0000894579-23-000121.txt : 20230214 0000894579-23-000121.hdr.sgml : 20230214 20230214123002 ACCESSION NUMBER: 0000894579-23-000121 CONFORMED SUBMISSION TYPE: ABS-15G PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230214 ITEM INFORMATION: Periodic Filing of Rule 15Ga-1 Representations and Warranties Disclosure FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 ABS RULE: RULE-15GA1 PERIOD START: 20220101 N Y ABS ASSET CLASS: Other FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pagaya US Holding Co LLC CENTRAL INDEX KEY: 0001778115 IRS NUMBER: 364872348 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: ABS-15G SEC ACT: Dodd Frank Act SEC FILE NUMBER: 025-04572 FILM NUMBER: 23625589 BUSINESS ADDRESS: STREET 1: 135 E 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-710-7714 MAIL ADDRESS: STREET 1: 135 E 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Pagaya Investments US LLC DATE OF NAME CHANGE: 20190529 ABS-15G 1 pagaya_15ga1_2022.htm FORM ABS-15G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM ABS-15G

ASSET-BACKED SECURITIZER
REPORT PURSUANT TO SECTION 15G
OF THE SECURITIES EXCHANGE ACT OF 1934


Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:

[X]
Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period January 1, 2022 to December 31, 2022.

Date of Report (Date of earliest event reported):  February 14, 2023

Commission File Number of securitizer:  025-04572

Central Index Key Number of securitizer:  0001778115

                           Gal Krubiner – 646-710-7714                          
(Name and telephone number, including area code,
of the person to contact in connection with this filing)

Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1): [_]

Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i): [_]

Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii): [X]

[_]          Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2).

Central Index Key Number of depositor:  ___________

                                                                                                    
(Exact name of issuing entity as specified in its charter)

Central Index Key Number of issuing entity (if applicable):  ___________

Central Index Key Number of underwriter (if applicable):  ___________

                                                                                                  
(Name and telephone number, including area code,
of the person to contact in connection with this filing)

INFORMATION TO BE INCLUDED IN THE REPORT

PART I:  REPRESENTATION AND WARRANTY INFORMATION

Item 1.02 Periodic Filing of Rule 15Ga-1 Representations and Warranties Disclosure

The securitizer has no activity to report.

Explanatory Note:

We have provided all the information required by Rule 15Ga-1 and this Form ABS-15G that can be acquired without unreasonable effort or expense by, among other things, (i) identifying asset-backed securities transactions within the scope of Rule 15Ga-1 for which we are a securitizer (“Covered Transactions”), (ii) reviewing our records for demands for repurchase or replacement of pool assets in Covered Transactions for breaches of representations or warranties concerning those pool assets (“Reportable Information”), (iii) identifying the parties in Covered Transactions that have a contractual obligation to enforce any repurchase obligations of the party or parties making those representations or warranties based on our records (“Demand Entities”), and (iv) requesting from Demand Entities (or confirming that Demand Entities are required to deliver) all Reportable Information within their respective possession.

PART II:  FINDINGS AND CONCLUSIONS OF THIRD-PARTY DUE DILIGENCE REPORTS

N/A


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date:  February 14, 2023
Pagaya US Holding Company LLC
(Securitizer)
 
 
By: /s/ Amol Naik                         
Name: Amol Naik
Title:  Chief Operating Officer



By: /s/ Benjamin Blatt                   
Name: Benjamin Blatt
Title:  Chief Business Officer