 0 0 SILVER CREST ACQUISITION COR CL A SHS G81355102 2995 304107 SH SOLE 304107 0 0 SILVERSPAC INC CLASS A ORD G8136V104 2418 250000 SH SOLE 250000 0 0 ST ENERGY TRANSITION I LTD CL A ORD SHS G8465L107 2961 300000 SH SOLE 300000 0 0 STRATIM CLOUD ACQUISITION CO CLASS A COM 86309R107 9 99600 SH SOLE 99600 0 0 TARGET GLOBAL ACQUISI I CORP CLASS A ORD SHS G8675N109 3465 349640 SH SOLE 349640 0 0 TASTEMAKER ACQUISITION CORP COM CL A 876545104 7 84000 SH SOLE 84000 0 0 TB SA ACQUISITION CORP CLASS A ORD SHS G8657L105 1958 200000 SH SOLE 200000 0 0 THE MUSIC ACQUISITION CORP COM CLASS A 62752R100 22 250000 SH SOLE 250000 0 0 TORTOISEECOFIN ACQUISITION C SHS CL A G8956E109 437 45282 SH SOLE 45282 0 0 TWIN RIDGE CAPITAL ACQUIS CO SHS CL A G9151L104 982 100000 SH SOLE 100000 0 0 VAHANNA TECH EDGE ACQSTN I C CLASS A ORD G9320Z109 2345 235000 SH SOLE 235000 0 0 VALUENCE MERGER CORP I CLASS A ORD SHS G9R16L100 1991 198886 SH SOLE 198886 0 0