0001437749-24-007035.txt : 20240307
0001437749-24-007035.hdr.sgml : 20240307
20240307212722
ACCESSION NUMBER: 0001437749-24-007035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240305
FILED AS OF DATE: 20240307
DATE AS OF CHANGE: 20240307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Brian Michael
CENTRAL INDEX KEY: 0001865783
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39048
FILM NUMBER: 24732147
MAIL ADDRESS:
STREET 1: C/O AVEPOINT, INC.
STREET 2: 525 WASHINGTON BOULEVARD, SUITE 1400
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AvePoint, Inc.
CENTRAL INDEX KEY: 0001777921
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 834461709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 525 WASHINGTON BLVD
STREET 2: SUITE 1400
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
BUSINESS PHONE: (201) 793-1111
MAIL ADDRESS:
STREET 1: 525 WASHINGTON BLVD
STREET 2: SUITE 1400
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER COMPANY:
FORMER CONFORMED NAME: Apex Technology Acquisition Corp
DATE OF NAME CHANGE: 20190528
4
1
rdgdoc.xml
FORM 4
X0508
4
2024-03-05
0001777921
AvePoint, Inc.
AVPT
0001865783
Brown Brian Michael
C/O AVEPOINT, INC.
901 E BYRD ST, SUITE 900
RICHMOND
VA
23219
1
1
Chief Legal Officer
0
Common Stock
2024-03-05
4
A
0
100536
0
A
1379314
D
Common Stock
2024-03-05
4
A
0
35512
0
A
1414826
D
This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
25% of the RSUs will vest on March 05, 2025, and the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.
Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.
Represents performance-based RSUs based upon two metrics: FY25 GAAP Profitability and Non-GAAP Rule of 40. Actual payouts may represent 50% to 150% of granted value. These performance-based RSUs will vest 50% on March 5, 2026, and then 25% annually after, using FY25 as the performance period.
/s/ Brian Michael Brown
2024-03-07