0001420506-20-001296.txt : 20201116
0001420506-20-001296.hdr.sgml : 20201116
20201116092658
ACCESSION NUMBER: 0001420506-20-001296
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201116
DATE AS OF CHANGE: 20201116
EFFECTIVENESS DATE: 20201116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ikarian Capital, LLC
CENTRAL INDEX KEY: 0001778253
IRS NUMBER: 473466768
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19721
FILM NUMBER: 201314090
BUSINESS ADDRESS:
STREET 1: 100 CRESCENT COURT
STREET 2: SUITE 1620
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-364-2883
MAIL ADDRESS:
STREET 1: 100 CRESCENT COURT
STREET 2: SUITE 1620
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001778253
XXXXXXXX
09-30-2020
09-30-2020
false
Ikarian Capital, LLC
100 CRESCENT COURT
SUITE 1620
DALLAS
TX
75201
13F HOLDINGS REPORT
028-19721
N
Chart Westcott
Co-Founder and Chief Operating Officer
214-364-2883
Chart Westcott, Co-Founder and Chief Operating Officer
DALLAS
TX
11-16-2020
0
174
1381817
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR IKARIAN CAPITAL, LLC
89BIO INC
COM
282559103
8730
340236
SH
SOLE
340236
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
2310
56008
SH
SOLE
56008
0
0
ACADIA PHARMACEUTICALS INC
COM
004225108
4126
100000
SH
Put
SOLE
100000
0
0
ACHIEVE LIFE SCIENCES INC
COM
004468500
2379
284151
SH
SOLE
284151
0
0
ADICET BIO INC
COM
007002108
3261
274277
SH
SOLE
274277
0
0
ADMA BIOLOGICS INC
COM
000899104
478
200000
SH
SOLE
200000
0
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
4155
403400
SH
Call
SOLE
403400
0
0
ADVERUM BIOTECHNOLOGIES INC
COM
00773U108
3036
294800
SH
Put
SOLE
294800
0
0
AERPIO PHARMACEUTICALS INC
COM
00810B105
5914
3942460
SH
SOLE
3942460
0
0
AGENUS INC
COM NEW
00847G705
3800
950000
SH
SOLE
950000
0
0
AIMMUNE THERAPEUTICS INC
COM
00900T107
11248
326500
SH
Put
SOLE
326500
0
0
AIR LEASE CORP
CL A
00912X302
518
17600
SH
Put
SOLE
17600
0
0
ALECTOR INC
COM
014442107
3
321
SH
SOLE
321
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
7280
50000
SH
Put
SOLE
50000
0
0
ALPINE IMMUNE SCIENCES INC
COM
02083G100
41
4739
SH
SOLE
4739
0
0
ALTIMMUNE INC
COM NEW
02155H200
1502
113768
SH
SOLE
113768
0
0
ANAPTYSBIO INC
COM
032724106
738
50000
SH
SOLE
50000
0
0
APELLIS PHARMACEUTICALS INC
COM
03753U106
565
18726
SH
SOLE
18726
0
0
APPLIED GENETIC TECHNOLOGIES
COM
03820J100
2654
545884
SH
SOLE
545884
0
0
APTINYX INC
COM
03836N103
1675
495490
SH
SOLE
495490
0
0
APTOSE BIOSCIENCES INC
COM NEW
03835T200
23
3904
SH
SOLE
3904
0
0
ARBUTUS BIOPHARMA CORP
COM
03879J100
360
115000
SH
SOLE
115000
0
0
ARDELYX INC
COM
039697107
8036
1530436
SH
SOLE
1530436
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
373
5000
SH
SOLE
5000
0
0
ARENA PHARMACEUTICALS INC
COM NEW
040047607
19446
260000
SH
Call
SOLE
260000
0
0
ARGENX SE
SPONSORED ADR
04016X101
209
800
SH
Put
SOLE
800
0
0
ARROWHEAD PHARMACEUTICALS IN
COM
04280A100
6459
150000
SH
Call
SOLE
150000
0
0
ARVINAS INC
COM
04335A105
3771
159700
SH
Call
SOLE
159700
0
0
ARYA SCIENCES ACQUISTION CO
UNIT 06/09/2027
G31655114
3501
318206
SH
SOLE
318206
0
0
ASCENDIS PHARMA A/S
SPONSORED ADR
04351P101
22376
145000
SH
Call
SOLE
145000
0
0
ASSEMBLY BIOSCIENCES INC
COM
045396108
2589
157468
SH
SOLE
157468
0
0
ATARA BIOTHERAPEUTICS INC
COM
046513107
5531
426800
SH
SOLE
426800
0
0
AURINIA PHARMACEUTICALS INC
COM
05156V102
1474
100000
SH
Call
SOLE
100000
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
275
54694
SH
SOLE
54694
0
0
AVROBIO INC
COM
05455M100
1628
125000
SH
SOLE
125000
0
0
AXOVANT SCIENCES LTD
COM
G0750W203
820
177684
SH
SOLE
177684
0
0
BAUDAX BIO INC
COM
07160F107
277
100000
SH
SOLE
100000
0
0
BCTG ACQUISITION CORP
COM
05492W103
2
250
SH
SOLE
250
0
0
BELLUS HEALTH INC NEW
COM NEW
07987C204
227
100000
SH
SOLE
100000
0
0
BIOGEN INC
COM
09062X103
852
3000
SH
SOLE
3000
0
0
BIOGEN INC
COM
09062X103
39375
138800
SH
Put
SOLE
138800
0
0
BIOGEN INC
COM
09062X103
28368
100000
SH
Call
SOLE
100000
0
0
BIOXCEL THERAPEUTICS INC
COM
09075P105
6504
150000
SH
Call
SOLE
150000
0
0
BIOXCEL THERAPEUTICS INC
COM
09075P105
117
2714
SH
SOLE
2714
0
0
BLACK DIAMOND THERAPEUTICS I
COM
09203E105
10851
358941
SH
SOLE
358941
0
0
BLUEBIRD BIO INC
COM
09609G100
2173
40281
SH
SOLE
40281
0
0
BRAINSTORM CELL THERAPEUTICS
COM NEW
10501E201
19797
1170100
SH
Put
SOLE
1170100
0
0
BRISTOL-MYERS SQUIBB CO
RIGHT 99/99/9999
110122157
4050
1800000
SH
SOLE
1800000
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
18087
300000
SH
Call
SOLE
300000
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
6028
100000
SH
SOLE
100000
0
0
CARA THERAPEUTICS INC
COM
140755109
3481
273524
SH
SOLE
273524
0
0
CARA THERAPEUTICS INC
COM
140755109
738
58000
SH
Call
SOLE
58000
0
0
CASI PHARMACEUTICALS INC
COM
14757U109
2356
1539910
SH
SOLE
1539910
0
0
CELLDEX THERAPEUTICS INC NEW
COM NEW
15117B202
21796
1469730
SH
SOLE
1469730
0
0
CELLDEX THERAPEUTICS INC NEW
COM NEW
15117B202
946
63800
SH
Call
SOLE
63800
0
0
CERECOR INC
COM
15671L109
460
202865
SH
SOLE
202865
0
0
CHARDAN HEALTHCR ACQSTN 2 CO
UNIT 99/99/9999
15957T206
4221
400000
SH
SOLE
400000
0
0
CHEMOCENTRYX INC
COM
16383L106
5480
100000
SH
Call
SOLE
100000
0
0
CHEMOCENTRYX INC
COM
16383L106
1
37
SH
SOLE
37
0
0
CHIASMA INC
COM
16706W102
7008
1629633
SH
SOLE
1629633
0
0
CHIMERIX INC
COM
16934W106
3397
1364044
SH
SOLE
1364044
0
0
CLOVIS ONCOLOGY INC
COM
189464100
4408
756236
SH
SOLE
756236
0
0
CLOVIS ONCOLOGY INC
COM
189464100
2332
400000
SH
Call
SOLE
400000
0
0
COMPASS PATHWAYS PLC
SPONSORED ADS
20451W101
5342
153048
SH
SOLE
153048
0
0
CORBUS PHARMACEUTICALS HLDGS
COM
21833P103
397
220100
SH
Call
SOLE
220100
0
0
CORTEXYME INC
COM
22053A107
2000
40000
SH
SOLE
40000
0
0
CORTEXYME INC
COM
22053A107
150
3000
SH
Call
SOLE
3000
0
0
CORTEXYME INC
COM
22053A107
150
3000
SH
Put
SOLE
3000
0
0
CRINETICS PHARMACEUTICALS IN
COM
22663K107
784
50000
SH
SOLE
50000
0
0
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
9644
115300
SH
Put
SOLE
115300
0
0
CRYOPORT INC
COM PAR $0.001
229050307
11850
250000
SH
Put
SOLE
250000
0
0
CRYOPORT INC
COM PAR $0.001
229050307
12935
272900
SH
Call
SOLE
272900
0
0
CYTOKINETICS INC
COM NEW
23282W605
1190
55000
SH
SOLE
55000
0
0
CYTOKINETICS INC
COM NEW
23282W605
25364
1171600
SH
Call
SOLE
1171600
0
0
CYTOKINETICS INC
COM NEW
23282W605
6927
320000
SH
Put
SOLE
320000
0
0
DBV TECHNOLOGIES S A
SPONSORED ADR
23306J101
596
164730
SH
SOLE
164730
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
7183
140000
SH
Call
SOLE
140000
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
5131
100000
SH
Put
SOLE
100000
0
0
DELCATH SYS INC
COM NEW
24661P807
1092
94000
SH
SOLE
94000
0
0
DIAMEDICA THERAPEUTICS INC
COM NEW
25253X207
1759
415000
SH
SOLE
415000
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
179
10000
SH
Put
SOLE
10000
0
0
DICERNA PHARMACEUTICALS INC
COM
253031108
179
10000
SH
Call
SOLE
10000
0
0
EIDOS THERAPEUTICS INC
COM
28249H104
3184
63011
SH
SOLE
63011
0
0
EIGER BIOPHARMACEUTICALS INC
COM
28249U105
2771
340318
SH
SOLE
340318
0
0
EPIZYME INC
COM
29428V104
347
29080
SH
SOLE
29080
0
0
FATE THERAPEUTICS INC
COM
31189P102
2003
50100
SH
Put
SOLE
50100
0
0
FATE THERAPEUTICS INC
COM
31189P102
2003
50100
SH
Call
SOLE
50100
0
0
FIBROGEN INC
COM
31572Q808
8222
200000
SH
Call
SOLE
200000
0
0
FIBROGEN INC
COM
31572Q808
8301
201900
SH
Put
SOLE
201900
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
117
2100
SH
Put
SOLE
2100
0
0
GOSSAMER BIO INC
COM
38341P102
1009
81300
SH
Call
SOLE
81300
0
0
GOSSAMER BIO INC
COM
38341P102
7229
582494
SH
SOLE
582494
0
0
HARROW HEALTH INC
COM
415858109
2563
458607
SH
SOLE
458607
0
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
205
2641
SH
SOLE
2641
0
0
HORIZON THERAPEUTICS PUB L
SHS
G46188101
30023
386500
SH
Call
SOLE
386500
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
4317
400000
SH
Put
SOLE
400000
0
0
I MAB
SPONSORED ADS
44975P103
7054
150000
SH
SOLE
150000
0
0
ICAD INC
COM NEW
44934S206
1596
181337
SH
SOLE
181337
0
0
IGM BIOSCIENCES INC
COM
449585108
23124
313300
SH
Put
SOLE
313300
0
0
IGM BIOSCIENCES INC
COM
449585108
18452
250000
SH
Call
SOLE
250000
0
0
IMMATICS N.V
SHS
N44445109
6770
638094
SH
SOLE
638094
0
0
IMMUNOMEDICS INC
COM
452907108
1369
16100
SH
Call
SOLE
16100
0
0
IMMUNOVANT INC
COM
45258J102
11328
321887
SH
SOLE
321887
0
0
INCYTE CORP
COM
45337C102
8974
100000
SH
Put
SOLE
100000
0
0
INCYTE CORP
COM
45337C102
13461
150000
SH
Call
SOLE
150000
0
0
INFLARX NV
COM
N44821101
637
149750
SH
SOLE
149750
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
6415
250000
SH
Call
SOLE
250000
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
2567
100000
SH
Put
SOLE
100000
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
6183
240989
SH
SOLE
240989
0
0
INVENTIVA SA
ADS
46124U107
177
15000
SH
SOLE
15000
0
0
KADMON HLDGS INC
COM
48283N106
3673
936615
SH
SOLE
936615
0
0
KALA PHARMACEUTICALS INC
COM
483119103
3387
451531
SH
SOLE
451531
0
0
KALVISTA PHARMACEUTICALS INC
COM
483497103
15554
1235471
SH
SOLE
1235471
0
0
KINIKSA PHARMACEUTICALS LTD
COM CL A
G5269C101
5254
342998
SH
SOLE
342998
0
0
KODIAK SCIENCES INC
COM
50015M109
14802
250000
SH
Put
SOLE
250000
0
0
KURA ONCOLOGY INC
COM
50127T109
189
6203
SH
SOLE
6203
0
0
KURA ONCOLOGY INC
COM
50127T109
6721
219400
SH
Call
SOLE
219400
0
0
LIFESCI ACQUISITION CORP
COM
53228P109
2999
241762
SH
SOLE
241762
0
0
LYRA THERAPEUTICS INC
COM
55234L105
4338
387939
SH
SOLE
387939
0
0
MADRIGAL PHARMACEUTICALS INC
COM
558868105
13642
114900
SH
Call
SOLE
114900
0
0
MADRIGAL PHARMACEUTICALS INC
COM
558868105
2809
23654
SH
SOLE
23654
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
10579
600000
SH
Put
SOLE
600000
0
0
MEREO BIOPHARMA GROUP PLC
ADS
589492107
688
1196308
SH
SOLE
1196308
0
0
MESOBLAST LTD
SPONS ADR
590717104
145
7800
SH
Put
SOLE
7800
0
0
MILESTONE PHARMACEUTICALS IN
COM
59935V107
12764
1743545
SH
SOLE
1743545
0
0
MILLENDO THERAPEUTICS INC
COM
60040X103
220
135193
SH
SOLE
135193
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
91161
549000
SH
Put
SOLE
549000
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
6402
38557
SH
SOLE
38557
0
0
MODERNA INC
COM
60770K107
77394
1093900
SH
Put
SOLE
1093900
0
0
MUSTANG BIO INC
COM
62818Q104
2541
806475
SH
SOLE
806475
0
0
MYOVANT SCIENCES LTD
COM
G637AM102
2810
200000
SH
Call
SOLE
200000
0
0
NEKTAR THERAPEUTICS
COM
640268108
2488
150000
SH
Call
SOLE
150000
0
0
NEXTCURE INC
COM
65343E108
1760
200000
SH
SOLE
200000
0
0
NOVAVAX INC
COM NEW
670002401
40675
375400
SH
Put
SOLE
375400
0
0
NOVAVAX INC
COM NEW
670002401
286
2636
SH
SOLE
2636
0
0
OCULAR THERAPEUTIX INC
COM
67576A100
13061
1716293
SH
SOLE
1716293
0
0
OTONOMY INC
COM
68906L105
1761
434786
SH
SOLE
434786
0
0
OVID THERAPEUTICS INC
COM
690469101
92
16000
SH
Call
SOLE
16000
0
0
PANDION THERAPEUTICS INC
COM
698340106
2978
260000
SH
SOLE
260000
0
0
POSEIDA THERAPEUTICS INC
COM
73730P108
2022
228000
SH
SOLE
228000
0
0
PRECISION BIOSCIENCES INC
COM
74019P108
55
8812
SH
SOLE
8812
0
0
PROTARA THERAPEUTICS INC
COM STK
74365U107
12158
722443
SH
SOLE
722443
0
0
PROTEOSTASIS THERAPEUTICS IN
COM
74373B109
2628
2389891
SH
SOLE
2389891
0
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
554
54901
SH
SOLE
54901
0
0
RAPT THERAPEUTICS INC
COM
75382E109
503
15600
SH
Put
SOLE
15600
0
0
RAPT THERAPEUTICS INC
COM
75382E109
170
5300
SH
Call
SOLE
5300
0
0
REATA PHARMACEUTICALS INC
CL A
75615P103
5592
57400
SH
Put
SOLE
57400
0
0
REATA PHARMACEUTICALS INC
CL A
75615P103
11408
117100
SH
Call
SOLE
117100
0
0
REPARE THERAPEUTICS INC
COM
760273102
5858
190410
SH
SOLE
190410
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
1668
695529
SH
SOLE
695529
0
0
SAGE THERAPEUTICS INC
COM
78667J108
7099
116151
SH
SOLE
116151
0
0
SAGE THERAPEUTICS INC
COM
78667J108
4847
79300
SH
Call
SOLE
79300
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
74441
530100
SH
Put
SOLE
530100
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
14407
102600
SH
Call
SOLE
102600
0
0
SCPHARMACEUTICALS INC
COM
810648105
11033
1481147
SH
SOLE
1481147
0
0
SERES THERAPEUTICS INC
COM
81750R102
21585
762400
SH
Call
SOLE
762400
0
0
SERES THERAPEUTICS INC
COM
81750R102
2701
95430
SH
SOLE
95430
0
0
SIERRA ONCOLOGY INC
COM NEW
82640U404
3350
313890
SH
SOLE
313890
0
0
SOLID BIOSCIENCES INC
COM
83422E105
1600
788008
SH
SOLE
788008
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
66977
200000
SH
Put
SOLE
200000
0
0
SPDR SER TR
S&P BIOTECH
78464A870
94716
850000
SH
Put
SOLE
850000
0
0
STEALTH BIOTHERAPEUTICS CORP
SPONSORED ADS
85789A105
50
37597
SH
SOLE
37597
0
0
STRONGBRIDGE BIOPHARMA PLC
SHS USD
G85347105
7061
3362242
SH
SOLE
3362242
0
0
SUTRO BIOPHARMA INC
COM
869367102
4904
488000
SH
SOLE
488000
0
0
TRACON PHARMACEUTICALS INC
COM NEW
89237H209
11180
2162549
SH
SOLE
2162549
0
0
TRICIDA INC
COM
89610F101
210
23193
SH
SOLE
23193
0
0
VAXCYTE INC
COM
92243G108
796
16110
SH
SOLE
16110
0
0
VERASTEM INC
COM
92337C104
1710
1413327
SH
SOLE
1413327
0
0
X4 PHARMACEUTICALS INC
COM
98420X103
4907
724680
SH
SOLE
724680
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
2470
223173
SH
SOLE
223173
0
0
ZOGENIX INC
COM NEW
98978L204
16137
900000
SH
Call
SOLE
900000
0
0
ZOGENIX INC
COM NEW
98978L204
3274
182591
SH
SOLE
182591
0
0
ZYMEWORKS INC
COM
98985W102
23290
500000
SH
Call
SOLE
500000
0
0
ZYMEWORKS INC
COM
98985W102
11414
245000
SH
Put
SOLE
245000
0
0